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Securities Market

Securities Not Subject to Hong Kong Stamp Duty (including Growth Enterprise Market and Trading Only Stocks)


Updated: 3 October 2008

Disclaimer

Without prejudice to the liability statement on the Home page, Hong Kong Exchanges and Clearing Limited and its subsidiaries further state that they take no responsibility for the contents of this page, make no representation as to the accuracy and reliability of the information contained herein and expressly disclaim any liabilities (whether in tort or contract or otherwise) for any loss or damage arising from or in reliance on the whole or any parts of the information contained in this page. Any information provided herein about securities not subject to Hong Kong stamp duty is for reference only.

Nothing contained in this page shall affect the liability for payment of stamp duty under the Stamp Duty Ordinance (Cap 117) or prejudice the right of Hong Kong Exchanges and Clearing Limited and its subsidiaries to collect the stamp duty chargeable under the Stamp Duty Ordinance on recognized transactions in accordance with the Rules of the Exchange, if required by the Collector of Stamp Revenue. 

Securities Type

Securities (stock codes) NOT subject to Stamp Duty
(as of 30 September 2008)

1. Ordinary Shares and Warrants 04331 04332 04333 04335 04336 04337 04338
2. Preference Shares Nil            
3. Structured Products  
    A. Derivative Warrants ALL            
    B. Equity Linked Instruments N/A            
    C. Callable Bull/Bear Contracts ALL            
4. Debt ALL            
5. Unit Trusts 02803 02806 02809 02810 02812 02813 02814
  02815 02819 02820 02821 02823 02826 02827

02831

02836

02837

02840

04362

04363

6. Rights Nil            

Stamp Duty Payable Status of newly listed/traded or to be listed/traded securities since last month end: 

Stock Code

Short Name

Subject to Stamp Duty (Y=yes, N=no)

00445

CHINA FIRE

Y

00616

EASYKNITENT-NEW

Y

00913

UNITY INV-NEW

Y

00963

BLOOMAGE BIOTEC

Y

02882

OCEAN GCHEM-NEW

Y

02963

OCEAN GCHEM-OLD

Y

10837

DB-N225 @EC0906

N

10841

DB-N225 @EP0906

N

15178

AA-CMOB@EP0903E

N

15179

DB-HKEX @EC0906

N

15180

BI-CCCCL@EC0912

N

15181

BI-HK&CG@EC0909

N

15182

BI-TRAHK@EC0906

N

15183

SG-HSI @EC0904I

N

15184

SG-HSI @EC0904J

N

15185

DB-HSI @EC0903I

N

15186

DB-HSI @EP0901J

N

15187

SG-BOCOM@EC0911

N

15188

SG-FXA50@EC0906

N

15189

KCCP&CC@EC0905B

N

15190

RB-ICBC@EC0904B

N

15191

RB-PETCH@EC1002

N

15192

RB-CCB  @EP0904

N

15193

RB-PINAN@EC0905

N

15194

RB-ICBC @EP0904

N

15195

RB-PETCH@EP1002

N

15196

HS-C MOB@EC1010

N

15197

SG-ICBC @EC0906

N

15198

SGPETCH@EC0910C

N

15199

ML-CCB @EC1002B

N

15200

ML-CLIFE@EC1101

N

15201

ML-HSBC @EC1105

N

15202

ML-PETCH@EC0904

N

15205

DB-CLIFE@EP0904

N

15206

DB-ICBC@EC0902B

N

15207

SGHSCEI@EC0904A

N

15208

SGHSCEI@EC0904B

N

15209

DB-HSI  @EC0904

N

15210

KC-CNOOC@EC0906

N

15211

SGHSCEI@EP0904C

N

15212

SGHSCEI@EP0904D

N

15213

DB-HSI  @EP0904

N

15214

UBCLIFE@EC0904A

N

15215

UBCLIFE@EC0904B

N

15216

UBCLIFE@EC0909A

N

15217

UBCLIFE@EC0909B

N

15218

GS-CLIFE@EC0903

N

15219

GS-PETCH@EC0910

N

31756

UB#FXA50RC0904O

N

31758

DB#HSCEIRC0904A

N

31760

UB#FXA50RP0904P

N

31761

UB#FXA50RP0904Q

N

31762

DB#HSCEIRC0904B

N

31763

DB#HSCEIRP0904C

N

31764

DB#FXA50RP0904H

N

31765

DB#HSI  RP0905N

N

31766

DB#HSI  RP0905O

N

31767

AA#DJIA RC0903D

N

31768

AA#HSI  RC0905J

N

31769

AA#HSI  RC0905K

N

31770

AA#HSI  RC0905L

N

31771

AA#DJIA RP0903E

N

31772

AA#HSI  RP0905M

N

31773

UB#HSBC RC0904A

N

31774

UB#CLIFERC0904U

N

31775

UB#CLIFERP0907A

N

31776

UB#HSCEIRC0903V

N

31777

UB#HSI  RC0903I

N

31778

UB#C MOBRP0903J

N

31779

UB#HSI  RP0903K

N

31780

UB#HSI  RP0903G

N

31781

UB#HSCEIRP0903W

N

31782

AA#NQ100RC0903A

N

31783

SG#HSI  RP0904C

N

31784

SG#HSI  RP0904D

N

31785

UB#HSCEIRC0903Y

N

31786

AA#NQ100RP0903B

N

31787

UB#HSI  RC0903H

N

31788

UB#HSI  RC0903L

N

31789

UB#HSI  RP0904Q

N

31790

UB#HSI  RP0904R

N

31791

UB#HSCEIRP0903H

N

31792

DB#HSI  RP0905P

N

31793

UB#CLIFERP0904V

N

31794

UB#CLIFERP0904W

N

31795

UB#CNOOCRP0903C

N

31796

UB#HKEX RP0904A

N

31797

UB#HKEX RP0904B

N

31798

UB#HSCEIRC0903A

N

31799

UB#HSI  RC0904S

N

31800

UB#HSI  RC0904T

N

31801

UB#HSCEIRP0903J

N

31802

UB#HSI  RP0904U

N

31803

UB#HSI  RP0904K

N

31804

UB#HSI  RP0904A

N

31805

UB#HSI  RP0904M

N

31806

AA#HSI  RC0905N

N

31807

AA#HSI  RP0905O

N

31808

AA#HSI  RP0905P

N

31809

AA#HSI  RP0905Q

N

31810

AA#HSI  RP0905R

N

31811

AA#HSI  RP0905S

N

31812

BP#HSI  RC0906H

N

31813

DB#HSI  RP0905Q

N

31814

DB#HSI  RP0905R

N

31815

BP#HSCEIRC0909A

N

31816

BP#HSI  RP0906I

N

31817

BP#HSI  RP0906J

N

31818

BP#HSCEIRP0909B

N

31819

BP#HSI  RC0906K

N

31820

BP#HSI  RC0907B

N

31821

BP#HSI  RC0907C

N

31822

BP#HSI  RP0906L

N

31823

BP#HSI  RP0907D

N

31824

UB#HSCEIRC0903K

N

31825

UB#HSCEIRC0903L

N

31826

UB#HSCEIRP0903N

N

31827

UB#HSCEIRP0903M

N

31828

UB#HSI  RC0905K

N

31829

UB#HSI  RC0905S

N

31830

UB#HSI  RC0905F

N

31831

UB#HSI  RC0905G

N

31832

UB#HSI  RP0905H

N

31833

UB#HSI  RP0905I

N

31834

UB#HSI  RP0905J

N

31835

UB#HSI  RP0905P

N

31836

UB#HSI  RP0905Q

N

31837

UB#HSI  RP0905R

N

31838

UB#HSI  RP0905M

N

31839

UB#CK(H)RC0903C

N

31840

UB#HWL  RC0907D

N

31841

UB#C MOBRP0903E

N

31842

UB#CSHENRP0904A

N

31843

SG#FXA50RC0903F

N

31844

SG#FXA50RC0903G

N

31845

SG#HSI  RC0903Q

N

31846

SG#HSI  RC0903X

N

31847

SG#HSI  RP0903Y

N

31848

SG#HSI  RP0903N

N

31849

UB#SHK PRP0904A

N

31850

DB#FXA50RC0904I

N

31851

DB#HSI  RC0905S

N

31852

DB#HSI  RC0905T

N