Exchange and Clearing House Participants
Participant Circulars
The Stock Exchange of Hong Kong Limited (SEHK)

Date               Ref No. Subject
31 Dec 2007

LSD/72/2007

United Nations Sanctions (Liberia) Regulation 2005

31 Dec 2007

L/PMI/212/2007

Comparative Table of Prices

31 Dec 2007 PA/216/07 Updated Information of Exchange Participants
28 Dec 2007

L/PMI/211/2007

Comparative Table of Prices

28 Dec 2007 PA/215/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

24 Dec 2007 CMD/TMO/107/07 Main Board Imposed Registration Period for The Following Registered Warrants
24 Dec 2007

CMD/TMO/106/07

Rehearsal Package for Market Rehearsal for AMS/3 Capacity Upgrade and Increase of AMS/3 Market Data Broadcast Rate on 5 January 2008
Attachment A - Activity Rundown for Market Rehearsal to be held on 5 January 2008 (Saturday) for AMS/3 Capacity Upgrade and Increase of AMS/3 Market Data Broadcast Rate
Attachment B - Volume Test Execution Scripts
Attachment C - Feedback Form for Market Rehearsal for AMS/3 Capacity Upgrade and Increase of AMS/3 Market Data Broadcast Rate held on 5 January 2008

21 Dec 2007 PA/214/07 Change of Broker Numbers
21 Dec 2007

L/PMI/210/2007

Comparative Table of Prices

21 Dec 2007

L/PMI/209/2007

Comparative Table of Prices

20 Dec 2007 PA/213/07 Updated Information of Exchange Participants
19 Dec 2007

DMD/408/07 

HKATS Training Schedule
Application Form for the HKATS Operations, Trading Procedures & Rules course and examination

19 Dec 2007

L/PMI/208/2007

Comparative Table of Prices

19 Dec 2007 PA/211/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

18 Dec 2007

CMD/TMO/105/07

Service Time for Download of Closing Prices and Trade Details on the Eves of Christmas, New Year and Lunar New Year

18 Dec 2007

L/PMI/207/2007

Comparative Table of Prices

18 Dec 2007

L/PMI/206/2007

Comparative Table of Prices

18 Dec 2007

L/PMI/205/2007

Comparative Table of Prices

18 Dec 2007

L/PMI/204/2007

Comparative Table of Prices

17 Dec 2007

L/PMI/203/2007

Comparative Table of Prices

17 Dec 2007

L/PMI/202/2007

Comparative Table of Prices

17 Dec 2007 PA/210/07 New Broker Numbers
14 Dec 2007

L/PMI/201/2007

Comparative Table of Prices

13 Dec 2007

L/PMI/200/2007

Comparative Table of Prices

12 Dec 2007

DMD/403/07 

Revised Implementation Schedule of HKATS and DCASS Upgrade to Release 19.1
12 Dec 2007

CMD/TMO/104/07

Periodic Cleaning of Dealing Desks in the Trading Hall

12 Dec 2007 PA/208/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

12 Dec 2007 PA/207/07 Change of Broker Numbers
11 Dec 2007

CMD/TMO/103/07

Admission of China Railway Group Limited (Stock Code 390) as Designated Security for Short Selling

11 Dec 2007

L/PMI/199/2007

Comparative Table of Prices

10 Dec 2007 PA/206/07 New Broker Numbers
10 Dec 2007

L/PMI/198/2007

Comparative Table of Prices

07 Dec 2007

CMD/TMO/102/07

Admission of SOHO China Ltd. (Stock Code 410) and Alibaba.com Ltd. (Stock Code 1688) as Designated Securities for Short Selling
07 Dec 2007

L/PMI/197/2007

Comparative Table of Prices

07 Dec 2007 PA/204/07 Updated Information of Exchange Participants
05 Dec 2007

LSD/68/2007

Update-No.1 2007 for Rules of the Exchange and Options Trading Rules

05 Dec 2007 DMD/396/07 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of The Wharf (Holdings) Limited Option Contract
05 Dec 2007 PA/202/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

04 Dec 2007

CMD/TMO/101/07

Market Rehearsal for AMS/3 Capacity Upgrade and Increase of AMS/3 Market Data Broadcast Rate
04 Dec 2007

CMD/TMO/100/07

Postponement of Implementation of Suspension of Short Selling Restrictions in relation to the Tick Rule

04 Dec 2007 CMD/TMO/099/07 (1) Trading Arrangements; and (2) Submission of Stamp Duty Daily Return, Options Market Maker Jobbing Transaction Composite Reporting Form and Securities Market Maker Transaction Reporting Form during Eves of Christmas, New Year and Lunar New Year
04 Dec 2007

L/PMI/196/2007

Comparative Table of Prices

03 Dec 2007 PA/201/07 Cessation of Trading
03 Dec 2007 PA/200/07 Updated Information of Exchange Participants
03 Dec 2007 SSD/10/2007 Claim Notice for the Fidelity Fund and Guarantee Scheme
30 Nov 2007 PA/199/07 Updated Information of Exchange Participants
30 Nov 2007

LSD/64/2007

Amendments to the Rules of the Exchange and Options Trading Rules

29 Nov 2007 DMD/386/07 Capital Adjustment to The Wharf (Holdings) Limited Options Contract - Rights Issue
28 Nov 2007 PA/198/07 Updated Information of Exchange Participants
28 Nov 2007

L/PMI/195/2007

Comparative Table of Prices

26 Nov 2007

CC/PA/003/07

HKEx quarterly report for the nine months ended 30 September 2007

26 Nov 2007

CMD/TMO/098/07

Announcement in Trading Hall

26 Nov 2007

L/PMI/194/2007

Comparative Table of Prices

26 Nov 2007 PA/194/07 Change of Company Name
22 Nov 2007

L/PMI/193/2007

Comparative Table of Prices

22 Nov 2007 PA/193/07 Tender Result - Relinquishment of Stock Exchange Trading Right
21 Nov 2007

DMD/381/07 

HKATS Training Schedule
Application Form for the HKATS Operations, Trading Procedures & Rules course and examination

21 Nov 2007

DMD/380/07 

Upgrade of HKATS and DCASS to Release 19.1 - Market Rehearsal

21 Nov 2007

L/PMI/192/2007

Comparative Table of Prices

21 Nov 2007 PA/192/07 New Broker Number
20 Nov 2007

CMD/TMO/097/07

Testing and Market Rehearsal Timetable for the Introduction of Five-Digit Stock Codes

20 Nov 2007

L/PMI/191/2007

Comparative Table of Prices

20 Nov 2007

L/PMI/190/2007

Comparative Table of Prices

20 Nov 2007

L/PMI/189/2007

Comparative Table of Prices

19 Nov 2007

CMD/TMO/096/07

Changes of Designated Securities for Short Selling
Attachment: List of Additional and Deleted Designated Securities (Effective 26 Nov 2007)

19 Nov 2007 PA/190/07 Change of Company Name / New Broker Number
19 Nov 2007

L/PMI/188/2007

Comparative Table of Prices

16 Nov 2007

L/PMI/187/2007

Comparative Table of Prices

16 Nov 2007 PA/189/07 Change of Broker Numbers
15 Nov 2007

L/PMI/186/2007

Comparative Table of Prices

15 Nov 2007 PA/188/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

14 Nov 2007

L/PMI/185/2007

Comparative Table of Prices

14 Nov 2007

DMD/371/07

Continuous Professional Training (CPT) Courses Jointly Organised By HKEx and HKSI "Interactive Options Training Courses Series"
Attachment : Enrolment Form for Continuous Professional Training (CPT) Course

13 Nov 2007

L/PMI/184/2007

Comparative Table of Prices

12 Nov 2007 CMD/C002-e/07

Cash Market Key Initiatives 2007-08

12 Nov 2007

LSD/61/2007

United Nations (Anti-Terrorism Measures) Ordinance

12 Nov 2007

LSD/59/2007

United Nations Sanctions (Afghanistan) Regulation

12 Nov 2007 PA/187/07 Suspension of the right to access the AMS - Great Honest Investment Co. Ltd. (Broker No.: 5800 and 5809)
12 Nov 2007 CMD/TMO/095/07 Main Board Imposed Registration Period for The Following Registered Warrants
09 Nov 2007

L/PMI/183/2007

Comparative Table of Prices

09 Nov 2007

L/PMI/182/2007

Comparative Table of Prices

09 Nov 2007

L/PMI/181/2007

Comparative Table of Prices

09 Nov 2007 PA/186/07 New Broker Number
08 Nov 2007

DMD/366/07 

Upgrade of HKATS and DCASS to Release 19.1 - Market Rehearsal ("MR") Appendix 1 : Enrolment Form for Briefing Session

08 Nov 2007

L/PMI/180/2007

Comparative Table of Prices

07 Nov 2007

L/PMI/179/2007

Comparative Table of Prices

07 Nov 2007 PA/183/07 Change of Broker Numbers
05 Nov 2007

CMD/TMO/094/07

Continuous Professional Training (CPT) Courses Jointly Organised by HKEx and HKSI - "2008 HKEx Cash Market Initiatives"
Attachment 1: HKEx Update Series
Attachment 2: Registration Form

05 Nov 2007

CMD/TMO/093/07

IPO in Hong Kong Conference - Ho Chi Minh City, Vietnam
Attachment 1: Tentative Programme
Attachment 2: Registration Form

05 Nov 2007 PA/182/07 Commencement of Trading / New Broker Numbers
02 Nov 2007 CMD/TMO/092/07 Termination of Unused AMS/3 Information Pages After Close of 7 December 2007 - Reminder
01 Nov 2007

CMD/TMO/091/07

Market Making for Tracker Fund of Hong Kong
Attachment 1: Details of current market making obligations for Tracker Fund of Hong Kong

01 Nov 2007

L/PMI/178/2007

Comparative Table of Prices

01 Nov 2007 PA/179/07 Updated Information of Exchange Participants
31 Oct 2007

L/PMI/177/2007

Comparative Table of Prices

31 Oct 2007

CMD/TMO/090/07

Increase of AMS/3 Market Data Broadcast Rate and Communication Line Bandwidth

31 Oct 2007

CMD/TMO/089/07

Implementation of Closing Auction Session

31 Oct 2007

LSD/58/2007

Amendments to the Rules of the Exchange

30 Oct 2007 PA/178/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

30 Oct 2007

L/PMI/176/2007

Comparative Table of Prices

29 Oct 2007 PA/177/07 New Broker Numbers
26 Oct 2007

L/PMI/175/2007

Comparative Table of Prices

26 Oct 2007

L/PMI/174/2007

Comparative Table of Prices

26 Oct 2007

L/PMI/173/2007

Comparative Table of Prices

26 Oct 2007

L/PMI/172/2007

Comparative Table of Prices

26 Oct 2007

L/PMI/171/2007

Comparative Table of Prices

26 Oct 2007

L/PMI/170/2007

Comparative Table of Prices

25 Oct 2007 PA/176/07 New Broker Numbers
25 Oct 2007

L/PMI/169/2007

Comparative Table of Prices

22 Oct 2007

L/PMI/168/2007

Comparative Table of Prices

22 Oct 2007

L/PMI/167/2007

Comparative Table of Prices

22 Oct 2007 PA/174/07 Change of Company Name / Change of Broker Numbers
18 Oct 2007

DMD/335/07 

Practice Sessions for CLICK Trade XT and Updated HKATS User's Guide
Appendix I : Practice Sessions for CLICK Trade XT Enrolment Form

18 Oct 2007 PA/173/07 Resignation of Options Trading Exchange Participant / Change of Broker Numbers
17 Oct 2007 PA/172/07

Admission of New Exchange Participant

16 Oct 2007

L/PMI/166/2007

Comparative Table of Prices

15 Oct 2007

L/PMI/165/2007

Comparative Table of Prices

15 Oct 2007 PA/169/07 New Broker Numbers
15 Oct 2007 PA/168/07

Tender Result - Relinquishment of Stock Exchange Trading Right

15 Oct 2007 CMD/TMO/088/07 Main Board Imposed Registration Period for The Following Registered Warrants
12 Oct 2007

CMD/TMO/087/07

Return of Emergency Pager by Exchange Participants on or before 26 October 2007

12 Oct 2007

LSD/55/2007

Amendments to the Rules of the Exchange

12 Oct 2007

LSD/54/2007

Amendments to the Operational Trading Procedures for Options Trading Exchange Participants

12 Oct 2007

L/PMI/164/2007

Comparative Table of Prices

11 Oct 2007

L/PMI/163/2007

Comparative Table of Prices

11 Oct 2007

L/PMI/162/2007

Comparative Table of Prices

10 Oct 2007

L/PMI/161/2007

Comparative Table of Prices

10 Oct 2007

L/PMI/160/2007

Comparative Table of Prices

10 Oct 2007 PA/167/07 Change of Broker Numbers
09 Oct 2007

L/PMI/159/2007

Comparative Table of Prices

09 Oct 2007

L/PMI/158/2007

Comparative Table of Prices

09 Oct 2007 CMD/TMO/086/07 Increase of Maximum Number of Throttles per Open Gateway
08 Oct 2007

LSD/52/2007

United Nations Sanctions (Iran) Regulation

08 Oct 2007

DMD/318/07

Continuous Professional Training (CPT) Courses Jointly Organised By HKEx and HKSI  "Interactive Options Training Courses Series"
Attachment - Registration Form

08 Oct 2007 PA/166/07 Commencement of Trading / New Broker Numbers
08 Oct 2007 CMD/TMO/085/07 Termination of Group Paging Services and Return of Emergency Pager by Exchange Participants - Reminder
08 Oct 2007 CMD/TMO/084/07 Main Board Imposed Registration Period for The Following Registered Warrants
05 Oct 2007 PA/165/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

05 Oct 2007

L/PMI/157/2007

Comparative Table of Prices

05 Oct 2007

L/PMI/156/2007

Comparative Table of Prices

04 Oct 2007

DMD/315/07 

Cease Disseminating Derivatives Market Options Data Through AMS and Market Datafeed Service Information Pages

04 Oct 2007 CMD/TMO/083/07 Conduct in Trading Hall - Reminder
Attachment 1: Conduct in Trading Hall
03 Oct 2007

L/PMI/155/2007

Comparative Table of Prices

03 Oct 2007 PA/164/07 New Broker Numbers
02 Oct 2007

LSD/50/2007

United Nations Sanctions (Sudan) Regulation

02 Oct 2007

LSD/48/2007

United Nations (Anti-Terrorism Measures) Ordinance

02 Oct 2007

LSD/46/2007

United Nations Sanctions (Afghanistan) Regulation

02 Oct 2007 PA/163/07 Updated Information of Exchange Participants
02 Oct 2007 CMD/TMO/082/07 Main Board Imposed Registration Period for The Following Registered Warrants
28 Sep 2007

L/PMI/154/2007

Comparative Table of Prices

27 Sep 2007 PA/162/07 Stock Exchange Participants' Market Share Report
25 Sep 2007

L/PMI/153/2007

Comparative Table of Prices

25 Sep 2007

L/PMI/152/2007

Comparative Table of Prices

25 Sep 2007 PA/160/07 Tender Result - Relinquishment of Stock Exchange Trading Right
25 Sep 2007 PA/159/07 New Broker Numbers

24 Sep 2007

L/PMI/151/2007

Comparative Table of Prices

24 Sep 2007

L/PMI/150/2007

Comparative Table of Prices

24 Sep 2007

PA/158/07 New Broker Numbers

24 Sep 2007

CMD/TMO/081/07 Main Board Imposed Registration Period for The Following Registered Warrants

21 Sep 2007

DMD/300/07 

Upgrade of HKATS to Release 19.1 - Installation of CLICK Trade XT
CLICK Trade XT Installation Guide
Confirmation Form

21 Sep 2007

PA/155/07 Update of Exchange Participants' Information on HKEx Website
19 Sep 2007 PA/154/07 New Options Trading Exchange Participant
19 Sep 2007

LSD/44/2007

Amendments to the Rules of the Exchange

19 Sep 2007

DMD/289/07

Continuous Professional Training (CPT) Course Jointly Organised by HKEx and HKSI - "Stock Options - Applications and New Market Development" - "Spread Trading in Equity-related Options"
Attachment - Registration Form

18 Sep 2007 PA/152/07 Notification Service of Purchase/Sale of Stock Exchange Trading Rights
18 Sep 2007

L/PMI/149/2007

Comparative Table of Prices

18 Sep 2007 PA/151/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

17 Sep 2007

CMD/TMO/080/07

Termination of Group Paging Services and Return of Emergency Pager by Exchange Participants

17 Sep 2007 PA/150/07 Updated Information of Exchange Participants
17 Sep 2007 CMD/TMO/079/07 Main Board Imposed Registration Period for The Following Registered Warrants
14 Sep 2007

L/PMI/148/2007

Comparative Table of Prices

14 Sep 2007

CMD/TMO/078/07

Implementation of Suspension of Short Shelling Restrictions in Relation to the Tick Rule

12 Sep 2007 PA/149/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

11 Sep 2007

L/PMI/147/2007

Comparative Table of Prices

11 Sep 2007

L/PMI/146/2007

Comparative Table of Prices

10 Sep 2007 PA/147/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

10 Sep 2007

L/PMI/145/2007

Comparative Table of Prices

07 Sep 2007

L/PMI/144/2007

Comparative Table of Prices

06 Sep 2007

L/PMI/143/2007

Comparative Table of Prices

06 Sep 2007 PA/146/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

05 Sep 2007 CMD/TMO/077/07 Periodic Cleaning of Dealing Desks in the Trading Hall
04 Sep 2007

L/PMI/142/2007

Comparative Table of Prices

04 Sep 2007

L/PMI/141/2007

Comparative Table of Prices

03 Sep 2007

CC/PA/002/07

HKEx Interim Report for the six months ended 30 June 2007

03 Sep 2007

L/PMI/140/2007

Comparative Table of Prices

03 Sep 2007

L/PMI/139/2007

Comparative Table of Prices

03 Sep 2007 PA/144/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

03 Sep 2007 CMD/TMO/076/07 Main Board Imposed Registration Period for The Following Registered Warrants
31 Aug 2007  DMD/267/07 Market Makers for New Stock Option Classes
31 Aug 2007  PA/143/07 Suspension of the right to access the AMS - Man Lung Hong Securities Ltd.
31 Aug 2007  PA/142/07

Tender Result - Relinquishment of Stock Exchange Trading Right

31 Aug 2007  PA/141/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

30 Aug 2007 

L/PMI/138/2007

Comparative Table of Prices

30 Aug 2007 

L/PMI/137/2007

Comparative Table of Prices

30 Aug 2007 

L/PMI/136/2007

Comparative Table of Prices

29 Aug 2007 

L/PMI/135/2007

Comparative Table of Prices

28 Aug 2007  CMD/TMO/075/07 Termination of Unused AMS/3 Information Pages After Close of 7 December 2007
28 Aug 2007 

L/PMI/134/2007

Comparative Table of Prices

27 Aug 2007  PA/140/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

27 Aug 2007 

L/PMI/133/2007

Comparative Table of Prices

27 Aug 2007 

L/PMI/132/2007

Comparative Table of Prices

27 Aug 2007 

L/PMI/131/2007

Comparative Table of Prices

27 Aug 2007 

L/PMI/130/2007

Comparative Table of Prices

27 Aug 2007 

L/PMI/129/2007

Comparative Table of Prices

23 Aug 2007  PA/139/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

23 Aug 2007  PA/138/07 Tender Result - Relinquishment of Stock Exchange Trading Right
23 Aug 2007  PA/137/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

22 Aug 2007 

L/PMI/128/2007

Comparative Table of Prices

21 Aug 2007  PA/136/07 Purchase/Sale of Stock Exchange Trading Right
21 Aug 2007 

L/PMI/127/2007

Comparative Table of Prices

20 Aug 2007 

L/PMI/126/2007

Comparative Table of Prices

20 Aug 2007 

L/PMI/125/2007

Comparative Table of Prices

20 Aug 2007 

L/PMI/124/2007

Comparative Table of Prices

20 Aug 2007 

L/PMI/123/2007

Comparative Table of Prices

20 Aug 2007 

L/PMI/122/2007

Comparative Table of Prices

20 Aug 2007  PA/135/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

20 Aug 2007  PA/134/07 Voluntary Cessation of Trading
20 Aug 2007 

CMD/TMO/074/07

Admission of Fosun International Ltd. (Stock Code 656) as Designated Security for Short Selling

20 Aug 2007  CMD/TMO/073/07 Main Board Imposed Registration Period for The Following Registered Warrants
20 Aug 2007 

SSD/09/2007

Claim Notice for the Fidelity Fund and Guarantee Scheme
17 Aug 2007 

DMD/258/07 

Cease Disseminating Derivatives Market Options Data Through AMS and Market Datafeed Service Information Pages

17 Aug 2007 

DMD/254/07 

HKATS Training Schedule
Application Form for the HKATS Operations, Trading Procedures & Rules course and examination

17 Aug 2007 

L/PMI/121/2007

Comparative Table of Prices

16 Aug 2007 

LSD/42/2007

United Nations Sanctions (Afghanistan) Regulation

16 Aug 2007  PA/133/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

16 Aug 2007 

L/PMI/120/2007

Comparative Table of Prices

15 Aug 2007  PA/132/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

15 Aug 2007 

L/PMI/119/2007

Comparative Table of Prices

14 Aug 2007 

L/PMI/118/2007

Comparative Table of Prices

14 Aug 2007 

L/PMI/117/2007

Comparative Table of Prices

14 Aug 2007  PA/131/07 Tender Result - Relinquishment of Stock Exchange Trading Right
13 Aug 2007 

DMD/246/07

Introduction of New Stock Option Classes

13 Aug 2007  PA/130/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

10 Aug 2007 

L/PMI/116/2007

Comparative Table of Prices

09 Aug 2007  DMD/245/07

Continuous Professional Training (CPT) Course Jointly Organised by HKEx and HKSI - "Understanding the H-Shares Index Futures and Options"
Attachment - HKEx Update Series

09 Aug 2007  PA/129/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

09 Aug 2007 SSD/08/2007 Claim Notice for the Fidelity Fund and Guarantee Scheme
07 Aug 2007 PA/127/07 Purchase/Sale of Stock Exchange Trading Right
07 Aug 2007 PA/126/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

07 Aug 2007

L/PMI/115/2007

Comparative Table of Prices

06 Aug 2007

CMD/TMO/072/07

Changes of Designated Securities for Short Selling
Attachment : List of Additional and Deleted Designated Securities (Effective 13 August 2007)

06 Aug 2007 PA/125/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

03 Aug 2007

CMD/TMO/071/07

Increase of Market Data Broadcast Rate in AMS/3
Attachment A - Activity Rundown for Market Rehearsal to be held on 11 August 2007 (Saturday) for Increase of Market Data Broadcast Rate

03 Aug 2007 PA/124/07

New Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

03 Aug 2007 PA/123/07 Tender Result - Relinquishment of Stock Exchange Trading Right
03 Aug 2007

CMD/TMO/070/07

Suspension of Short Selling Restrictions in Relation to Tick Rule

03 Aug 2007

L/PMI/114/2007

Comparative Table of Prices

03 Aug 2007

L/PMI/113/2007

Comparative Table of Prices

03 Aug 2007

L/PMI/112/2007

Comparative Table of Prices

02 Aug 2007

L/PMI/111/2007

Comparative Table of Prices

02 Aug 2007

L/PMI/110/2007

Comparative Table of Prices

02 Aug 2007

L/PMI/109/2007

Comparative Table of Prices

01 Aug 2007 PA/120/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

01 Aug 2007

L/PMI/108/2007

Comparative Table of Prices

31 Jul 2007 CMD/TMO/068/07 Main Board Imposed Registration Period for The Following Registered Warrants
31 Jul 2007 PA/119/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

31 Jul 2007

L/PMI/107/2007

Comparative Table of Prices

31 Jul 2007

L/PMI/106/2007

Comparative Table of Prices

30 Jul 2007 CMD/TMO/069/07 Completion of the SDNet Phase 3 Migration (For AMS/3 Network)
27 Jul 2007 PA/118/07

New Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

27 Jul 2007 PA/117/07 Tender Result - Relinquishment of Stock Exchange Trading Right
27 Jul 2007

L/PMI/105/2007

Comparative Table of Prices

27 Jul 2007

L/PMI/104/2007

Comparative Table of Prices

27 Jul 2007

L/PMI/103/2007

Comparative Table of Prices

26 Jul 2007

L/PMI/102/2007

Comparative Table of Prices

26 Jul 2007

L/PMI/101/2007

Comparative Table of Prices

26 Jul 2007

L/PMI/100/2007

Comparative Table of Prices

25 Jul 2007

L/PMI/099/2007

Comparative Table of Prices

25 Jul 2007

L/PMI/098/2007

Comparative Table of Prices

25 Jul 2007

L/PMI/097/2007

Comparative Table of Prices

25 Jul 2007 PA/116/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

25 Jul 2007 PA/115/07

Stock Exchange Participants' Market Share Report
Attachment 1 : Stock Exchange Participants' Market Share Report

25 Jul 2007

LSD/41/2007

Amendments to the Options Trading Rules

25 Jul 2007

DMD/221/07

Revision to the Execution Price Requirements of Block Trades
25 Jul 2007

LSD/38/2007

United Nations Sanctions (Democratic People's Republic of Korea) Regulation and United Nations Sanctions (Liberia) Regulation 2005 (Amendment) (No.2) Regulation 2007

25 Jul 2007

LSD/36/2007

United Nations (Anti-Terrorism Measures) Ordinance

24 Jul 2007 DMD/220/07

Increase in Order Size Limit for Stock Futures and Stock Options

24 Jul 2007

L/PMI/096/2007

Comparative Table of Prices

23 Jul 2007 PA/114/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

20 Jul 2007

DMD/ 217/07 

Group Paging Services Test on 27 July 2007
20 Jul 2007

CMD/TMO/067/07

Group Paging Services Test on 27 July 2007

20 Jul 2007

L/PMI/095/2007

Comparative Table of Prices

20 Jul 2007

DMD/215/07

Continuous Professional Training (CPT) Course on "Hang Seng Family of Indexes"
Appendix I : Course information & schedule
Appendix II : Enrolment Form for Continuous Professional Training (CPT) Course

19 Jul 2007 PA/113/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

19 Jul 2007 PA/112/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

19 Jul 2007 PA/111/07 Tender Result - Relinquishment of Stock Exchange Trading Right
18 Jul 2007

L/PMI/094/2007

Comparative Table of Prices

17 Jul 2007

L/PMI/093/2007

Comparative Table of Prices

17 Jul 2007

L/PMI/092/2007

Comparative Table of Prices

16 Jul 2007

CMD/TMO/066/07

TRADING ARRANGEMENTS OF W.I.S.E. - CSI 300 CHINA TRACKER
Attachment 1 : Trading Arrangements of W.I.S.E. - CSI 300 China Tracker
Attachment 2 : News File for W.I.S.E. - CSI 300 China Tracker
Attachment 3 : Details of market making obligations of W.I.S.E. - CSI 300 China Tracker

16 Jul 2007 PA/110/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

13 Jul 2007 PASD/PA/109/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

13 Jul 2007

L/PMI/091/2007

Comparative Table of Prices

12 Jul 2007 PASD/PA/108/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

11 Jul 2007

L/PMI/090/2007

Comparative Table of Prices

11 Jul 2007

L/PMI/089/2007

Comparative Table of Prices

11 Jul 2007 CMD/TMO/065/07

Continuous Professional Training (CPT) Course Jointly Organised by HKEx and HKSI
Attachment - HKEx Update Series

10 Jul 2007 PASD/PA/107/07

New Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

10 Jul 2007 PASD/PA/106/07 Tender Result - Relinquishment of Stock Exchange Trading Right
10 Jul 2007 PASD/PA/105/07

Updated Information of Exchange Participant
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

09 Jul 2007 PASD/PA/104/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

06 Jul 2007

L/PMI/088/2007

Comparative Table of Prices

06 Jul 2007

L/PMI/087/2007

Comparative Table of Prices

06 Jul 2007

LSD/34/2007

United Nations Sanctions (Democratic Republic of Congo) Regulation 2006 and United Nations Sanctions (Afghanistan) Regulation

06 Jul 2007 PASD/PA/103/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

04 Jul 2007

CMD/TMO/064/07

Trading Arrangements and Market Making Obligations of Lyxor ETFs
Attachment 1: Trading Arrangements of Lyxor ETFs
Attachment 2: Details of making obligations of Lyxor ETFs

04 Jul 2007 PASD/PA/102/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

03 Jul 2007 PASD/PA/101/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

29 Jun 2007 PASD/PA/100/07

Invitation to Tender - Relinquishment of Transferable Stock Exchange Trading Right
Attachment 1 : Tender Document

29 Jun 2007 PASD/PA/099/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

28 Jun 2007

L/PMI/086/2007

Comparative Table of Prices

28 Jun 2007

L/PMI/085/2007

Comparative Table of Prices

28 Jun 2007

L/PMI/084/2007

Comparative Table of Prices

27 Jun 2007

CMD/TMO/063/07

Admission of Belle International Holdings Limited (Stock Code 1880) as Designated Security for Short Selling

26 Jun 2007 L/PMI/083/2007 Comparative Table of Prices
26 Jun 2007 PASD/PA/098/07

Stock Exchange Participants' Market Share Report
Attachment 1 : Stock Exchange Participants' Market Share Report

26 Jun 2007 PASD/PA/097/07 Purchase/Sale of Stock Exchange Trading Right
25 Jun 2007

L/PMI/082/2007

Comparative Table of Prices

25 Jun 2007

CMD/TMO/062/07

Autopay of IPO Brokerage

22 Jun 2007

L/PMI/081/2007

Comparative Table of Prices

21 Jun 2007

L/PMI/080/2007

Comparative Table of Prices

21 Jun 2007

L/PMI/079/2007

Comparative Table of Prices

21 Jun 2007

L/PMI/078/2007

Comparative Table of Prices

21 Jun 2007

L/PMI/077/2007

Comparative Table of Prices

20 Jun 2007 PASD/PA/096/07 Purchase / Sale of Stock Exchange Trading Right
18 Jun 2007

L/PMI/076/2007

Comparative Table of Prices

18 Jun 2007 PASD/PA/095/07

Updated Information of Exchange Participant
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

15 Jun 2007

L/PMI/075/2007

Comparative Table of Prices

14 Jun 2007

L/PMI/074/2007

Comparative Table of Prices

14 Jun 2007

L/PMI/073/2007

Comparative Table of Prices

14 Jun 2007

L/PMI/072/2007

Comparative Table of Prices

14 Jun 2007 PASD/PA/094/07

Updated Information of Exchange Participant
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

14 Jun 2007 CMD/TMO/061/07 Termination of Company News Pages and Dissemination of News Alert Messages under The Electronic Disclosure Project
13 Jun 2007

DMD/168/07 

Upgrade of OMnet Application Programming Interface (OAPI) and Network Gateway (NG) to Release 19.1

13 Jun 2007

CMD/TMO/060/07

Periodic Cleaning of Dealing Desks in the Trading Hall

12 Jun 2007

L/PMI/071/2007

Comparative Table of Prices

12 Jun 2007

L/PMI/070/2007

Comparative Table of Prices

12 Jun 2007 DMD/167/07 Addition of a Third Calendar Quarter Month in Selected Stock Option Classes
12 Jun 2007 PASD/PA/093/07 Purchase/Sale of Stock Exchange Trading Right
11 Jun 2007

LSD/26/2007

Amendments to the Options Trading Rules

11 Jun 2007 PASD/PA/091/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

08 Jun 2007 L/PMI/069/2007 Comparative Table of Prices
08 Jun 2007 L/PMI/068/2007 Comparative Table of Prices
07 Jun 2007

L/PMI/067/2007

Comparative Table of Prices

05 Jun 2007 LSD/24/2007 United Nations Sanctions (Cote d'Ivoire) Regulation 2007
05 Jun 2007

L/PMI/066/2007

Comparative Table of Prices

05 Jun 2007 PASD/PA/090/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

01 Jun 2007

L/PMI/065/2007

Comparative Table of Prices

01 Jun 2007 PASD/PA/089/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

01 Jun 2007

DMD/159/07

Continuous Professional Training (CPT) Course on "Interactive Options Training Courses Series"
Appendix I : Course information & schedule
Appendix II : Enrolment Form for Continuous Professional Training (CPT) Course

31 May 2007

DMD/155/07 

Group of Market Codes in HKATS Market Place

31 May 2007 L/TA105/07

Change of Company Name

31 May 2007 L/TA104/07

Change of Company Name

31 May 2007 PASD/PA/088/07 Tender Result - Relinquishment of Stock Exchange Trading Right
31 May 2007 PASD/PA/087/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

31 May 2007 SSD/07/2007

Claim Notice for the Fidelity Fund and Guarantee Scheme

30 May 2007

DMD/154/07 

Notification of Typhoon Signal and Rainstorm Warning

30 May 2007 L/TA103/07

Share Consolidation

30 May 2007 L/TA101/07

Change in Board Lot Size of Shares

30 May 2007 CMD/TMO/059/07 Notification of Typhoon Signal and Rainstorm Warning
29 May 2007 PASD/PA/086/07 Voluntary Cessation of Trading
29 May 2007 PASD/PA/085/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

29 May 2007 PASD/PA/084/07 Purchase / Sale of Stock Exchange Trading Right
29 May 2007

L/PMI/064/2007

Comparative Table of Prices

28 May 2007 PASD/PA/083/07

Updated Information of Exchange Participants
Attachment 1 : Extract of Updated List of Exchange Participants & Holders of Stock Exchange Trading Rights

28 May 2007

L/PMI/063/2007