| 1 |
Contents of Listing Documents |
|
A - |
Equity securities (of an issuer no part of whose share capital is already listed) |
|
B - |
Equity securities (of an issuer some part of whose share capital is already listed) |
|
C - |
Debt securities |
| 2 |
Documents of Title |
|
A - |
Temporary |
|
B - |
Definitive |
| 3 |
Articles of Association |
| 4 |
Trust Deeds or Other Documents Securing or Constituting Debt Securities |
| 5 |
Forms Relating to Listing |
|
A - |
Application for Listing - Equity securities (of an issuer no part of whose share capital is already listed) |
|
B - |
Application for Listing - Equity securities (of an issuer some part of whose share capital is already listed) |
|
C - |
Application for Listing - Debt securities |
|
D - |
Marketing statement (concerning a placing of equity securities) |
|
E - |
Issuer's declaration of compliance |
|
F - |
Company information sheet |
| 6 |
Director's and Supervisor's Forms |
|
A - |
Director's declaration, undertaking and acknowledgement |
|
B - |
Director's declaration, undertaking and acknowledgement (PRC issuer) |
|
C - |
Supervisor's declaration, undertaking and acknowledgement (PRC issuer) |
| 7 |
Sponsor's Forms |
|
A - |
Application form |
|
B - |
Declaration by principal supervisor |
|
C - |
Declaration by assistant supervisor |
|
D - |
Review form for continuing eligibility |
|
E - |
Review form for principal supervisor |
|
F - |
Review form for assistant supervisor |
|
G - |
Sponsor's declaration in support of a new applicant |
|
H - |
Compliance Adviser's declaration of interests |
|
I - |
Sponsor's declaration of compliance concerning a new applicant |
|
J - |
Declaration in relation to certain listing documents issued by an issuer |
|
K - |
Sponsor's Undertaking and Statement of Independence |
|
M - |
Compliance Adviser's undertaking |
| 8 |
[REPEALED] |
| 9 |
Listing Fees, Transaction Levies and Trading Fees on New Issues and Brokerage |
| 10 |
Model Forms of Formal Notice |
|
A - |
Offers for sale or subscription |
|
B - |
Introduction |
|
C - |
Placing |
|
D - |
Debt Issues to Professional Investors Only |
| 11 |
Additional Requirements in Respect of Certain Jurisdictions |
|
A - |
Bermuda |
|
B - |
The Cayman Islands |
|
C - |
The PRC |
| 12 |
Securities and Futures (Stock Market Listing) Rules |
| 13 |
Independent Financial Adviser's Declaration Relating to Independence |
| 14 |
Independent Financial Adviser's Undertaking |
| 15 |
Corporate Governance Code and Corporate Governance Report |
| 16 |
[MERGED WITH APPENDIX 15] |
| 17 |
Headline Categories |
| 18 |
Content of a Competent Person's Report for Petroleum Reserves and Resources |
| 19 |
Summary Form of Disclosure for Property Interests |
| 20 |
Environmental, Social and Governance Reporting Guide |
| 21 |
Financial Adviser's Declaration |
| 22 |
Financial Adviser's Undertaking |
