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Listed Issuers' General Disclosure Obligation

Listed issuers’ general disclosure obligation

Date(dd/mm/yyyy)

Particulars

Document Type

Content Category

22/03/2013 Guidance on issuers’ Rule compliance based on the Exchange’s review of disclosure in issuers’ annual reports Letter to issuers Listed issuers
01/03/2013 Rule implications arising from the adoption of Hong Kong Financial Reporting Standard 10 / International Financial Reporting Standard 10 Letter to Issuers Listed Issuers
04/06/2007 Information Gathering: Reminder concerning the availability of authorised representatives Letter to Issuers Listed Issuers

Administrative Matters

First Release Date (Last Update Date)(dd/mm/yyyy)

Particulars

Content Category

11/2008 (14/12/2009) Annotated Monthly Return (effective 1 January 2009) Listed Issuers
11/2008 (21/02/2014) Annotated Next Day Disclosure Return (effective 1 January 2009) Listed Issuers
20/02/2004 Participants Shareholding Reports (For Listed Issuers) Listed Issuers

Presentation Materials

Release Date(mm/yyyy)

Particular (Presentation Date)

Organiser

Venue

10/2015 Listing Compliance Update (September 2015) Listing Division Hong Kong
05/2014 Review of the implementation of inside information regime and continuing obligations under the Listing Rules (March – April 2014) Listing Division/ Securities and Futures Commission Hong Kong
10/2013 Listing Compliance Update (September – October 2013) Listing Division Hong Kong
01/2013 Rule Changes Consequential on Statutory Backing to Issuer’s Continuing Obligation to Disclose Inside Information (December 2012) Listing Division/ Securities and Futures Commission Hong Kong
01/2012 Other Recent Rule Amendments and Practical Compliance Issues for Listed Issuers (Simplified Chinese version only) (January 2012) Listing Division Hong Kong
12/2011 Other Recent Rule Amendments and Practical Compliance Issues for Listed Issuers (November – December 2011) Listing Division Hong Kong
07/2010 Streamlining on Circular and Listing Document Requirements (June – July 2010)
 
Listing Division
Hong Kong
07/2009 Corporate Action Guidelines (April to July 2009) Listing Division Hong Kong
07/2009 Recent Amendments to the Listing Rules (April to July 2009) Listing Division Hong Kong

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