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2016

Select By Rule or Topic: Download the consolidated index here
Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.
This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules.  Each decision was based on its specific circumstances and is not a precedent for future cases. 
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
 
Before 1 January 2011 On or After 1 January 2011
   
HKEx-LD100-1 HKEx-LD1-2011
HKEx-LD100-2 HKEx-LD2-2011
HKEx-LD101-1 HKEx-LD3-2011
 
Listing decisions published before 1 January 2011 continue to bear the old references.
LD Series Number First Release Date (Last Update Date) (mm/yyyy) Listing Rules/ Topics Particulars
LD103-2016 12/2016
(07/2018)
Main Board Rules 2.03, 2A.03, 13.64, 13.64A and 13.52B(1) Whether the Exchange would approve a share subdivision proposed by Company A
LD102-2016 12/2016 Main Board Rules 2.03, 2A.03 and 7.19(6) Whether the Exchange would grant listing approval for the proposed rights issue of Company A (Withdrawn in July 2018)         
LD101-2016 04/2016 Main Board Rule 9.03(3)
GEM Rules 12.09 and 12.14
To provide guidance on why the Exchange returned certain listing applications
LD100-2016 04/2016 Main Board Rules 2.06 and Chapter 8
GEM Rules 2.09 and Chapter 11
To provide guidance on why the Exchange rejected certain listing applications
LD99-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal  
LD98-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal  
LD97-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after a major disposal  
LD96-2016 03/2016 Main Board Rule 14.06(6) Whether Company A’s proposed acquisition of the Target would be a reverse takeover  
LD95-2016 03/2016 Main Board Rule 14.06(6) Whether Company A’s proposed acquisition of an interest in the Target from Mr. B would be a reverse takeover  
LD94-2016 03/2016 Main Board Rule 14.06(6) Whether Company A’s proposed subscription of an interest in the Fund would be a reverse takeover  
LD93-2016 03/2016 Main Board Rules 8.04, 8.05(1)(a) and Paragraph 3(c) of Practice Note 15   Whether the Company A (excluding its interest in Newco) could rely on the unrealised fair value gains on investment properties to meet the profit requirement under Rule 8.05(1)(a)

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