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2019

Select By Rule or Topic: Download the consolidated index here

Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.

This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.

Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:

Before 1 January 2011 On or After 1 January 2011
   
HKEx-LD100-1 HKEx-LD1-2011
HKEx-LD100-2 HKEx-LD2-2011
HKEx-LD101-1 HKEx-LD3-2011

Listing decisions published before 1 January 2011 continue to bear the old references.

LD Series Number First Release Date (Last Update Date)(mm/yyyy) Listing Rules/ Topics Particulars
LD123-2019 07/2019 Main Board Rules 2.04 and 6.01(4) Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed continuing connected transaction with Company B
LD122-2019 07/2019 Main Board Rules 2.04, 14.06(6) and 14.54 Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed termination of a lease agreement relating to its original entertainment business
LD121-2019 03/2019

Main Board Rule 2.06 and Chapter 8 

GEM Rules 2.09 and Chapter 11
To provide guidance on why the Exchange rejected certain listing applications

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