TABLE OF CONTENTS
PREFACE
I.	INTRODUCTION TO OPERATIONAL CLEARING PROCEDURES
	1. INTRODUCTION
II.	SEOCH PARTICIPANTSHIP
	2. SEOCH PARTICIPANT 3. [Repealed]
III.	CLEARING SERVICES
	4. SERVICE SCHEDULES 5. TRADE AND POSITION MANAGEMENT 6. EXERCISE AND ASSIGNMENT 7. COLLATERAL
IV.	DUTIES AND OBLIGATIONS OF SEOCH PARTICIPANTS
	8. SETTLEMENT AND DELIVERY IN RESPECT OF STOCK TRANSACTIONS 9. MARGIN REQUIREMENT 10. MONEY SETTLEMENT 11. RESERVE FUND 12. POSITION CONTROL 13. FEES, TRANSACTION LEVY AND STAMP DUTY
V.	SPECIAL EVENTS
	14. CAPITAL ADJUSTMENTS 15. TYPHOONS AND BLACK RAINSTORM 16. HALF DAY TRADING 17. SUPPORT SERVICES IN THE EVENT OF LOSS OF ACCESS TO DCASS AND/OR CCMS  18. CCASS SETTLEMENT INSTRUCTIONS
APPENDICES
	Appendix A1. On-Behalf Trade Adjustment Request Form Appendix A2. On-Behalf Trade Give-up/Take-up Request Form Appendix A3. On-Behalf Average Price Trade (APT) Request Form Appendix A4. On-Behalf Internal Position Adjustment Request Form  Appendix A5. External Position Transfer Request Form Appendix A6. Annulment of Position Netting Request Form Appendix A7. On-Behalf Cover/Decover Request Form Appendix A8. On-Behalf Exercise/Exercise Adjustment Request Form Appendix A9. DCASS Account Maintenance Form Appendix A10. Opening/Maintenance of Registered Trader Account for Designated Trader Form Appendix A11. Maintenance of OBEP Individual Client Account Form Appendix B1. [Repealed] Appendix B2. [Repealed] Appendix B3. [Repealed] Appendix B4. [Repealed] Appendix B5. [Repealed] Appendix B6. [Repealed] Appendix B7. [Repealed] Appendix B8. [Repealed] Appendix B9. Application / Change Request for Liquid Capital Apportionment Form Appendix C1. [Repealed] Appendix C2. [Repealed] Appendix C3. Reserve Fund Contribution Notice Appendix C4. [Repealed] Appendix C5. Special Block Trade Margin Call Notice Appendix D. Portfolio Risk Margining System of HKEx (PRiME) Appendix E. Minimum Reserve Fund Contributions of SEOCH Participants Appendix F. [Repealed] Appendix G. Fees and Costs Payable to SEOCH Appendix H. List of Approved Currencies Appendix I. Interest and Accommodation Charge Structure

(Updated to include all amendments effected on or before 3 December 2007)