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Section 6 Report Specifications

Report Specifications

Report ID

Report Name

1. CCLTN04 Provisional Clearing Statement
2. CCLTN05 Final Clearing Statement
3. CCLSI01 SI Status Report
4. CCLSI02 SI Activity Report
5. CCLEI01 SI Batch Input Control Report
5a.
CCLUS01
6. CIPSI01 ISI Status Report
7. CIPSI02 ISI Activity Report
8. CIPEI01 ISI Batch Input Control Report
9. CIPCL03 Monthly ISI Counterparty List
10. CSEOP01 Next Settlement Day Due/Overdue Position Report
11. CSEOP09 GEM Settlement Information Report
12. CSESE01 Settlement Report
13. CSESI02 Intra-Day ISI/SI Full List
14. CSESP01 Settled Position Report
14a.
CSESP04
15. CFIBI01 Buy-in Notification Report
16. CFIPM01 Marks and Collateral Collection Report
17. CRMIM01 Intra-Day Marks and Collateral Collection Report
17a. CRMNP01 /
CRMNP02
NCP Marks Projection Report
17b.
GFR608
Statement of Guarantee Fund Contribution
17c.CRMNP03 / CRMNP04NCP Margin Projection Report
17d.GFR616NCP(s) Guarantee Fund Contribution Projection By Position
18. CSECP03 Cash Prepayment / TSF Payment / Intra-day Payement Instruction Maintenance A/T Report
19. CSEPI01 Payment Instruction Input Activity Report
20. CSEMA08 / CSEMS08 Statement of Money Ledger
21. CSEBA01 ATI Batch Input Control Report
22. CSESM01 Statement of Stock Movement (By Stock) Report
23. CSESM02 Statement of Stock Movement (By Account) Report
24. CSESB01 Daily Stock Balance Report
25. CFIMC01 Monthly Stock Balance Report
26. CBLBP01 Stock Borrowing/Lending Position Status Report
27. CBLBR01 Stock Borrowing/Lending Activity Report
28. CCJCC12 Corporate Communications Event List
29. CCJCC13 Recipient Master Maintenance Activity Report
30. CCJCC14 Corp Comm Event Recipient List Activity Report
31. CCJCC15 Corp Comm Recipient Batch Input Control Report
32. CCJCC21 Monthly Recipient Master List
33. CCNDS04 Withdrawal Advice Report
34. CCVWD04 Withdrawal Orders Audit Trail Report
35. CCVWD05 Withdrawal Orders Status Report
35b.
CCNAN06
36. CCNPT01 Nominee Functions Input Activities Report
37. CCNPT02 Entitlement Statement
37a.
CCNPT03
37b.
CCNPT04
37cCCNPT05Elected Quantity Exception Report for Structured Products (Before Election End)
37dCCNPT06Nominee Fees Refund Report
38. CCNVT08 CRP Batch Input Control Report
39. CEFUV01 Tender Instruction Batch Input Control Report
40. CEPAA01 / CEPAB01 New Issues Application Input Activities Report
41. CEPBE01 New Issues Entitlement Report
42. CEPBV01 EIPO Batch Input Control Report
43.
CCSSG01
44.
CCSSG02
45.
CCSSU01
46.
CSEAT01
47.
CSEAT02
48.
CSEAT03
49.
CEPSA01
50.
CETMB02
51.CSEMP02CCASS Funding Projection Report for Participant
52.CSEMS28 / CSEMA28 / CSEMN28DDI/DCI/EPI Summary for Participant
53.CSEMS29 / CSEMA29 / CSEMN29Settlement Related EPI Listing
54.CSETF03TSF FX Transaction / Stk Rlse Activity / Status Report
55.CSETF07TSF Confirmation Report
56.CCVTF01Inter-counter Transfer/Conversion Instruction Activities Report
57.CSETF13TSF Exception Handling Fee Report
58.CCVTF03Multi-counter Transfer Instruction Batch Input Control Report
59.CRMMG01Intra-day Margin Payable Report
60.CRMMG02Margin Payable Report
61.CCVTF05Parallel Trading Conversion Instruction Batch Input Control Report
62.CEPBV02EIPO Confirmation Batch Input Control Report
63.CCDPC02Monthly Portfolio Fee Collection Report of China Connect Markets
64.CRMGF01Mainland Security Deposit Payable Report (Shanghai)
65.CRMSD01Mainland Settlement Deposit Payable Report (Shanghai)
66.CRMGF03Mainland Security Deposit Payable Report (Shenzhen)
67.CRMSD04Mainland Settlement Deposit Payable Report (Shenzhen)
68.CRMSD07Intra-day Mainland Settlement Deposit Payable Report (Shanghai)
69.CRMSD09Intra-day Mainland Settlement Deposit Payable Report (Shenzhen)
70.CSEAS05A-share Sellable Balance Adjustment Report
71.CSEAS07A-share Sellable Balance Adjustment Audit Trail Report
72.CSEMP04CCASS Funding Projection Report (Night Settlement) for Participant
73.CRMAC01Additional Cash Collateral Payable Report
74.CCNPT07Participant Shareholding Category Disclosure Activity Report
75.CCNPT08Participant Shareholding Category Disclosure Exception Report

For the following CCMS reports, please refer to CCMS Terminal User Guide Section 5 Report Specifications

1. CCMPY01 /
CCMPY02
Posting / Collateralisation Result Report
2. CCMCA02 Collateral Account Balance Report
3. CCMMV01 Participant Collateral Account Movement Report
4. CCMSU04 Special-Use Collateral Balance Report
5. CCMIR02 Collateral Parameters Information List
6. CCMIA02 Monthly Interest & Accommodation Fee Report - Detail
7.
CCMDS01
Statement of Collateral Account
8.CCMSC01Specific Cash Collateral Instruction Activity Report
9.CCMPS01Maintain Preferred Single Settlement Currency Activity Report
10.CCMIA12Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shanghai)
11.CCMIA14Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shenzhen)

Updated 20 Nov 2017

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