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4.3 Report / Data File Description

Report / Data File Description
Report IDReport NameHKMK / GLOB Report SampleMAMK / SZMK Report Sample, if applicable
1.     CCLTN04Provisional Clearing Statement               Report Sample                    
2.CCLTN05Final Clearing StatementReport Sample
2a.CCLID01Intra-Day Trade File  (available in data file format only)  (Data File Layout)Data File Sample Data File Sample
3.CCLSI01SI Status Report  Report SampleReport Sample
4.CCLSI02SI Activity ReportReport Sample Report Sample
5.CCLEI01SI Batch Input Control Report  Report Sample
5a.CCLUS01Unmatched SI Report  Report SampleReport Sample
6.CIPSI01ISI Status Report  Report Sample
7.CIPSI02ISI Activity Report Report Sample
8.CIPEI01ISI Batch Input Control Report Report Sample
9.CIPCL03Monthly ISI Counterparty List  Report Sample
10.CSEOP01 Next Settlement Day Due / Overdue Position Report Report Sample Report Sample
11.CSEOP09GEM Settlement Information Report  Report Sample
12.CSESE01Settlement Report  Report Sample Report Sample
13.CSESI02Intra-Day ISI / SI Full List  Report Sample Report Sample
14.CSESP01Settled Position Report  Report Sample Report Sample
14a.CSESP04Intra-Day Settled Position Report  Report Sample Report Sample
15.CFIBI01Buy-In Notification Report  Report Sample Report Sample
16.CFIPM01Marks and Collateral Collection Report  Report Sample
17.CRMIM01Intra-Day Marks and Collateral Collection Report  Report Sample
17a. CRMNP01 /
NCP Marks Projection Report  Report Sample
17b.GFR608Statement of Guarantee Fund Contribution Report Sample
17c.CRMNP03 / CRMNP04NCP Margin Projection Report Report Sample
17d.GFR616NCP(s) Guarantee Fund Contribution Projection By PositionReport Sample
18.CSECP03Cash Prepayment / TSF Payment / Intra-Day Payment Instruction Maintenance A/T Report  Report Sample
19.CSEPI01Payment Instruction Input Activity Report  Report Sample
20. CSEMA08 /
Statement of Money Ledger  Report Sample
21.CSEBA01ATI Batch Input Control Report  Report Sample
22.CSESM01Statement of Stock Movement (By Stock) Report Report Sample Report Sample
23.CSESM02Statement of Stock Movement (By Account) Report Report SampleReport Sample
24.CSESB01Daily Stock Balance Report  Report Sample Report Sample
25.CFIMC01Monthly Stock Balance Report  Report Sample
26.CBLBP01Stock Borrowing / Lending Position Status Report                               Report Sample
27.CBLBR01Stock Borrowing / Lending Activity Report  Report Sample
28.CCJCC12Corporate Communications Event List  Report Sample
29.CCJCC13Recipient Master Maintenance Activity Report  Report Sample
30.CCJCC14Corp Comm Event Recipient List Activity Report  Report Sample
31.CCJCC15 Corp Comm Recipient Batch Input Control Report                                Report Sample
32.CCJCC21Monthly Recipient Master List  Report Sample
33.CCNDS04Withdrawal Advice Report  Report Sample
34.CCVWD04Withdrawal Orders Audit Trail Report  Report Sample
35.CCVWD05Withdrawal Orders Status Report  Report Sample
35a. CCNAN05Corporate Announcement Master Data File (available in data file format only)  (Data File Layout)Data File Sample Data File Sample
35b.CCNAN06Corporate Announcement Maintenance Activities Report Report SampleReport Sample
36.CCNPT01Nominee Functions Input Activities Report   Report SampleReport Sample
37.CCNPT02Entitlement StatementReport Sample Report Sample
37a.CCNPT03Participant Voted Quantity Exception Report - On Voting Deadline Report Sample Report Sample
37b.CCNPT04Participant Voted Quantity Exception Report - Before Voting Deadline Report Sample Report Sample
37c.CCNPT05Elected Quantity Exception Report for Structured Products (Before Election End)  Report Sample
37d.CCNPT06Nominee Fees Refund Report Report Sample Report Sample (always blank)
38.CCNVT08CRP Batch Input Control Report  Report Sample
39.CEFUV01Tender Instruction Batch Input Control Report Report Sample
40. CEPAA01 /
New Issues Application Input Activities Report  Report Sample
41.CEPBE01New Issues Entitlement Report  Report Sample
42.CEPBV01EIPO Batch Input Control Report  Report Sample
43.CCSSG01Stock Segregated Account with Statement Service Master Listing         Report Sample
44.CCSSG02Stock Segregated Account with Statement Service Maintenance Activity Report  Report Sample
45.CCSSU01SSA Batch Input Control Report  Report Sample
46.CSEAT01STI Batch Input Control Report  Report Sample
47.CSEAT02STI Activity Report  Report Sample Report Sample
48.CSEAT03STI Status Report  Report Sample Report Sample
49.CEPSA01Yellow Form Share Allotment Report  Report Sample
50.CETMB02Broadcast Message Listing  Report Sample
51.CSEMP02CCASS Funding Projection Report for Participant                                Report Sample
52. CSEMA28 /
DDI / DCI / EPI Summary for Participant  Report Sample
53. CSEMA29 /
Settlement Related EPI Listing  Report Sample
54.CSETF03TSF FX Transaction/Stk Rlse Activity / Status Report                        Report Sample
55.CSETF07TSF Confirmation Report  Report Sample
56.CCVTF01Inter-counter Transfer/Conversion Instruction Activities Report Report Sample
57.CSETF13 TSF Exception Handling Report Report Sample
58.CCVTF03 Multi-counter Transfer Instruction Batch Input Control Report Report Sample
59.CRMMG01Intra-day Margin Payable Report Report Sample
60.CRMMG02Margin Payable Report Report Sample
61.CCVTF05Parallel Trading Conversion Instruction Batch Input Control Report Report Sample
62.CEPBV02EIPO Confirmation Batch Input Control Report Report Sample
63.CCDPC02Monthly Portfolio Fee Collection Report of China Connect MarketsReport Sample
64.CRMGF01Mainland Security Deposit Payable Report (Shanghai)Report Sample
65.CRMSD01Mainland Settlement Deposit Payable Report (Shanghai)Report Sample
66.CCLTA01Trade File of Special Segregated Accounts (available in data file format only) (Data File Layout)Data File Sample
67.CRMGF03Mainland Security Deposit Payable Report (Shenzhen)Report Sample
68.CRMSD04Mainland Settlement Deposit Payable Report (Shenzhen)Report Sample
69.CRMSD07Intra-day Mainland Settlement Deposit Payable Report (Shanghai)Report Sample
70.CRMSD09Intra-day Mainland Settlement Deposit Payable Report (Shenzhen)Report Sample
71.CSEAS05A-share Sellable Balance Adjustment ReportReport Sample
72.CSEAS07A-share Sellable Balance Adjustment Audit Trail ReportReport Sample
73.CSEMP04CCASS Funding Projection Report (Night Settlement) for ParticipantReport Sample
74.CRMAC01Additional Cash Collateral Payable ReportReport Sample
75.CCNPT07Participant Shareholding Category Disclosure Activity ReportReport Sample
76.CCNPT08Participant Shareholding Category Disclosure Exception ReportReport Sample
For the following CCMS reports, please refer to CCMS Terminal User Guide Section 4.3 Report Description
1. CCMPY01 /
Posting / Collateralisation Result Report
2.CCMCA02Collateral Account Balance Report
3.CCMMV01Participant Collateral Account Movement Report
4.CCMSU04Special-Use Collateral Balance Report
5.CCMIR02Collateral Parameters Information List
6.CCMIA02Monthly Interest & Accommodation Fee Report - Detail
7.CCMDS01Statement of Collateral Account
8.CCMSC01Specific Cash Collateral Instruction Activity Report
9.CCMPS01Maintain Preferred Single Settlement Currency Activity Report
10.CCMSS05Collateral Security Batch Input Control Report
11.CCMIA12Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shanghai)
12.CCMIA14Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shenzhen)