Regulatory Framework and Rules Print Friendly 
Rules and Guidelines
Rules of the Exchange

Updated: 20 June 2008

CHAPTER 1 : INTERPRETATION
CHAPTER 2 : ADMINISTRATION
CHAPTER 3 : EXCHANGE PARTICIPANTSHIP
CHAPTER 3A : STOCK EXCHANGE TRADING RIGHTS
CHAPTER 4 : FINANCIAL RESOURCES RULES AND ACCOUNTING REQUIREMENTS
CHAPTER 5 : TRADING
CHAPTER 6 : PROFESSIONAL CONDUCT
CHAPTER 7 : DISCIPLINARY
CHAPTER 8 : PAYMENT OF FEES AND CHARGES
CHAPTER 9 : EXCHANGE PARTICIPANTS' COMPENSATION (FIDELITY FUND AND GUARANTEE SCHEME)
CHAPTER 10 : SPECIAL LEVY
CHAPTER 11 : TRANSACTION AND INVESTOR COMPENSATION LEVIES
CHAPTER 12 : INVESTORS' COMPENSATION (UNIFIED EXCHANGE COMPENSATION FUND)
CHAPTER 13 : STAMP DUTY COLLECTION
FIRST SCHEDULE : REPEALED
SECOND SCHEDULE : SPREAD TABLE
THIRD SCHEDULE : CURRENCIES TABLE
FOURTH SCHEDULE : RULES FOR OUT-CRY
FIFTH SCHEDULE : REPEALED
SIXTH SCHEDULE : SECURITIES BORROWING AND LENDING REGULATIONS
SEVENTH SCHEDULE : REPEALED
EIGHTH SCHEDULE : REPEALED
NINTH SCHEDULE : REPEALED
TENTH SCHEDULE : REPEALED
ELEVENTH SCHEDULE : SHORT SELLING REGULATIONS
TWELFTH SCHEDULE : REPEALED
THIRTEENTH SCHEDULE : REPEALED
FOURTEENTH SCHEDULE : SECURITIES MARKET MAKER REGULATIONS
FIFTEENTH SCHEDULE : DESIGNATED INDEX ARBITRAGE SHORT SELLING, STOCK FUTURES HEDGING SHORT SELLING, STRUCTURED PRODUCT HEDGING SHORT SELLING AND OPTIONS HEDGING SHORT SELLING REGULATIONS
SIXTEENTH SCHEDULE : REPEALED
SEVENTEENTH SCHEDULE : REPEALED
EIGHTEENTH SCHEDULE : STRUCTURED PRODUCT LIQUIDITY PROVIDER REGULATIONS

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