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Update No. 48

Note to subscribers for the amendments
to the rules governing the listing of securities on the Growth Enterprise Market
(the “GEM Listing Rules”)

Update No. 48

March 2014

Dear Sirs, 

Amendments to the GEM Listing Rules relating to headline categories

 
We enclose reprinted pages of the GEM Listing Rules and the filing instructions. The reprinted pages incorporate amendments to certain headline categories.
 
We have replaced the headline categories “Overseas Regulatory Announcement” and “Other” with the following headline categories:
 
B02A24241D934714AD273561037F6D6D Other – Business Update
B02A24241D934714AD273561037F6D6D  Other – Corporate Governance Related Matters
B02A24241D934714AD273561037F6D6D Other – Litigation
B02A24241D934714AD273561037F6D6D Other – Miscellaneous
B02A24241D934714AD273561037F6D6D Other – Trading Update
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Board/Supervisory Board Resolutions
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Business Update
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Corporate Governance Related Matters
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Issue of Securities and Related Matters
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Other
B02A24241D934714AD273561037F6D6D Overseas Regulatory Announcement – Trading Update
 
We have also introduced a new headline category under “Corporate Positions and Committees/Corporate Changes”:
 
B02A24241D934714AD273561037F6D6D Change in Share Registrar/Transfer Agent

 Coming into effect

The amendments will come into effect on 1 April 2014.

Please click HERE to see the amendments to the GEM Listing Rules relating to new headline categories.
 

Yours faithfully,

For and on behalf of
The Stock Exchange of Hong Kong Limited

David Graham
Chief Regulatory Officer and Head of Listing


Updated 20 Mar 2014