Regulatory Framework and Rules
Rules and Guidelines
Listing Rules (GEM)
Updated: 1 September 2008
(Update No. 27)
Equity Securities
Chapter 10
Methods of Listing
Chapter 11
Qualifications for Listing
Chapter 12
Application Procedures and Requirements
Chapter 13
Restrictions on Purchase, Disposal and Subscription
Chapter 14
Listing Documents
Chapter 15
Prospectuses
Chapter 16
Publication Requirements
Chapter 17
Continuing Obligations
Chapter 18
Financial Information
Chapter 19
Transactions
Chapter 20
Connected Transactions
Chapter 21
Options, Warrants and Similar Rights
Chapter 22
Convertible Equity Securities
Chapter 23
Share Option Schemes
Chapter 24
Overseas Issuers
Chapter 25
Issuers Incorporated in the People's Republic of China