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DCASS User Guide

DCASS User Guide for Participants

DCASS Demo Workflow

DCASS Views' and Columns' Naming Conventions Before and After HKATS and DCASS Upgrade

Table of Content

Amendment Log

1 GENERAL INFORMATION (updated as of October 2019)
1.1 HOTLINE 
1.2 INPUT SERVICING
1.3 OPERATION TIMELINE
    1.3.1 DCASS ACTIVITIES
    1.3.2 REPORT RETRIEVAL
1.4 USING DCASS ONLINE
   1.4.1 STARTING DCASS ONLINE
   1.4.2 FIRST TIME LOGIN OR WHEN THE PASSWORD IS EXPIRED
   1.4.3 CHANGE PASSWORD BEFORE PASSWORD EXPIRATION
   1.4.4 PROBLEM LOGIN
   1.4.5 MAIN VIEW SETTINGS
             1.4.5.1 MAIN VIEW STANDARDS
             1.4.5.2 SETTINGS
    1.4.6 CREATING A WORKSPACE
    1.4.7 LINKED VIEWS
1.5 SCREEN LAYOUT
   1.5.1 SELECTION FILTERS
             1.5.1.1 USE OF WILDCARDS
             1.5.1.2 ACCOUNT FIELD
             1.5.1.3 GENERIC FILTERS
             1.5.1.4 TIME AND DATE
             1.5.1.5 CHECKBOXES
   1.5.2 ACTION BUTTONS
   1.5.3 DATA TABLE
             1.5.3.1 SELECTING ROWS OF DATA
             1.5.3.2 VIEWING A SINGLE RECORD
             1.5.3.3 COLUMNS
             1.5.3.4 SORTING
   1.5.4 GENERAL SETTING ICONS
1.6 BACKUP FACILITIES FOR DCASS ONLINE

2 ACCOUNT MANAGEMENT
2.1 ACCOUNT STRUCTURE
   2.1.1 ACCOUNT TYPE
   2.1.2 NAMING CONVENTION
   2.1.3 EXAMPLE
2.2 ACCOUNTS VIEW
2.3 ACCOUNT PROPAGATION VIEW
2.4 POSITIONS VIEW
   2.4.1 POSITION TRANSFER
   2.4.2 POSITION CLOSEOUT

3 DEAL / TRADE MANAGEMENT 
3.1 BASIC CONCEPT
3.2 TRADE HISTORY VIEW
    3.2.1 TRANSFER FROM TRANSITORY
    3.2.2 AVERAGE PRICE TRADES
    3.2.3 GIVE UP TRADE
            3.2.3.1 SUBMITTING A SINGLE GIVE UP REQUEST
            3.2.3.2 GIVE UP REQUEST WITH MULTIPLE TRADES
            3.2.3.3 SPLIT GIVE UP TRADES
   3.2.4 RECTIFY TRADE
            3.2.4.1 SINGLE TRADE RECTIFICATION
            3.2.4.2 TRADE RECTIFICATION (SPLITTING)
            3.2.4.3 MULTIPLE TRADES RECTIFICATION
   3.2.5 TRAIL SETTLEMENT
3.3 PENDING GIVE UPS / TAKE UPS VIEW
3.4 PENDING RECTIFY TRADES
3.5 CROSS PRODUCT NETTING
3.6 OTHERS
   3.6.1 SIMULATE FEE VIEW
   3.6.2 TRADE ERROR LOG VIEW

4 EXERCISE (updated as of July 2019)
4.1 REQUEST EXERCISE
4.2 EXERCISE OVERVIEW
4.3 PENDING EXERCISE
4.4 DENY EXERCISE
4.5 AUTOMATIC EXERCISE LIMITS

5 CLEARING AND GENERAL 
5.1 CLEARING INFORMATION VIEW
5.2 CLEARING MESSAGES
5.3 COVERED CALL
   5.3.1 SUBMITTING A COVERED CALL REQUEST

6 INSTRUMENT (updated as of December 2018)
6.1 INSTRUMENT INFORMATION
    6.1.1 INSTRUMENT ENQUIRY
    6.1.2 UNDERLYING INFORMATION ENQUIRY
    6.1.3 CLEARING DATE ENQUIRY
6.2 FIXING VALUES

7 MARGIN 
7.1 MARGIN PER INSTRUMENT
7.2 MARGIN PER PRODUCT AREA
7.3 MARGIN PER PARTICIPANT
7.4 MARGIN PER ACCOUNT

8 DCASS SECURITY ADMINISTRATION
8.1 DCASS ADMINISTRATOR
8.2 USER ADMINISTRATION
   8.2.1 EDIT USER
8.3 ACCESS PROFILE (USER ROLES)
   8.3.1 VIEW USER ROLES
   8.3.2 AVAILABLE FUNCTIONS TO EACH USER ROLE
 
9 REPORT RETRIEVAL (updated as of May 2019)
9.1 LIST OF DCASS REPORTS / FILES
9.2 FILE NAME CONVENTION


REPORTS AND DATA FILES SAMPLE 

 

APPENDIX 1   TECHNICAL REQUIREMENTS FOR DCASS ONLINE

APPENDIX 2  SPECIMEN OPERATIONAL FORMS

 


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