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Appendix 1 |
Contents of Listing Documents |
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Appendix 1A : |
Equity Securities |
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Appendix 1B : |
Equity Securities |
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Appendix 1C : |
Debt Securities |
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Appendix 1D : |
Structured Products |
| Appendix 1E : |
Depositary Receipts |
| Appendix 1F : |
Depositary Receipts |
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Appendix 2 |
Documents of Title |
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Appendix 2A : |
Temporary Documents of Title |
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Appendix 2B : |
Definitive Documents of Title |
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Appendix 3 |
Articles of Association |
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Appendix 4 |
Trust Deeds or Other Documents Securing or Constituting Debt Securities |
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Appendix 5 |
Forms Relating to Applications for Listing |
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Form A1 : |
Advance Booking Form (For Equity Securities and Debt Securities) |
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Form A2 : |
Advance Booking Form (For Collective Investment Schemes) |
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Form B : |
Declaration and Undertaking with regard to Directors |
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Form C1 : |
Formal Application (For Equity Securities) |
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Form C2 : |
Formal Application (For Debt Securities) |
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Form C3 : |
Formal Application (For Collective Investment Schemes) |
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Form C3Z: |
Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other Collective Investment Schemes governed by Chapter 21 of the Listing Rules) |
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Form D : |
Marketing Statement |
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Form E : |
Sponsor's Declaration |
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Form F : |
Declaration |
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Form G : |
Form of Share Buyback Report to The Stock Exchange of Hong Kong Limited (the Exchange) |
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Form H : |
Declaration and Undertaking with regard to Directors of an Issuer incorporated in the People's Republic of China (PRC) |
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Form I : |
Declaration and Undertaking with regard to Supervisors of an Issuer incorporated in the People's Republic of China (PRC) |
| Form J : |
Formal Application for Transfer of Listing of Equity Securities from the Growth Enterprise Market to the Main Board |
| Form K : |
Declaration of Directors and Supervisors with regard to a Transfer of Listing from GEM to the Main Board |
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Appendix 6 : |
Placing Guidelines for Equity Securities |
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Appendix 6A : |
[REPEALED] |
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Appendix 7 |
Listing Agreements (annotated) |
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Part A : |
[REPEALED] |
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Part B : |
[REPEALED] |
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Part C : |
Type of Security: Debt |
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Part D : |
Type of Security: Debt |
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Part E : |
Type of Security: Debt |
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Part F : |
[REPEALED] |
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Part G : |
Type of Security: Interests in Collective Investment Schemes |
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Part H : |
Type of Security: Structured Products |
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Part I : |
[REPEALED] |
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Appendix 8 : |
Listing Fees, Transaction Levies on New Issues and Brokerage |
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Appendix 9 : |
[REPEALED] |
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Appendix 10 : |
Model Code for Securities Transactions by Directors of Listed Issuers |
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Appendix 11 |
Model Forms of Formal Notice |
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Form A : |
Model form of Formal Notice for Sale or Subscription |
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Form B : |
Model form of Formal Notice for Introductions |
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Form C : |
Model form of Formal Notice for Placings |
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Form D : |
Model form of Formal Notice for Selective Marketings |
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Appendix 12 : |
Securities and Futures (Stock Market Listing) Rules |
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Appendix 13 |
Additional Requirements in Respect of Certain Jurisdictions |
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Part A : |
Bermuda |
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Part B : |
The Cayman Islands |
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Part C : |
The Cook Islands |
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Part D : |
The People's Republic of China |
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Appendix 14 : |
Code on Corporate Governance Practices |
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Appendix 15 : |
Bank Reporting |
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Appendix 16 : |
Disclosure of Financial Information |
| Appendix 17 : |
Sponsor's Undertaking |
| Appendix 18 : |
Sponsor's Statement Relating to Independence |
| Appendix 19 : |
Sponsor's Declaration |
| Appendix 20 : |
Compliance Adviser's Undertaking |
| Appendix 21 : |
Independent Financial Adviser's Independent Declaration |
| Appendix 22 : |
Independent Financial Adviser's Undertaking |
| Appendix 23 : |
Corporate Governance Report |
| Appendix 24: |
Headline Categories |
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Note
A reprint date or update date appears on the top of each page of the printed version. This could be used as a reference to check whether that page carries the most current version. |