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The Reduction of Minimum Spreads The Reduction of Minimum Spreads

The Reduction of Minimum Spreads The Reduction of Minimum Spreads

Note: The respondents to the Consultation Paper are grouped as far as possible into 4 categories, (i) Investors (most of which are individuals), (ii) Exchange Participants (SEHK and / or HKFE participants), (iii) Staff of Exchange Participants identified by Participant name or broker number disclosed in their submissions and (iv) Other respondents which are not classified under the above categories.

Investors

1.         Alain Vincent Fontaine

2.         Alain Wan

3.         Alan Kwong

4.         Albert Tong

5.         Alex Chung

6.         Alex Wong

7.         Alexander Woo

8.         Allen H. Liu

9.         Amanda Lin

10.       Andrew Lau Ho Man

11.       Andrew Lupton

12.       Andrew T M Clements

13.       Ann Tse

14.       Anthony Wong Kin Sun

15.       Anthony Yam

16.       Antony Tam-Morris

17.       Arron Lai

18.       Arthur Hon

19.       Au Ka Kau

20.       Au Yeung Siu Ki

21.       Barclays Global Investors North Asia Limited

22.       Brendon Yu

23.       Brook McConnell

24.       C K How

25.       Catherine Holcombe

26.       Cecil Cheung Wai Keung

27.       Chan Bing Kwan

28.       Chan Choi Hop

29.       Chan Chok Yiu, Philip

30.       Chan Chow Chuen

31.       Chan Chow Ming

32.       Chan Hoi Shu

33.       Chan Kam Wah

34.       Chan Kin Lun

35.       Chan Kit Yung

36.       Chan Oi Li

37.       Chan Ping Tong

38.       Chan Siu Wah

39.       Chan Wah Fai

40.       Chan Wai Ming

41.       Chan Yiu Cheung

42.       Charles Crofton-Atkins

43.       Charles Grieve

44.       Charles Wong

45.       Cheng Chui Hung

46.       Cheng, Yan Hang Albert

47.       Cheung Chi Lung

48.       Cheung Leung

49.       Cheung Ming Ho

50.       Cheung Sau Wai

51.       Cheung Wing Yiu

52.       Cheung, Ching Fong

53.       Chika Onishi

54.       Chiu Sheen Charm

55.       Chiu Sze Ngong Stephen

56.       Choi Hing Kai

57.       Chou Sui Lin

58.       Chow Hung Yan

59.       Chow Mau Fai

60.       Chow Yun Kiu

61.       Choy Pui Yin Irwin

62.       Choy Yin Hing

63.       Chris Kwan

64.       Chris Lo

65.       Christian Orms

66.       Christopher Betts

67.       Christopher Malpass

68.       Chun Sui Sing

69.       CK Cheng

70.       CK Lee

71.       Clement Law

72.       Connie Tong

73.       Constance Chu

74.       Dale Willetts

75.       Dan Boyd

76.       Daniel James Rodgers

77.       David Chau

78.       David Egryn Jones

79.       David Lam Tai Wai

80.       David Pang

81.       David Ruan

82.       David Webb

83.       Denis Williamson

84.       Dennis Chow

85.       Derek Ng

86.       Dominic Quinnell

87.       Duncan Lee

88.       Eddie Ho

89.       Edison Chok

90.       Edmond Yeung

91.       Edward Lui

92.       Eliot Cohen

93.       Elsie Chan

94.       Emily Wong

95.       Fatchi Cheng

96.       Fong Tai Loon

97.       Foster Wong

98.       Fred Ng

99.       Frederic Grisez

100.     Fundamental Consultants Limited

101.     Fung Ho-Ping

102.     Fung Mei Chun

103.     Fung Sau Mei

104.     Fung Yuen Mei

105.     FYWong

106.     Gary Cheng

107.     Gary Wong

108.     George J. Mumenthaler

109.     George Ku

110.     George Leung

111.     Go Ngar Chi

112.     Grant Keats

113.     H K Man

114.     Hamish Blyth

115.     Hatim N. Hoosenally

116.     Helsen, Kristiaan

117.     The response has been withdrawn as of 3 February 2009

118.     Ho Kwai Ping

119.     Ho Mui Fong

120.     Ho Yee Ling

121.     Hohl Thomas

122.     Holenweger Rene

123.     Holly Lam

124.     Ho-Shun Pun

125.     Howard Dixon

126.     Huang Shu Yiu

127.     Hung Tang Kau

128.     Hung Yuen Kui

129.     Hwong Ching Lung

130.     Ian Carroll

131.     Investor 1

132.     Investor 2

133.     Investor 3

134.     Investor 4

135.     Investor 5

136.     Investor 6

137.     Investor 7

138.     Investor 8

139.     Investor 9

140.     Investor 10

141.     Investor 11

142.     Investor 12

143.     Investor 13

144.     Investor 14

145.     Investor 15

146.     Investor 16

147.     Investor 17

148.     Investor 18

149.     Investor 19

150.     Investor 20

151.     Investor 21

152.     Investor 22

153.     Investor 23

154.     Investor 24

155.     Ip Hok Pang

156.     Ivan Cheng

157.     Ivan Pang

158.     James Smith

159.     James Strang

160.     Jan Willem Mijnlieff

161.     Jason Reeve

162.     Jason Wong

163.     Jasper

164.     Jean Kong

165.     Jennifer Lee

166.     Jenny So

167.     Jimmy Lim

168.     John E Strickland

169.     John Ford

170.     John Mak

171.     John Rhodes

172.     Joseph Chan

173.     Juntung Wu

174.     K C Mok

175.     K W Leung

176.     K.M. Wong

177.     Kam Sau Han

178.     Karen Webb

179.     Kelvin Leung

180.     Kelvin Yip

181.     Ken Pang

182.     Kenneth Cheng

183.     Kenneth M K Wong

184.     Kenneth Or

185.     Kenneth Wong

186.     Kenny Lei

187.     KH Ege

188.     Kishore K. Sakhrani

189.     Kitty Fong

190.     Kong Chi Ming

191.     Kuo Chih Yung

192.     Kut Fai Chan

193.     Kwan Ying-Chuk

194.     Kwok Siu Kai

195.     Kwok Wah Yu

196.     Kwok Yuk-Lan

197.     Lai Fuk Yan

198.     Lai Kai Huen

199.     Lai Po Chun

200.     Lai Yiu Chung

201.     Lam Tai Hang

202.     Lang George

203.     Larry Baum

204.     Lau C L

205.     Law Chick Sing

206.     Law Kai Hay

207.     Law Mei Ha, Joyce

208.     Lee Chi Hei

209.     Lee Chung

210.     Lee Shu Fan

211.     Lee Wai Yin

212.     Lee Yuk Ying

213.     Leung Cheuk Hang

214.     Leung Kam Chuen

215.     Leung Pun Lap

216.     Leung Tung Yu

217.     Leung, T. H. Kenny

218.     Ling Kam Shing

219.     Ling Yuk-Ying

220.     Lok Hau Cheong

221.     Louisa Chow

222.     Luk Mei Yuet

223.     M.L. Wong

224.     Ma Chung Yan

225.     Man Wai Kwok

226.     Mark Adams

227.     Mark Haworth

228.     Mark Tier

229.     Martin Robinson

230.     Mau Hung Shun

231.     Maze Wan

232.     Member One Limited

233.     Member Two Limited

234.     Michael Cheung

235.     Michael Tracey

236.     Michael Wong Hing Tang

237.     Mike Allardice

238.     Mike Leah

239.     Montana Tang

240.     Neil Thomason

241.     Nelson Liu

242.     Ng Chee Meng

243.     Ng Chui Yuk

244.     Nicola Daniel

245.     Norman Tam

246.     Ong Chong Moon

247.     Or Juen Yan

248.     Pak Yin Yin

249.     Pang Kin Wai

250.     Patricia Fang

251.     Patricia Hutton

252.     Patrick Chong

253.     Patrick Lui

254.     Patrick Yu

255.     Paul Breen

256.     Paul Cheung

257.     Paul Hechmer

258.     Paul Jackson

259.     Paul Marcus Hallov

260.     Peng Adam

261.     Peter Lau

262.     Peter Randall

263.     Philip Luk

264.     Po Yee Wan

265.     Pokit Lok

266.     Raymund Corpuz

267.     Razack, Abdullah

268.     Ren Ee Ching

269.     Rex Yeung

270.     Richard Chenevix-Trench

271.     Richard Di Bona

272.     Ringo Li

273.     Rob Brewis

274.     The response has been withdrawn as of 31 October 2008

275.     Robert Bunker

276.     Robert Ho

277.     Robert Lloyd

278.     Robert Nunley

279.     Robert Woo

280.     Robin Fox

281.     Rodney Lam

282.     Roger K. Hill

283.     Rojak Wong

284.     Roy Taylor

285.     Ruediger Prenzlin

286.     S L Luk

287.     S P Chan

288.     Salenda

289.     Sam Ha

290.     Sam Lee

291.     Sammy Lam

292.     Samuel Chan

293.     Samuel E. Chiang

294.     Samuel Lee

295.     SH Hong

296.     Shiu Ka Lock

297.     Shum Kin Wai, Frankie

298.     Shun Hong Liu

299.     Simon Lam

300.     Simon Soo

301.     Sin-Ming Shaw

302.     Skiven Yuen

303.     So Kin Wah Pierre

304.     So Oi Wah

305.     Stanley Ku

306.     Stephanie Chan

307.     Stephanine Wong

308.     Stephen Wong

309.     Steve Sit

310.     Steven Cheng

311.     Suzanne Gourlay

312.     Sze Jarvis

313.     Tai Kwok Hung

314.     Talia Scotchbrook

315.     Tam Chung-Cheong

316.     Tam Ka Yee

317.     Tam Kam Ming

318.     Tang Hing Bun James

319.     Tangcheng

320.     Tate Jensen

321.     Te Goh

322.     Ted Kwan

323.     Thomas Young

324.     Tiffany Lai

325.     Tim Lok

326.     Timothy Ng

327.     To Chick Yee

328.     Tom Szeto

329.     Tong Ka Nam

330.     Tony Chan

331.     Tony Tang

332.     Trevor Sunderland

333.     Tsang Hin Fun Anthony

334.     Tse Siu Fai

335.     Tse Yuk Pui

336.     Una Vicki Lukins

337.     Victor Ma

338.     Victor Ng

339.     Vidhan Goyal

340.     Vincent Lau

341.     VM

342.     Wan Chiu Fong

343.     Warner Chin

344.     Werner Merk

345.     William H. Dickens

346.     William S. Bowman

347.     William Wright

348.     William Yip

349.     William Yung

350.     Wilson Chan

351.     Wing Wong

352.     Winnie Kwok

353.     Wong Che Cheung

354.     Wong Chi Keung

355.     Wong Kam On

356.     Wong Kan King

357.     Wong Kwok Ying

358.     Wong Lok Wah

359.     Wong Shun Lai

360.     Wu Wai Kit Christopher

361.     Y K Pang

362.     Yang Xiao Ming

363.     Yau Cheung

364.     Yau Loi Lee

365.     Yeung King Pui

366.     Yeung Wai Kei

367.     Yim Ting Chung

368.     Ying Hiu Kwan

369.     Yip Kei Ming

370.     Yu Chuen Man

371.     Yu Sik Ching

372.     Yuen Sai Chung

373.     Yuen Wai Chiu

374.     李利珠 (submission provided in Chinese)

375.     李瑞蘭 (submission provided in Chinese)

376.     李樹權 (submission provided in Chinese)

377.     周素芬 (submission provided in Chinese)

378.     范靖 (submission provided in Chinese)

379.     崔佩仙 (submission provided in Chinese)

380.     崔榮基 (submission provided in Chinese)

381.     張祥新 (submission provided in Chinese)

382.     梁啟泰 (submission provided in Chinese)

383.     許庚新 (submission provided in Chinese)

384.     陳淑英 (submission provided in Chinese)

385.     景贊有限公司 (submission provided in Chinese)

386.     植樹銘 (submission provided in Chinese)

387.     黃秀屏 (submission provided in Chinese)

388.     黃智勇 (submission provided in Chinese)

389.     黃錦愛 (submission provided in Chinese)

390.     楊銀城 (submission provided in Chinese)

391.     葉國基 (submission provided in Chinese)

392.     鄧維伩 (submission provided in Chinese)

393.     鄧樹新 (submission provided in Chinese)

394.     賴金從 (submission provided in Chinese)

Exchange Participants

395.     Asia-Pac Securities Limited

396.     Baron Capital Limited

397.     BNP Paribas Peregrine Securities Limited

398.     Carrier Stock Investment Company Limited

399.     Chelsea Securities Limited

400.     Dao Heng Securities Limited

401.     Delta Asia Securities Limited

402.     DL Brokerage Limited

403.     Emperor Securities Limited

404.     Friedmann Pacific Securities Limited

405.     Get Nice Investment Limited

406.     Goldbond Capital Holdings Limited

407.     Goldenway Securities Company Limited

408.     Hang Tai Securities Limited

409.     Hani Securities (H.K.) Limited

410.     Henyep Securities Limited

411.     Hing Wai Allied Securities Limited

412.     HSBC Broking Securities (Hong Kong) Limited

413.     Karford Securities Limited

414.     KBC Financial Products Trading Hong Kong Limited

415.     Kingsway Financial Services Group Ltd

416.     Kwai Hung Securities Company Limited

417.     Macquarie Equities (Asia) Limited

418.     Magnum International Securities Limited

419.     National Resources Securities Limited

420.     Paul Securities Limited

421.     Phoenix Capital Securities Limited

422.     Ping An Securities Limited

423.     Prudential Brokerage Limited

424.     Sanfull Securities Limited

425.     SG Securities (HK) Limited

426.     Timber Hill Securities Hong Kong Limited

427.     Tsun Chi Yuen Securities Company Limited

428.     Winfield Securities Limited

429.     Winfull Securities Limited

430.     Wing Fat Securities Limited

431.     Wintakly Securities Company Limited

432.     Wo Fung Securities Company Limited

433.     YF Futures Company Limited

434.     YF Securities Company Limited

Staff of Exchange Participants

435.     Goldenway Securities Company Limited Staff 1

436.     Goldenway Securities Company Limited Staff 2

437.     Goldenway Securities Company Limited Staff 3

438.     Goldenway Securities Company Limited Staff 4

439.     Goldenway Securities Company Limited Staff 5

440.     Goldenway Securities Company Limited Staff 6

441.     Goldenway Securities Company Limited Staff 7

442.     Goldenway Securities Company Limited Staff 8

443.     Goldenway Securities Company Limited Staff 9

444.     Goldenway Securities Company Limited Staff 10

445.     Goldenway Securities Company Limited Staff 11

446.     Wintakly Securities Company Limited Staff 1

447.     Wintakly Securities Company Limited Staff 2

448.     Wintakly Securities Company Limited Staff 3

449.     Wintakly Securities Company Limited Staff 4

Other Respondents

450.     Chim Pui Chung (Member of Legislative Council)

451.     Henry K. C. Wu (Former Member of Legislative Council)

452.     Hong Kong Institute of Certified Public Accountants

453.     Hong Kong Monetary Authority

454.     Hong Kong Securities & Futures Industry Staff Union

455.     Hong Kong Securities Professionals Association

456.     Hong Kong Stockbrokers Association Limited

457.     Linklaters (on behalf of seven financial institutions) 

458.     Rico, Lam Chi Kong

459.     The Hong Kong Association of Banks

460.     The Hong Kong Association of Online Brokers

461.     The Hong Kong Society of Financial Analysts Limited

462.     The Institute of Securities Dealers Limited

 

*Personal information including Hong Kong Identity Card numbers, phone numbers, contact or e-mail addresses and SFC Central Entity numbers of individual respondents was withheld from the consultation responses.


Updated 27 Feb 2010

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