Updated: 05/08/2022

(Update No. 137)

RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED

	GUIDANCE NOTE 1:	[REPEALED]
	GUIDANCE NOTE 2:	[REPEALED]
	GUIDANCE NOTE 3:	[REPEALED]
	GUIDANCE NOTE 4:	[REPEALED]
	GUIDANCE NOTE 5:	[REPEALED]
	GUIDANCE NOTE 6:	[REPEALED]
	GUIDANCE NOTE 7:	SUGGESTED RISK ASSESSMENT FOR MINERAL COMPANIES
	PRACTICE NOTE 1 :	PROCEDURES REGARDING THE DELIVERY OF INFORMATION AND DOCUMENTS
	PRACTICE NOTE 2 :	[REPEALED]
	PRACTICE NOTE 3 :	THE TRADING RECORD OF THE MANAGEMENT OF A NEW APPLICANT
	PRACTICE NOTE 4 :	ISSUE OF NEW WARRANTS TO EXISTING WARRANTHOLDERS
	PRACTICE NOTE 5 :	DISCLOSURE OF INTERESTS INFORMATION
	PRACTICE NOTE 6 :	CERTAINTY OF OFFER PERIODS
	PRACTICE NOTE 7:	[REPEALED]
	PRACTICE NOTE 8 :	INTRODUCTION OF CCASS AND EMERGENCY SHARE REGISTRATION ARRANGEMENTS DURING A TYPHOON AND/OR A BLACK RAINSTORM WARNING
	PRACTICE NOTE 8A :	ARRANGEMENTS FOR APPLICANTS DURINGBAD WEATHER SIGNALS
	PRACTICE NOTE 9 :	[REPEALED]
	PRACTICE NOTE 10 :	INTERIM REPORTING FOR NEW ISSUERS
	PRACTICE NOTE 11 :	TRADING HALT, SUSPENSION AND RESTORATION OF DEALINGS
	PRACTICE NOTE 12 :	VALUATIONS OF PROPERTY SITUATED IN DEVELOPING PROPERTY MARKETS
	PRACTICE NOTE 13 :	[REPEALED]
	PRACTICE NOTE 14 :	[REPEALED]
	PRACTICE NOTE 15 :	PRINCIPLES WHICH THE EXCHANGE APPLIES WHEN CONSIDERING SPIN-OFF APPLICATIONS
	PRACTICE NOTE 16 :	[REPEALED]
	PRACTICE NOTE 17 :	SUFFICIENCY OF OPERATIONS AND DELISTING PROCEDURES
	PRACTICE NOTE 18 :	INITIAL PUBLIC OFFER OF SECURITIES
	PRACTICE NOTE 19 :	[REPEALED]
	PRACTICE NOTE 20 :	ALLOCATION OF SECURITIES SUBSCRIBED FOR BY AN ISSUER'S EMPLOYEES IN CONJUNCTION WITH ITS INITIAL SHARE OFFER ("Pink Form Allocation")
	PRACTICE NOTE 21 :	DUE DILIGENCE BY SPONSORS IN RESPECT OF INITIAL LISTING APPLICATIONS
	PRACTICE NOTE 22 :	PUBLICATION OF APPLICATION PROOFS, OC ANNOUNCEMENTS AND POST HEARING INFORMATION PACKS (PHIPs)