Market Turnover
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Responses (July 2015)

Consultation Paper on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market

HKEx Exchange Participants (41 in total)
1.        BNP Paribas Securities (Asia) Limited
2.        Bright Smart Futures & Commodities Company Limited (submission provided in Chinese)
3.        Bright Smart Securities International (H.K.) Limited (submission provided in Chinese)
4.        Celestial Commodities Limited
5.        Celestial Securities Limited
6.        Chief Securities Limited / Chief Commodities Limited (submission provided in Chinese)
7.        Citigroup Global Markets Asia Limited
8.        Eclipse Options (HK) Limited
9.        Hang Seng Securities Limited
10.    I-Access Investors Limited
11.    IMC Asia Pacific Limited
12.    J.P. Morgan Broking (Hong Kong) Limited
13.    Macquarie Capital Securities Limited
14.    Optiver Trading Hong Kong Limited
The following HKEx Exchange Participant requested anonymity
15.    Exchange Participant 1
16.    Exchange Participant 2
17.    Exchange Participant 3
18.    Exchange Participant 4
19.    Exchange Participant 5
20.    Exchange Participant 6
21.    Exchange Participant 7
22.    Exchange Participant 8
23.    Exchange Participant 9
24.    Exchange Participant 10
25.    Exchange Participant 11
26.    Exchange Participant 12
27.    Exchange Participant 13
28.    Exchange Participant 14
29.    Exchange Participant 15
30.    Exchange Participant 16
31.    Exchange Participant 17
32.    Exchange Participant 18
33.    Exchange Participant 19
34.    Exchange Participant 20
35.    Exchange Participant 21
36.    Exchange Participant 22
37.    Exchange Participant 23
38.    Exchange Participant 24
39.    Exchange Participant 25
 The following HKEx Exchange Participant requested non-disclosure
40.    Exchange Participant 26 (requested non-disclosure)
41.    Exchange Participant 27 (requested non-disclosure)
  
Asset Management Companies (15 in total)
42.    Hang Seng Investment Management Limited
43.    T. Rowe Price Hong Kong Limited
44.    Vanguard Investments Hong Kong Limited
The following Asset Management Companies requested anonymity
45.    Asset Management company 1
46.    Asset Management company 2
47.    Asset Management company 3
48.    Asset Management company 4
49.    Asset Management company 5
50.    Asset Management company 6
51.    Asset Management company 7
52.    Asset Management company 8
53.    Asset Management company 9
54.    Asset Management company 10
55.    Asset Management company 11
56.    Asset Management company 12
 
Industry Associations and Key Market Representatives (10 in total)
57. Alternative Investment Management Association Limited (AIMA)
58.    Asia Securities Industry & Financial Markets Association
59.    Hong Kong Investment Funds Association
60.    Hong Kong Securities & Futures Professionals Association (submission provided in Chinese)
61.    Hong Kong Securities Association (submission provided in Chinese)
62.    Hong Kong Securities Professionals Association
63.    Quorum 15 Limited
64.    The Hong Kong Society of Financial Analysts
65.    The Institute of Securities Dealers Limited (submission provided in Chinese)
66.    Hon Christopher Cheung Wah-fung, SBS, JP (submission provided in Chinese)
  
Other Entities (5 in total)
The following other entities requested anonymity
67.    Other Entity 1
68.    Other Entity 2
69.    Other Entity 3
70.    Other Entity 4
71.    Other Entity 5
 
Individuals (310 in total)
72.    Chan Chau Yuen, Andy
73.    Chan Chun Kin (submission provided in Chinese)
74.    Chan Kwong Leung (submission provided in Chinese)
75.    Chan Yik Kim (submission provided in Chinese)
76.    Dr Sean Foley / Dr Tali Putnins
77.    Lam Kwok Chong (submission provided in Chinese)
78.    Lu Chun He (submission provided in Chinese)
79.    Ms Chu (submission provided in Chinese)
80.    Ng Yok Bor (submission provided in Chinese)
81.    Sandy Chan (submission provided in Chinese)
82.    Sui Ming Fai (submission provided in Chinese)
83.    To Kam Ming (submission provided in Chinese)
84.    Tong Hing Yuen (submission provided in Chinese)
85.    Tsui S L (submission provided in Chinese)
86.    Wong Hing Kans (submission provided in Chinese)
87.    Wong Kwok Chi (submission provided in Chinese)
88.    Yuen Suet Lin (submission provided in Chinese)
89.    林達仁 (submission provided in Chinese)
90.    徐可儀 (submission provided in Chinese)
91.    陳凱君 (submission provided in Chinese)
92.    蔡揮日 (submission provided in Chinese)
93.    鄭敏 (submission provided in Chinese)
The following individuals requested anonymity
94.    Individual 1 (submission provided in Chinese)
95.    Individual 2 (submission provided in Chinese)
96.    Individual 3 (submission provided in Chinese)
97.    Individual 4 (submission provided in Chinese)
98.    Individual 5 (submission provided in Chinese)
99.    Individual 6 (submission provided in Chinese)
100.          Individual 7 (submission provided in Chinese)
101.          Individual 8 (submission provided in Chinese)
102.           Individual 9 (submission provided in Chinese)
103.           Individual 10 (submission provided in Chinese)
104.           Individual 11 (submission provided in Chinese)
105.           Individual 12 (submission provided in Chinese)
106.           Individual 13 (submission provided in Chinese)
107.           Individual 14 (submission provided in Chinese)
108.           Individual 15 (submission provided in Chinese)
109.           Individual 16 (submission provided in Chinese)
110.           Individual 17 (submission provided in Chinese)
111.           Individual 18 (submission provided in Chinese)
112.           Individual 19 (submission provided in Chinese)
113.           Individual 20 (submission provided in Chinese)
114.           Individual 21 (submission provided in Chinese)
115.           Individual 22 (submission provided in Chinese)
116.           Individual 23 (submission provided in Chinese)
117.           Individual 24 (submission provided in Chinese)
118.           Individual 25 (submission provided in Chinese)
119.           Individual 26 (submission provided in Chinese)
120.           Individual 27 (submission provided in Chinese)
121.           Individual 28 (submission provided in Chinese)
122.           Individual 29 (submission provided in Chinese)
123.           Individual 30 (submission provided in Chinese)
124.           Individual 31 (submission provided in Chinese)
125.           Individual 32 (submission provided in Chinese)
126.           Individual 33 (submission provided in Chinese)
127.           Individual 34 (submission provided in Chinese)
128.           Individual 35 (submission provided in Chinese)
129.           Individual 36 (submission provided in Chinese)
130.           Individual 37 (submission provided in Chinese)
131.           Individual 38 (submission provided in Chinese)
132.           Individual 39 (submission provided in Chinese)
133.           Individual 40 (submission provided in Chinese)
134.           Individual 41 (submission provided in Chinese)
135.           Individual 42 (submission provided in Chinese)
136.           Individual 43 (submission provided in Chinese)
137.           Individual 44 (submission provided in Chinese)
138.           Individual 45
139.           Individual 46 (submission provided in Chinese)
140.           Individual 47 (submission provided in Chinese)
141.           Individual 48 (submission provided in Chinese)
142.           Individual 49 (submission provided in Chinese)
143.           Individual 50 (submission provided in Chinese)
144.           Individual 51 (submission provided in Chinese)
145.            Individual 52 (submission provided in Chinese)
146.          Individual 53 (submission provided in Chinese)
147.          Individual 54 (submission provided in Chinese)
148.            Individual 55 (submission provided in Chinese)
149.          Individual 56 (submission provided in Chinese)
150.          Individual 57 (submission provided in Chinese)
151.          Individual 58 (submission provided in Chinese)
152.          Individual 59 (submission provided in Chinese)
153.          Individual 60
154.          Individual 61 (submission provided in Chinese)
155.          Individual 62 (submission provided in Chinese)
156.            Individual 63 (submission provided in Chinese)
157.          Individual 64 (submission provided in Chinese)
158.          Individual 65 (submission provided in Chinese)
159.          Individual 66 (submission provided in Chinese)
160.          Individual 67 (submission provided in Chinese)
161.          Individual 68
162.          Individual 69 (submission provided in Chinese)
163.          Individual 70 (submission provided in Chinese)
164.            Individual 71 (submission provided in Chinese)
165.            Individual 72 (submission provided in Chinese)
166.          Individual 73 (submission provided in Chinese)
167.          Individual 74 (submission provided in Chinese)
168.          Individual 75 (submission provided in Chinese)
169.          Individual 76 (submission provided in Chinese)
170.            Individual 77 (submission provided in Chinese)
171.          Individual 78 (submission provided in Chinese)
172.            Individual 79 (submission provided in Chinese)
173.          Individual 80 (submission provided in Chinese)
174.          Individual 81 (submission provided in Chinese)
175.          Individual 82 (submission provided in Chinese)
176.          Individual 83 (submission provided in Chinese)
177.          Individual 84 (submission provided in Chinese)
178.            Individual 85 (submission provided in Chinese)
179.          Individual 86 (submission provided in Chinese)
180.          Individual 87 (submission provided in Chinese)
181.          Individual 88 (submission provided in Chinese)
182.          Individual 89 (submission provided in Chinese)
183.          Individual 90 (submission provided in Chinese)
184.          Individual 91 (submission provided in Chinese)
185.          Individual 92 (submission provided in Chinese)
186.          Individual 93 (submission provided in Chinese)
187.          Individual 94 (submission provided in Chinese)
188.          Individual 95 (submission provided in Chinese)
189.          Individual 96 (submission provided in Chinese)
190.          Individual 97 (submission provided in Chinese)
191.          Individual 98 (submission provided in Chinese)
192.            Individual 99 (submission provided in Chinese)
193.          Individual 100 (submission provided in Chinese)
194.          Individual 101 (submission provided in Chinese)
195.          Individual 102 (submission provided in Chinese)
196.            Individual 103 (submission provided in Chinese)
197.          Individual 104 (submission provided in Chinese)
198.          Individual 105 (submission provided in Chinese)
199.            Individual 106 (submission provided in Chinese)
200.          Individual 107 (submission provided in Chinese)
201.          Individual 108 (submission provided in Chinese)
202.            Individual 109 (submission provided in Chinese)
203.          Individual 110 (submission provided in Chinese)
204.          Individual 111 (submission provided in Chinese)
205.          Individual 112 (submission provided in Chinese)
206.          Individual 113 (submission provided in Chinese)
207.          Individual 114 (submission provided in Chinese)
208.          Individual 115 (submission provided in Chinese)
209.          Individual 116 (submission provided in Chinese)
210.            Individual 117 (submission provided in Chinese)
211.            Individual 118 (submission provided in Chinese)
212.          Individual 119 (submission provided in Chinese)
213.          Individual 120 (submission provided in Chinese)
214.          Individual 121 (submission provided in Chinese)
215.            Individual 122 (submission provided in Chinese)
216.          Individual 123 (submission provided in Chinese)
217.          Individual 124 (submission provided in Chinese)
218.          Individual 125 (submission provided in Chinese)
219.            Individual 126 (submission provided in Chinese)
220.          Individual 127 (submission provided in Chinese)
221.          Individual 128 (submission provided in Chinese)
222.          Individual 129 (submission provided in Chinese)
223.          Individual 130 (submission provided in Chinese)
224.          Individual 131 (submission provided in Chinese)
225.            Individual 132 (submission provided in Chinese)
226.          Individual 133 (submission provided in Chinese)
227.          Individual 134 (submission provided in Chinese)
228.          Individual 135 (submission provided in Chinese)
229.          Individual 136 (submission provided in Chinese)
230.          Individual 137 (submission provided in Chinese)
231.          Individual 138 (submission provided in Chinese)
232.          Individual 139 (submission provided in Chinese)
233.          Individual 140 (submission provided in Chinese)
234.            Individual 141 (submission provided in Chinese)
235.          Individual 142 (submission provided in Chinese)
236.          Individual 143 (submission provided in Chinese)
237.          Individual 144 (submission provided in Chinese)
238.          Individual 145 (submission provided in Chinese)
239.          Individual 146 (submission provided in Chinese)
240.            Individual 147 (submission provided in Chinese)
241.          Individual 148 (submission provided in Chinese)
242.            Individual 149 (submission provided in Chinese)
243.          Individual 150 (submission provided in Chinese)
244.          Individual 151 (submission provided in Chinese)
245.          Individual 152 (submission provided in Chinese)
246.          Individual 153 (submission provided in Chinese)
247.          Individual 154 (submission provided in Chinese)
248.            Individual 155 (submission provided in Chinese)
249.          Individual 156 (submission provided in Chinese)
250.          Individual 157 (submission provided in Chinese)
251.            Individual 158 (submission provided in Chinese)
252.          Individual 159 (submission provided in Chinese)
253.          Individual 160 (submission provided in Chinese)
254.            Individual 161 (submission provided in Chinese)
255.            Individual 162 (submission provided in Chinese)
256.          Individual 163 (submission provided in Chinese)
257.          Individual 164 (submission provided in Chinese)
258.          Individual 165 (submission provided in Chinese)
259.          Individual 166 (submission provided in Chinese)
260.          Individual 167 (submission provided in Chinese)
261.          Individual 168 (submission provided in Chinese)
262.            Individual 169 (submission provided in Chinese)
263.          Individual 170 (submission provided in Chinese)
264.          Individual 171 (submission provided in Chinese)
265.          Individual 172 (submission provided in Chinese)
266.          Individual 173 (submission provided in Chinese)
267.          Individual 174 (submission provided in Chinese)
268.          Individual 175 (submission provided in Chinese)
269.          Individual 176 (submission provided in Chinese)
270.          Individual 177
271.          Individual 178 (submission provided in Chinese)
272.          Individual 179 (submission provided in Chinese)
273.            Individual 180 (submission provided in Chinese)
274.          Individual 181
275.          Individual 182 (submission provided in Chinese)
276.          Individual 183
277.            Individual 184
278.          Individual 185
279.          Individual 186 (submission provided in Chinese)
280.          Individual 187 (submission provided in Chinese)
281.          Individual 188 (submission provided in Chinese)
282.          Individual 189 (submission provided in Chinese)
283.          Individual 190 (submission provided in Chinese)
284.          Individual 191 (submission provided in Chinese)
285.          Individual 192 (submission provided in Chinese)
286.          Individual 193 (submission provided in Chinese)
287.          Individual 194 (submission provided in Chinese)
288.          Individual 195 (submission provided in Chinese)
289.          Individual 196 (submission provided in Chinese)
290.          Individual 197 (submission provided in Chinese)
291.            Individual 198 (submission provided in Chinese)
292.          Individual 199 (submission provided in Chinese)
293.          Individual 200 (submission provided in Chinese)
294.          Individual 201 (submission provided in Chinese)
295.          Individual 202 (submission provided in Chinese)
296.          Individual 203 (submission provided in Chinese)
297.          Individual 204 (submission provided in Chinese)
298.          Individual 205 (submission provided in Chinese)
299.            Individual 206 (submission provided in Chinese)
300.          Individual 207 (submission provided in Chinese)
301.          Individual 208 (submission provided in Chinese)
302.          Individual 209 (submission provided in Chinese)
303.          Individual 210 (submission provided in Chinese)
304.          Individual 211 (submission provided in Chinese)
305.          Individual 212 (submission provided in Chinese)
306.          Individual 213 (submission provided in Chinese)
307.          Individual 214 (submission provided in Chinese)
308.          Individual 215 (submission provided in Chinese)
309.          Individual 216 (submission provided in Chinese)
310.          Individual 217 (submission provided in Chinese)
311.          Individual 218 (submission provided in Chinese)
312.          Individual 219 (submission provided in Chinese)
313.          Individual 220 (submission provided in Chinese)
314.          Individual 221 (submission provided in Chinese)
315.          Individual 222 (submission provided in Chinese)
316.          Individual 223 (submission provided in Chinese)
317.          Individual 224 (submission provided in Chinese)
318.          Individual 225 (submission provided in Chinese)
319.          Individual 226 (submission provided in Chinese)
320.          Individual 227 (submission provided in Chinese)
321.          Individual 228 (submission provided in Chinese)
322.          Individual 229 (submission provided in Chinese)
323.          Individual 230 (submission provided in Chinese)
324.          Individual 231 (submission provided in Chinese)
325.            Individual 232 (submission provided in Chinese)
326.          Individual 233 (submission provided in Chinese)
327.          Individual 234 (submission provided in Chinese)
328.          Individual 235 (submission provided in Chinese)
329.          Individual 236 (submission provided in Chinese)
330.          Individual 237 (submission provided in Chinese)
331.          Individual 238 (submission provided in Chinese)
332.          Individual 239 (submission provided in Chinese)
333.          Individual 240 (submission provided in Chinese)
334.            Individual 241 (submission provided in Chinese)
335.            Individual 242 (submission provided in Chinese)
336.          Individual 243 (submission provided in Chinese)
337.          Individual 244 (submission provided in Chinese)
338.          Individual 245 (submission provided in Chinese)
339.          Individual 246 (submission provided in Chinese)
340.          Individual 247 (submission provided in Chinese)
341.          Individual 248 (submission provided in Chinese)
342.          Individual 249 (submission provided in Chinese)
343.            Individual 250 (submission provided in Chinese)
344.          Individual 251 (submission provided in Chinese)
345.            Individual 252 (submission provided in Chinese)
346.          Individual 253 (submission provided in Chinese)
347.          Individual 254 (submission provided in Chinese)
348.          Individual 255 (submission provided in Chinese)
349.            Individual 256 (submission provided in Chinese)
350.          Individual 257 (submission provided in Chinese)
351.          Individual 258 (submission provided in Chinese)
352.          Individual 259 (submission provided in Chinese)
353.          Individual 260 (submission provided in Chinese)
354.          Individual 261 (submission provided in Chinese)
355.          Individual 262 (submission provided in Chinese)
356.          Individual 263 (submission provided in Chinese)
357.          Individual 264 (submission provided in Chinese)
358.          Individual 265 (submission provided in Chinese)
359.          Individual 266 (submission provided in Chinese)
360.          Individual 267 (submission provided in Chinese)
361.            Individual 268 (submission provided in Chinese)
362.            Individual 269 (submission provided in Chinese)
363.            Individual 270 (submission provided in Chinese)
364.            Individual 271 (submission provided in Chinese)
365.          Individual 272 (submission provided in Chinese)
366.          Individual 273 (submission provided in Chinese)
367.            Individual 274 (submission provided in Chinese)
368.          Individual 275 (submission provided in Chinese)
369.          Individual 276 (submission provided in Chinese)
370.          Individual 277 (submission provided in Chinese)
371.          Individual 278 (submission provided in Chinese)
372.            Individual 279 (submission provided in Chinese)
373.          Individual 280 (submission provided in Chinese)
374.          Individual 281 (submission provided in Chinese)
375.          Individual 282 (submission provided in Chinese)
376.          Individual 283 (submission provided in Chinese)
377.          Individual 284 (submission provided in Chinese)
378.          Individual 285 (submission provided in Chinese)
379.          Individual 286 (submission provided in Chinese)
380.            Individual 287 (submission provided in Chinese)
381.          Individual 288


Updated 02 Jul 2015