| 1 |
Contents of Listing Documents |
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A - |
Equity securities (of an issuer no part of whose share capital is already listed) |
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B - |
Equity securities (of an issuer some part of whose share capital is already listed) |
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C - |
Debt securities |
| 2 |
Documents of Title |
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A - |
Temporary |
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B - |
Definitive |
| 3 |
Articles of Association |
| 4 |
Trust Deeds or Other Documents Securing or Constituting Debt Securities |
| 5 |
Forms Relating to Listing |
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A - |
Application for Listing - Equity securities (of an issuer no part of whose share capital is already listed) |
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B - |
Application for Listing - Equity securities (of an issuer some part of whose share capital is already listed) |
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C - |
Application for Listing - Debt securities |
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D - |
Marketing statement (concerning a placing of equity securities) |
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E - |
Issuer's declaration of compliance |
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F - |
Company information sheet |
| 6 |
Director's and Supervisor's Forms |
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A - |
Director's declaration, undertaking and acknowledgement |
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B - |
Director's declaration, undertaking and acknowledgement (PRC issuer) |
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C - |
Supervisor's declaration, undertaking and acknowledgement (PRC issuer) |
| 7 |
Sponsor's Forms |
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A - |
Application form |
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B - |
Declaration by principal supervisor |
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C - |
Declaration by assistant supervisor |
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D - |
Review form for continuing eligibility |
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E - |
Review form for principal supervisor |
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F - |
Review form for assistant supervisor |
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G - |
Sponsor's declaration in support of a new applicant |
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H - |
Compliance Adviser's declaration of interests |
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I - |
Sponsor's declaration of compliance concerning a new applicant |
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J - |
Declaration in relation to certain listing documents issued by an issuer |
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K - |
Sponsor's statement relating to independence |
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M - |
Compliance Adviser's undertaking |
| 8 |
Form of Share Buy Back Report |
| 9 |
Listing Fees, Transaction Levies and Trading Fees on New Issues and Brokerage |
| 10 |
Model Forms of Formal Notice |
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A - |
Offers for sale or subscription |
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B - |
Introduction |
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C - |
Placing |
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D - |
Selective Marketing |
| 11 |
Additional Requirements in Respect of Certain Jurisdictions |
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A - |
Bermuda |
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B - |
The Cayman Islands |
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C - |
The PRC |
| 12 |
Securities and Futures (Stock Market Listing) Rules |
| 13 |
Independent Financial Adviser's Declaration Relating to Independence |
| 14 |
Independent Financial Adviser's Undertaking |
| 15 |
Code on Corporate Governance Practices |
| 16 |
Corporate Governance Report |
| 17 |
Headline Categories |