The Stock Exchange of Hong Kong Limited (SEHK) 
 
 
Date Ref No. China Connect Subject
31/12/2014 L/PMI/256/2014 Display of Adjusted Previous Closing Price of Yueshou Environmental Holdings Limited (stock code 1191) on AMS/3 for its 1-for-1 Open Offer on Ex-All Date, 5 January 2015
30/12/2014 L/PMI/255/2014 Display of Previous Closing Price of Li Ning Company Limited (stock code 2331) on AMS/3 for its 5-for-12 Open Offer of Offer Securities (the new Ordinary Shares and/or the Convertible Securities in lieu of all or part of the qualifying shareholder’s entitlement to the new Ordinary Shares, or a combination of both) (“Open Offer”)  on Ex-All Date, 2 January 2015
30/12/2014 L/PMI/254/2014 Display of Adjusted Previous Closing Price of Man Wah Holdings Limited (stock code 1999) on AMS/3 for its Bonus Issue of 1 bonus share for 1 share on Ex-Bonus Date, 2 January 2015
30/12/2014 L/PMI/253/2014 Display of Adjusted Previous Closing Price of Qualipak International Holdings Limited (stock code 1332) on AMS/3 for its 1-into-10 Share Subdivision on 2 January 2015
30/12/2014 L/PMI/252/2014 Display of Adjusted Previous Closing Price of Hua Han Bio-Pharmaceutical Holdings Limited (stock code 587) on AMS/3 for its Final Dividend of HK$0.036 per share and Bonus Issue of  1 bonus share for 5 shares on Ex-All Date, 2 January 2015
30/12/2014 L/PMI/251/2014 Display of Adjusted Previous Closing Price of China Investment Development Limited (stock code 204) on AMS/3 for its 1-into-10 Share Subdivision on 2 January 2015
29/12/2014 CT/077/14 Launch of The Throttle-On-Demand Scheme
29/12/2014 LSD/73/2014 United Nations Sanctions (Côte d’Ivoire) Regulation 2014
United Nations Sanctions (Central African Republic) Regulation
United Nations (Anti-Terrorism Measures) Ordinance
29/12/2014 EFIC/DT/192/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of China Resources Land Limited – Clawback Offer
29/12/2014 LSD/72/2014 Amendments to the Rules of the Exchange
29/12/2014 CT/076/14

*

Shanghai-Hong Kong Stock Connect - Batch 3 Enrollment
29/12/2014 L/PMI/250/2014 Display of Adjusted Previous Closing Price of First Credit Finance Group Limited (stock code 8215) on AMS/3 for its 3-for-1 Rights Issue on Ex-Rights Date, 30 December 2014
24/12/2014 L/PMI/249/2014 Display of Adjusted Previous Closing Price of Sheng Yuan Holdings Limited (stock code 851) on AMS/3 for its 1-into-2 Share Subdivision on 30 December 2014
23/12/2014 CT/075/14 Proposed Cessation of Trading, Termination, Voluntary Delisting and Deauthorisation
– CMS CSI Overseas Mainland Enterprises ETF (Stock Code: 2842)
23/12/2014 EFIC/DT/190/14 Planned Hardware and Software Upgrade for HKATS in 2015
23/12/2014 L/PMI/248/2014 Display of Adjusted Previous Closing Price of First Credit Finance Group Limited (stock code 8215) on AMS/3 for its 10-into-1 Share Consolidation on 29 December 2014
23/12/2014 L/PMI/247/2014 Display of Adjusted Previous Closing Price of New Times Energy Corporation Limited (stock code 166) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 29 December 2014
22/12/2014 PA/022/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
22/12/2014 PA/021/2014 Voluntary Cessation of Trading
19/12/2014 L/PMI/246/2014 Display of Previous Closing Price of Chun Wo Development Holdings Limited (stock code 711) on AMS/3 for its Distribution in Specie of 1 share of Excel Value International Limited for every 1 share on Ex-All Date, 23 December 2014
19/12/2014 L/PMI/245/2014 Display of Previous Closing Price of Deson Development International Holdings Limited (stock code 262) on AMS/3 for its Distribution in Specie of 1 share of Deson Construction International Holdings Limited for every 5 shares on Ex-All Date, 22 December 2014
18/12/2014 L/PMI/244/2014 Display of Adjusted Previous Closing Price of China Environmental Energy Investment Limited (stock code 986) on AMS/3 for its 8-for-1 Rights Issue on Ex-Rights Date, 22 December 2014
17/12/2014 L/PMI/243/2014 Display of Adjusted Previous Closing Price of Rising Development Holdings Limited (stock code 1004) on AMS/3 for its 1-into-4 Share Subdivision on 19 December 2014
17/12/2014 CT/074/14

*

Shanghai-Hong Kong Stock Connect - Briefing Sessions on Pre-trade Checking for Institutional Investors
Attachment 1: Enrolment Form for Briefing Sessions for Pre-Trade Checking for Institutional Investors under Northbound Trading of Shanghai-Hong Kong Stock Connect
(FOR Exchange Participants)
16/12/2014 L/PMI/242/2014 Display of Adjusted Previous Closing Price of Evershine Group Holdings Limited (stock code 8022) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 18 December 2014
16/12/2014 L/PMI/241/2014 Display of Adjusted Previous Closing Price of China Vanguard Group Ltd. (stock code 8156) on AMS/3 for its 1-into-4 Share Subdivision on 17 December 2014
15/12/2014 CT/073/14

*

Updated Interface Specifications for China Connect Open Gateway (CCOG)
15/12/2014 LSD/70/2014 United Nations Sanctions (Yemen) Regulation
15/12/2014 L/PMI/240/2014 Display of Adjusted Previous Closing Price of Freeman Financial Corporation Limited (stock code 279) on AMS/3 for its Bonus Issue of 1 bonus share for 2 shares on Ex-Bonus Date, 16 December 2014
12/12/2014 L/PMI/239/2014 Display of Adjusted Previous Closing Price of Yestar International Holdings Company Limited (stock code 2393) on AMS/3 for its 1-into-4 Share Subdivision on 16 December 2014
12/12/2014 L/PMI/238/2014 Display of Adjusted Previous Closing Price of Kantone Holdings Limited (stock code 1059) on AMS/3 for its 10-into-1 Share Consolidation on 16 December 2014
11/12/2014 EFIC/DT/188/14 Appointment of Primary Market Makers for Stock Options Market
11/12/2014 L/PMI/237/2014 Display of Adjusted Previous Closing Price of Freeman Financial Corporation Limited (stock code 279) on AMS/3 for its 1-into-10 Share Subdivision on 15 December 2014
10/12/2014 L/PMI/236/2014 Display of Adjusted Previous Closing Price of China Fortune Investments (Holding) Limited (stock code 8116) on AMS/3 for its 2-for-1 Open Offer on Ex-All Date, 12 December 2014
10/12/2014 L/PMI/235/2014 Display of Adjusted Previous Closing Price of Kantone Holdings Limited (stock code 1059) on AMS/3 for its 3-for-10 Rights Issue on Ex-Rights Date, 12 December 2014
09/12/2014 PDM/006/2014 Seminar on “What’s behind this round of A-share bull market”
09/12/2014 L/PMI/234/2014 Display of Adjusted Previous Closing Price of Shenyin Wanguo (H.K.) Limited (stock code 218) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 11 December 2014
08/12/2014 CT/072/14

HKEx Orion Central Gateway (OCG) – Commencement of Batch 4 End-To-End (E2E) Test Session
Attachment 1 : Steps for Downloading OCG End-to-End Test Package (“E2E Test Package”) via Electronic Communication Platform (ECP)

08/12/2014 CT/071/14

*

Changes of China Connect Securities Eligible Stock List
05/12/2014 EFIC/DT/185/14 Trading Hours during Eves of Christmas, New Year and Lunar New Year
05/12/2014 CT/070/14 (1) Trading Arrangements; and (2) Submission of Stamp Duty Daily Return, Options Market Maker Jobbing Transaction Composite Reporting Form and Securities Market Maker Transaction Reporting Form During Eves of Christmas, New Year and Lunar New Year
04/12/2014 LSD/67/2014 United Nations Sanctions (Libya) Regulation 2011 (Amendment) Regulation 2014
04/12/2014 L/PMI/233/2014 Display of Adjusted Previous Closing Price of Wang On Group Limited (stock code 1222) on AMS/3 for its Interim Dividend of HK$0.01 per share (the “Interim Dividend”) and Special Interim Dividend by way of a distribution in specie of 3 shares in PNG Resources Holdings Limited (“PNG”) for every multiple of 125 shares (the “Distribution in Specie”) on Ex-All Date, 8 December 2014
04/12/2014 L/PMI/232/2014 Display of Adjusted Previous Closing Price of Willie International Holdings Limited (stock code 273) on AMS/3 for its Bonus Issue of 1 bonus share for 2 shares on Ex-Bonus Date, 5 December 2014
04/12/2014 L/PMI/231/2014 Display of Adjusted Previous Closing Price of COL Capital Limited (stock code 383) on AMS/3 for its Final Dividend of HK$0.05 per share, Special Dividend of HK$0.05 per share (the “Dividends”) and Special Interim Dividend by way of a distribution in specie of 3.75 shares in APAC Resources Limited (“APAC Resources”) for every 1 share (the “Distribution in Specie”) on Ex-All Date, 5 December 2014
03/12/2014 EFIC/DT/182/14 Market Makers for New Stock Option Classes
03/12/2014 L/PMI/230/2014 Display of Adjusted Previous Closing Price of Mastermind Capital Limited (stock code 905) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 5 December 2014
02/12/2014 CT/069/14

*

Shanghai-Hong Kong Stock Connect - Batch 2 Enrollment
02/12/2014 L/PMI/229/2014 Display of Adjusted Previous Closing Price of Eagle Ride Investment Holdings Limited (stock code 901) on AMS/3 for its 1-into-8 Share Subdivision on 4 December 2014
02/12/2014 L/PMI/228/2014 Display of Adjusted Previous Closing Price of Willie International Holdings Limited (stock code 273) on AMS/3 for its 1-into-10 Share Subdivision on 4 December 2014
02/12/2014 L/PMI/227/2014 Display of Adjusted Previous Closing Price of Hsin Chong Construction Group Ltd. (stock code 404) on AMS/3 for its 3-for-10 Rights Issue on Ex-Rights Date, 3 December 2014
01/12/2014 CT/068/14 HKEx Orion Central Gateway (OCG) – Post Release Test on OCG Enhancement to Support Semi-automatic Matching
Attachment 1 : Guidelines and Activity Rundown for the Post Release Test on Orion Central Gateway (OCG) for OCG Enhancement to Support Odd Lot and Special Lot Orders
Attachment 2 : Booking Form to Participate in the OCG Post Release Test on 13 Dec 2014
Attachment 3 : BSS Upgrade Rollout Form
01/12/2014 L/PMI/226/2014 Display of Adjusted Previous Closing Price of Unlimited Creativity Holdings Limited (stock code 8079) on AMS/3 for its 5-for-2 Rights Issue on Ex-Rights Date, 3 December 2014
01/12/2014 L/PMI/225/2014 Display of Adjusted Previous Closing Price of Renhe Commercial Holdings Company Limited (stock code 1387) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 3 December 2014
28/11/2014 CT/067/14

*

Quarterly Return on Trading Composition Regarding Trading Through Shanghai-Hong Kong Stock Connect
27/11/2014 L/PMI/224/2014 Display of Adjusted Previous Closing Price of Grand Ming Group Holdings Limited (stock code 1271) on AMS/3 for its Interim Dividend of HK$0.042 per share and Bonus Issue of 1 bonus share for 10 shares on Ex-All Date, 1 December 2014
25/11/2014 EFIC/DT/177/14 Comparative Table of Strike Prices of Belle International Holdings Ltd. Option Contracts
25/11/2014 L/PMI/223/2014 Display of Adjusted Previous Closing Price of Vitop Bioenergy Holdings Limited (stock code 1178) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 27 November 2014
25/11/2014 L/PMI/222/2014 Display of Adjusted Previous Closing Price of China Best Group Holding Limited (stock code 370) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 27 November 2014
25/11/2014 L/PMI/221/2014 Display of Adjusted Previous Closing Price of Roma Group Limited (stock code 8072) on AMS/3 for its 3-for-1 Rights Issue on Ex-Rights Date, 26 November 2014
24/11/2014 L/PMI/220/2014 Display of Adjusted Previous Closing Price of Mongolian Mining Corporation (stock code 975) on AMS/3 for its 3-for-2 Rights Issue on Ex-Rights Date, 26 November 2014
21/11/2014 CT/066/14

*

China Connect Open Gateway (CCOG) – Enhancement for short selling
Attachment 1 : Steps for Downloading CCOG Simulator Package (“Simulator”) via Electronic Communication Platform
Attachment 2 : Implementation of Additional Short Sell Order Function to Existing Broker Supplied System for CCOG Enrolment Form
21/11/2014 CS/C/14/001 HKEx Calendar 2015
21/11/2014 L/PMI/219/2014 Display of Adjusted Previous Closing Price of Roma Group Limited (stock code 8072) on AMS/3 for its 16-into-1 Share Consolidation on 25 November 2014
21/11/2014 CT/065/14 Trading Arrangements of RMB3,000,000,000 Fixed Rate Bonds Due 2016 issued by the Ministry of Finance of the People’s Republic of China (Stock Code: 86625)
Attachment 1 : Trading Arrangements of RMB3,000,000,000 Fixed Rate Bonds Due 2016 issued by the Ministry of Finance of the People’s Republic of China (“the Bonds”)
19/11/2014 CT/064/14 HKEx Orion Central Gateway (OCG) - Rollout Test for Batch 3 OCG
19/11/2014 EFIC/DT/175/14 Annual Review of Stock Options Trading Fee Tier Classification
19/11/2014 EFIC/DT/174/14 Introduction of New Stock Option Classes
19/11/2014 L/PMI/218/2014 Display of Adjusted Previous Closing Price of Sustainable Forest Holdings Limited (stock code 723) on AMS/3 for its 1-for-6 Share Open Offer (with 17 Bonus Shares for every 1 Offer Share taken up) on Ex-All Date, 20 November 2014
18/11/2014 L/PMI/217/2014 Display of Adjusted Previous Closing Price of Allied Cement Holdings Limited (stock code 1312) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 20 November 2014
18/11/2014 L/PMI/216/2014 Display of Adjusted Previous Closing Price of Pacific Andes International Holdings Limited (stock code 1174) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 20 November 2014
18/11/2014 L/PMI/215/2014 Display of Adjusted Previous Closing Price of Artini China Co. Ltd. (stock code 789) on AMS/3 for its 3-for-1 Open Offer on Ex-All Date, 19 November 2014
17/11/2014 L/PMI/214/2014 Display of Adjusted Previous Closing Price of GCL New Energy Holdings Limited (stock code 451) on AMS/3 for its 1-into-4 Share Subdivision on 19 November 2014
14/11/2014 L/PMI/213/2014 Display of Adjusted Previous Closing Price of Artini China Co. Ltd. (stock code 789) on AMS/3 for its 2-into-1 Share Consolidation on 18 November 2014
13/11/2014 L/PMI/212/2014 Display of Adjusted Previous Closing Price of PPS International (Holdings) Limited (stock code 8201) on AMS/3 for its 1-into-10 Share Subdivision on 17 November 2014
12/11/2014 CT/063/14

*

Updated Interface Specifications for China Connect Open Gateway (CCOG)
12/11/2014 L/PMI/211/2014 Display of Adjusted Previous Closing Price of Van Shung Chong Holdings Limited (stock code 1001) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 14 November 2014
12/11/2014 L/PMI/210/2014 Display of Adjusted Previous Closing Price of Shangri-La Asia Limited (stock code 69) on AMS/3 for its 1-for-7 Rights Issue on Ex-Rights Date, 14 November 2014
12/11/2014 PDM/005/2014 Seminar on “Growth & Income” – Investment opportunities with new ETFs
12/11/2014 CT/062/14 Trading Arrangements of New BMO ETFs
Attachment 1: Trading Arrangements of new BMO ETFs
Attachment 2: Details of market making obligations of new BMO ETFs
11/11/2014 CT/061/14

*

Confirmation of Readiness and Related Undertakings for the Use of Shanghai-Hong Kong Stock Connect by an Exchange Participant Intending to become a Trade-Through Exchange Participant
11/11/2014 L/PMI/209/2014 Display of Adjusted Previous Closing Price of Mongolia Energy Corporation Limited (stock code 276) on AMS/3 for its 4-into-1 Share Consolidation on 13 November 2014
11/11/2014 L/PMI/208/2014 Display of Previous Closing Price of International Standard Resources Holdings Limited (stock code 91) on AMS/3 for its Bonus Issue of 2 bonus warrants for 15 shares on Ex-Bonus Date, 13 November 2014
11/11/2014 CT/060/14 Reference Materials for RMB Bonds issued by The Ministry of Finance of the People’s Republic of China
10/11/2014 LSD/62/2014

*

Amendments to the Rules of the Exchange
10/11/2014 CT/059/14

*

Launch of Shanghai-Hong Kong Stock Connect on 17 November 2014
07/11/2014 CT/058/14 Changes of Designated Securities for Short Selling
Attachment: List of Additional and Deleted Designated Securities (Effective 14 November 2014)
07/11/2014 EFIC/DT/169/14 Comparative Table of Strike Prices of PICC Property and Casualty Co. Ltd. Option Contracts
07/11/2014 L/PMI/207/2014 Display of Adjusted Previous Closing Price of Tech Pro Technology Development Limited (stock code 3823) on AMS/3 for its Bonus Issue of 1 bonus share for 5 shares on Ex-Bonus Date,11 November 2014
07/11/2014 L/PMI/206/2014 Display of Adjusted Previous Closing Price of Heng Tai Consumables Group Limited (stock code 197) on AMS/3 for its 1-for-5 Open Offer on Ex-All Date, 11 November 2014
06/11/2014 L/PMI/205/2014 Display of Adjusted Previous Closing Price of PICC Property and Casualty Company Limited (stock code 2328) on AMS/3 for its 0.9-for-10 H Share Rights Issue on Ex-Rights Date, 10 November 2014
05/11/2014 CT/057/14 HKEx Orion Central Gateway (OCG) – Batch 4 Enrollment
Attachment 1 : Steps for Downloading OCG Simulator Package (“Simulator”) via Electronic Communication Platform (ECP)
05/11/2014 EFIC/DT/168/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of PICC Property and Casualty Co. Ltd. Stock Option Contracts – Rights Issue
05/11/2014 L/PMI/204/2014 Display of Adjusted Previous Closing Price of Jingrui Holdings Limited (stock code 1862) on AMS/3 for its 3-for-100 Rights Issue on Ex-Rights Date, 7 November 2014
05/11/2014 LSD/58/2014 Amendments to the Rules of the Exchange
04/11/2014 LSD/55/2014 United Nations Sanctions (Afghanistan) Regulation 2012
United Nations Sanctions (Eritrea) Regulation
U
nited Nations Sanctions (Libya) Regulation 2011
United Nations Sanctions (Somalia) Regulation
United Nations (Anti-Terrorism Measures) Ordinance
03/11/2014 CT/056/14 RMB Bonds issued by The Ministry of Finance of the People’s Republic of China
Attachment : Enrolment Form - Briefing Session on RMB Bonds issued by The Ministry of Finance of the People’s Republic of China
30/10/2014 L/PMI/203/2014 Display of Adjusted Previous Closing Price of Inno-Tech Holdings Limited (stock code 8202) on AMS/3 for its 25-for-1 Open Offer on Ex-All Date, 31 October 2014
29/10/2014 L/PMI/202/2014 Display of Adjusted Previous Closing Price of DeTeam Company Limited (stock code 65) on AMS/3 for its 1-for-1 Open Offer on Ex-All Date, 31 October 2014
28/10/2014 CT/055/14 HKEx Orion Central Gateway (OCG) – Information Package on Connectivity Test and Rollout Test for Batch 3 OCG
28/10/2014 EFIC/DT/161/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of Belle International Holdings Ltd. Stock Option Contracts - Special Dividend
28/10/2014 L/PMI/201/2014 Display of Adjusted Previous Closing Price of Inno-Tech Holdings Limited (stock code 8202) on AMS/3 for its 10-into-1 Share Consolidation on 30 October 2014
27/10/2014 L/PMI/200/2014 Display of Adjusted Previous Closing Price of China Strategic Holdings Limited (stock code 235) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 29 October 2014
24/10/2014 PDM/004/2014 Third Annual Retail ETF Event
24/10/2014 L/PMI/199/2014 Display of Adjusted Previous Closing Price of China Zhongsheng Resources Holdings Limited (stock code 2623) on AMS/3 for its 1-into-5 Share Subdivision on 28 October 2014
23/10/2014 L/PMI/198/2014 Display of Previous Closing Price of Chinese People Holdings Company Limited (stock code 681) on AMS/3 for the Distribution of Consideration Shares to Qualifying Shareholders on a pro-rata basis (the “Distribution of Consideration Shares”) on Ex-All Date, 27 October 2014
22/10/2014 L/PMI/197/2014 Display of Adjusted Previous Closing Price of Hopewell Holdings Limited (stock code 54) on AMS/3 for its Final Dividend of HK$0.60 per share (the “Final Dividend”) and Special Final Dividend by way of a distribution in specie of 1 share in Hopewell Highway Infrastructure Limited (“HHI”) for every multiple of 20 shares (the “Distribution in Specie”) on Ex-All Date, 23 October 2014
21/10/2014 CT/054/14

*

Preparation for the Launch of Shanghai-Hong Kong Stock Connect
21/10/2014 LSD/53/2014

*

Amendments to the Rules of the Exchange
21/10/2014 L/PMI/196/2014 Display of Previous Closing Price of Cheuk Nang (Holdings) Limited (stock code 131) on AMS/3 for its Bonus Issue of 1 bonus warrant for 50 shares on Ex-Bonus Date, 23 October 2014
21/10/2014 L/PMI/195/2014 Display of Adjusted Previous Closing Price of Easyknit Enterprises Holdings Limited (stock code 616) on AMS/3 for its 8-for-1 Rights Issue on Ex-Rights Date, 22 October 2014
20/10/2014 CT/053/14 Reduction of Transaction Levy from 1 November 2014 - Reminder
20/10/2014 L/PMI/194/2014 Display of Adjusted Previous Closing Price of E FUND Citi Chinese Government Bond 5-10 Years Index ETF (stock codes 2808 and 82808) on AMS/3 for its 10-into-1 Unit Consolidation on 22 October 2014
17/10/2014 L/PMI/193/2014 Display of Adjusted Previous Closing Price of Agile Property Holdings Limited (stock code 3383) on AMS/3 for its 1-for-8 Rights Issue on Ex-Rights Date, 21 October 2014
17/10/2014 L/PMI/192/2014 Display of Adjusted Previous Closing Price of Tonly Electronics Holdings Limited (stock code 1249) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 21 October 2014
17/10/2014 L/PMI/191/2014 Display of Adjusted Previous Closing Price of Easyknit Enterprises Holdings Limited (stock code 616) on AMS/3 for its 10-into-1 Share Consolidation on 21 October 2014
17/10/2014 L/PMI/190/2014 Display of Adjusted Previous Closing Price of DeTeam Company Limited (stock code 65) on AMS/3 for its 5-into-1 Share Consolidation on 21 October 2014
15/10/2014 L/PMI/189/2014 Display of Adjusted Previous Closing Price of Hing Lee (HK) Holdings Limited (stock code 396) on AMS/3 for its Bonus Issue of 2 bonus shares for 1 share on Ex-Bonus Date, 17 October 2014
14/10/2014 CT/052/14

*

Shanghai-Hong Kong Stock Connect - Progress Updates
14/10/2014 LSD/51/2014 United Nations Sanctions (Côte d’Ivoire) Regulation 2014
14/10/2014 CT/051/14 E Fund Citi Chinese Government Bond 5-10 Years Index ETF-HKD Traded Units (Stock Code: 2808)
E Fund Citi Chinese Government Bond 5-10 Years Index ETF-RMB Traded Units (Stock Code: 82808)
- Unit Consolidation and Change in Board Lot Size
14/10/2014 L/PMI/188/2014 Display of Adjusted Previous Closing Price of Link Holdings Limited (stock code 8237) on AMS/3 for its 1-into-10 Share Subdivision on 16 October 2014
14/10/2014 L/PMI/187/2014 Display of Adjusted Previous Closing Price of China Taiping Insurance Holdings Company Limited (stock code 966) on AMS/3 for its 21-for-100 Rights Issue on Ex-Rights Date, 16 October 2014
13/10/2014 L/PMI/186/2014 Display of Adjusted Previous Closing Price of Blue Sky Power Holdings Limited (stock code 6828) on AMS/3 for its 1-into-10 Share Subdivision on 15 October 2014
13/10/2014 L/PMI/185/2014 Display of Previous Closing Price of Enviro Energy International Holdings Limited (stock code 1102) on AMS/3 for its 1-for-2 Open Offer (with 3 Bonus Warrants for every 5 Offer Shares taken up) on Ex-All Date, 15 October 2014
10/10/2014 L/PMI/184/2014 Display of Adjusted Previous Closing Price of Ko Yo Chemical (Group) Limited (stock code 827) on AMS/3 for its 5-into-1 Share Consolidation on 14 October 2014
09/10/2014 L/PMI/183/2014 Display of Adjusted Previous Closing Price of Venturepharm Laboratories Limited (stock code 8225) on AMS/3 for its 3-for-2 Rights Issue on Ex-Rights Date, 13 October 2014
09/10/2014 L/PMI/182/2014 Display of Previous Closing Price of Paladin Limited (stock code 495) on AMS/3 for its Open Offer of 1 Convertible Note (with the Share Alternative of 1 Ordinary Share) for every 2 Ordinary Shares (“Open Offer”) on Ex-All Date, 13 October 2014
08/10/2014 L/PMI/181/2014 Display of Adjusted Previous Closing Price of Comba Telecom Systems Holdings Limited (stock code 2342) on AMS/3 for its Bonus Issue of 1 bonus share for 10 shares on Ex-Bonus Date, 10 October 2014
08/10/2014 L/PMI/180/2014 Display of Adjusted Previous Closing Price of Mastermind Capital Limited (stock code 905) on AMS/3 for its 10-into-1 Share Consolidation on 10 October 2014
08/10/2014 MDD/003/2014 Main Board And GEM Annual/Interim/Quarterly Reports 2013 On DVD
07/10/2014 L/PMI/179/2014 Display of Adjusted Previous Closing Price of South Sea Petroleum Holdings Limited (stock code 76) on AMS/3 for its 10-into-1 Share Consolidation on 9 October 2014
06/10/2014 LSD/48/2014 United Nations Sanctions (Democratic People's Republic of Korea) (Amendment) Regulation 2014
United Nations Sanctions (Côte d'Ivoire) Regulation 2014
06/10/2014 L/PMI/178/2014 Display of Adjusted Previous Closing Price of Well Way Group Limited (stock code 8063) on AMS/3 for its 2-for-1 Open Offer on Ex-All Date, 8 October 2014
06/10/2014 L/PMI/177/2014 Display of Adjusted Previous Closing Price of Energy International Investments Holdings Limited (stock code 353) on AMS/3 for its 10-into-1 Share Consolidation on 8 October 2014
03/10/2014 L/PMI/176/2014 Display of Adjusted Previous Closing Price of Unity Investments Holdings Limited (stock code 913) on AMS/3 for its Bonus Issue of 4 bonus shares for 1 share on Ex-Bonus Date, 7 October 2014
30/09/2014 L/PMI/175/2014 Display of Previous Closing Price of Man Sang International Limited (stock code 938) on AMS/3 for its Conditional Distribution in Specie of 1 share of Man Sang Jewellery Holdings Limited for every 5 shares on Ex-All Date, 6 October 2014
29/09/2014 L/PMI/174/2014 Display of Adjusted Previous Closing Price of Midas International Holdings Limited (stock code 1172) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 3 October 2014
29/09/2014 L/PMI/173/2014 Display of Adjusted Previous Closing Price of China Environmental Energy Investment Limited (stock code 986) on AMS/3 for its 20-into-1 Share Consolidation on 3 October 2014
26/09/2014 CT/050/14

*

Shanghai-Hong Kong Stock Connect - Additional End-To-End Test and Practice Session
26/09/2014 CT/049/14

*

Shanghai-Hong Kong Stock Connect - Progress Updates
Attachment 1 : Frequently Asked Questions
26/09/2014 LSD/45/2014

*

Amendments to the Rules of the Exchange, the Disciplinary Procedures, the Operation Procedures for Stamp Duty Collection and the Operation Procedures for Trading Fee of The Stock Exchange of Hong Kong Limited
26/09/2014 L/PMI/172/2014 Display of Previous Closing Price of HKC (Holdings) Limited (stock code 190) on AMS/3 for its Bonus  Issue of 1 bonus warrant for 5 shares on Ex-Bonus Date, 30 September 2014
25/09/2014 CT/048/14 Trading Arrangements of Horizons CSI 300 ETF
Attachment 1 : Trading Arrangements of Horizons CSI 300 ETF
Attachment 2 : Details of market making obligations of Horizons CSI 300 ETF
25/09/2014 L/PMI/171/2014 Display of Adjusted Previous Closing Price of Merdeka Mobile Group Limited (stock code 8163) on AMS/3 for its 8-into-1 Share Consolidation on 29 September 2014
25/09/2014 L/PMI/170/2014 Display of Adjusted Previous Closing Price of Thiz Technology Group Limited (stock code 8119) on AMS/3 for its 10-into-1 Share Consolidation on 29 September 2014
25/09/2014 L/PMI/169/2014 Display of Adjusted Previous Closing Price of Agile Property Holdings Limited (stock code 3383) on AMS/3 for its 1-for-5 Rights Issue on Ex-Rights Date, 29 September 2014
24/09/2014 L/PMI/168/2014 Display of Adjusted Previous Closing Price of South East Group Limited (stock code 726) on AMS/3 for its 8-for-1 Rights Issue on Ex-Rights Date, 26 September 2014
22/09/2014 L/PMI/167/2014 Display of Adjusted Previous Closing Price of Jian ePayment Systems Limited (stock code 8165) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 24 September 2014
22/09/2014 L/PMI/166/2014 Display of Previous Closing Price of Yuexiu Real Estate Investment Trust (stock code 405) on AMS/3 for its Interim Distribution of $0.1464 per unit (subject to adjustment) on Ex-Distribution Date, 24 September 2014
19/09/2014 L/PMI/165/2014 Display of Adjusted Previous Closing Price of Wing Lee Holdings Limited (stock code 876) on AMS/3 for its 1-into-8 Share Subdivision on 23 September 2014
18/09/2014 L/PMI/164/2014 Display of Adjusted Previous Closing Price of Bright Smart Securities & Commodities Group Limited (stock code 1428) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 22 September 2014
17/09/2014 CT/047/14

*

Shanghai-Hong Kong Stock Connect – Price Restriction in Practice Session
16/09/2014 L/PMI/163/2014 Display of Adjusted Previous Closing Price of Yuexiu Property Company Limited (stock code 123) on AMS/3 for its Interim Dividend of HK$0.049 per share and 33-for-100 Rights Issue on Ex-All Date, 18 September 2014
15/09/2014 CT/046/14

*

Shanghai-Hong Kong Stock Connect – Practice Session on 20 - 21 September 2014
12/09/2014 PA/020/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
12/09/2014 PA/019/2014 Voluntary Cessation of Trading
11/09/2014 CT/045/14 Admission of WH Group Ltd (Stock code: 288) as a Designated Security Eligible for Short Selling
11/09/2014 L/PMI/162/2014 Display of Adjusted Previous Closing Price of Country Garden Holdings Company Limited (stock code 2007) on AMS/3 for its 1-for-15 Rights Issue on Ex-Rights Date, 15 September 2014
10/09/2014 L/PMI/161/2014 Display of Adjusted Previous Closing Price of Rui Kang Pharmaceutical Group Investments Limited (stock code 8037) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 12 September 2014
10/09/2014 L/PMI/160/2014 Display of Adjusted Previous Closing Price of Sinogreen Energy International Group Limited (stock code 1159) on AMS/3 for its 5-into-1 Share Consolidation on 12 September 2014
08/09/2014 L/PMI/159/2014 Display of Adjusted Previous Closing Price of Cheong Ming Investments Limited (stock code 1196) on AMS/3 for its 1-for-4 Rights Issue on Ex-Rights Date, 11 September 2014
08/09/2014 L/PMI/158/2014 Display of Adjusted Previous Closing Price of Willie International Holdings Limited (stock code 273) on AMS/3 for its Bonus Issue of 1 bonus share for 4 shares on Ex-Bonus Date, 11 September 2014
05/09/2014 L/PMI/157/2014 Display of Adjusted Previous Closing Price of Integrated Waste Solutions Group Holdings Limited (stock code 923) on AMS/3 for its 1-for-1 Open Offer on Ex-All Date, 10 September 2014
04/09/2014 BD/CBD/002/14 Shanghai – Hong Kong Stock Connect Investor Education Seminar
04/09/2014 L/PMI/156/2014 Display of Previous Closing Price of Spring Real Estate Investment Trust (stock code 1426) on AMS/3 for its First Regular Distribution of HK$0.155 per unit (subject to adjustment) which includes 2013 Final Distribution of HK$0.016 per unit and 2014 Interim Distribution of HK$0.139 per unit on Ex-Distribution Date, 8 September 2014
04/09/2014 L/PMI/155/2014 Display of Adjusted Previous Closing Price of Ming Fung Jewellery Group Limited (stock code 860) on AMS/3 for its 10-into-1 Share Consolidation on 8 September 2014 (Cancelled)
04/09/2014 L/PMI/154/2014 Display of Adjusted Previous Closing Price of China Renji Medical Group Limited (stock code 648) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 8 September 2014
04/09/2014 PDM/003/2014 Seminar on the first Europe ETF on HKEx and other Asian ETF strategies
03/09/2014 LSD/40/2014 United Nations Sanctions (Democratic People's Republic of Korea) Regulation
United Nations Sanctions (Libya) Regulation 2011
United Nations Sanctions (Afghanistan) Regulation 2012
United Nations Sanctions (Democratic Republic of the Congo) Regulation 2014
United Nations (Anti-Terrorism Measures) Ordinance
03/09/2014 CT/044/14 Download of Trade and Closing Price Files via Electronic Communication Platform
Attachment : Data Export Specification for Trade File and Closing Price File in
Central Trade Feed format
02/09/2014 L/PMI/153/2014 Display of Adjusted Previous Closing Price of China 3D Digital Entertainment Limited (stock code 8078) on AMS/3 for its Bonus Issue of 10 bonus shares for 1 share on Ex-Bonus Date, 3 September 2014
01/09/2014 L/PMI/152/2014 Display of Adjusted Previous Closing Price of Dragonite International Limited (stock code 329) on AMS/3 for its Bonus Issue of 4 bonus shares for 1 share on Ex-Bonus Date, 3 September 2014
01/09/2014 PA/018/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
01/09/2014 PA/017/2014 Voluntary Cessation of Trading
29/08/2014 EFIC/DT/146/14 Change of Company Name Relating to CITIC Pacific Limited Options
29/08/2014 L/PMI/151/2014 Display of Adjusted Previous Closing Price of China 3D Digital Entertainment Limited (stock code 8078) on AMS/3 for its 5-into-1 Share Consolidation on 2 September 2014
29/08/2014 L/PMI/150/2014 Display of Adjusted Previous Closing Price of Sincere Watch (Hong Kong) Limited (stock code 444) on AMS/3 for its 1-into-5 Share Subdivision on 2 September 2014
28/08/2014 CT/043/14 Admission of Global Brands Group Holding Ltd (Stock code: 787) as a Designated Security Eligible for Short Selling
28/08/2014 L/PMI/149/2014 Display of Adjusted Previous Closing Price of CSOP China 5-Year Treasury Bond ETF (stock codes 3199 and 83199) on AMS/3 for its 5-into-1 Unit Consolidation on 1 September 2014
28/08/2014 L/PMI/148/2014 Display of Adjusted Previous Closing Price of Sage International Group Limited (stock code 8082) on AMS/3 for its 10-into-1 Share Consolidation on 1 September 2014
28/08/2014 L/PMI/147/2014 Display of Adjusted Previous Closing Price of Freeman Financial Corporation Limited (stock code 279) on AMS/3 for its Bonus Issue of 1 bonus share for 1 share on Ex-Bonus Date, 1 September 2014
27/08/2014 L/PMI/146/2014 Display of Adjusted Previous Closing Price of Guotai Junan International Holdings Limited (stock code 1788) on AMS/3 for its 1-for-5 Rights Issue on Ex-Rights Date, 29 August 2014
26/08/2014 CT/042/14

*

Shanghai-Hong Kong Stock Connect Market Rehearsals - New Testing Scenarios Including Price Restriction
26/08/2014 L/PMI/145/2014 Display of Previous Closing Price of Fast Retailing Co., Ltd.-DRS (stock code 6288) on AMS/3 for its Final Dividend (if any) on Ex-Dividend Date, 28 August 2014
26/08/2014 L/PMI/144/2014 Display of Adjusted Previous Closing Price of HKC International Holdings Limited (stock code 248) on AMS/3 for its Bonus Issue of 1 bonus share for 8 shares on Ex-Bonus Date, 28 August 2014
26/08/2014 CT/041/14 CSOP China 5-Year Treasury Bond ETF - HKD Traded Units (Stock Code: 3199)
CSOP China 5-Year Treasury Bond ETF - RMB Traded Units (Stock Code: 83199)
- Unit Consolidation and Change in Board Lot Size
25/08/2014 CT/040/14

*

Shanghai-Hong Kong Stock Connect – Draft Amendments to The Rules of The Exchange
25/08/2014 L/PMI/143/2014 Display of Adjusted Previous Closing Price of Opes Asia Development Limited (stock code 810) on AMS/3 for its 4-for-1 Rights Issue on Ex-Rights Date, 27 August 2014
25/08/2014 CCD/MED/002/14 HKEx Interim Report
21/08/2014 L/PMI/142/2014 Display of Adjusted Previous Closing Price of Sau San Tong Holdings Limited (stock code 8200) on AMS/3 for its 3-for-1 Rights Issue on Ex-Rights Date, 25 August 2014
21/08/2014 L/PMI/141/2014 Display of Adjusted Previous Closing Price of China Renji Medical Group Limited (stock code 648) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 25 August 2014 (Cancelled)
20/08/2014 L/PMI/140/2014 Display of Adjusted Previous Closing Price of China New Economy Fund Limited (stock code 80) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 22 August 2014
20/08/2014 PA/016/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
20/08/2014 PA/015/2014 Voluntary Cessation of Trading
19/08/2014 L/PMI/139/2014 Display of Adjusted Previous Closing Price of WLS Holdings Limited (stock code 8021) on AMS/3 for its 4-into-1 Share Consolidation on 21 August 2014
18/08/2014 L/PMI/138/2014 Display of Adjusted Previous Closing Price of China Culiangwang Beverages Holdings Limited (stock code 904) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 20 August 2014
18/08/2014 L/PMI/137/2014 Display of Adjusted Previous Closing Price of Heritage International Holdings Limited (stock code 412) on AMS/3 for its Bonus Issue of 1 bonus share for 2 shares on Ex-Bonus Date, 20 August 2014
18/08/2014 L/PMI/136/2014 Display of Adjusted Previous Closing Price of PNG Resources Holdings Limited (stock code 221) on AMS/3 for its 10-into-1 Share Consolidation on 20 August 2014
15/08/2014 L/PMI/135/2014 Display of Adjusted Previous Closing Price of Chinese Energy Holdings Limited (stock code 8009) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 19 August 2014
14/08/2014 L/PMI/134/2014 Display of Adjusted Previous Closing Price of Poly Capital Holdings Limited (stock code 1141) on AMS/3 for its Bonus Issue of 1 bonus share for 4 shares on Ex-Bonus Date, 18 August 2014
12/08/2014 L/PMI/133/2014 Display of Adjusted Previous Closing Price of Celebrate International Holdings Limited (stock code 8212) on AMS/3 for its 8-for-1 Open Offer on Ex-All Date, 13 August 2014
11/08/2014 L/PMI/132/2014 Display of Adjusted Previous Closing Price of China Gamma Group Limited (stock code 164) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 13 August 2014
08/08/2014 L/PMI/131/2014 Display of Adjusted Previous Closing Price of Celebrate International Holdings Limited (stock code 8212) on AMS/3 for its 10-into-1 Share Consolidation on 12 August 2014
08/08/2014 L/PMI/130/2014 Display of Adjusted Previous Closing Price of Jun Yang Solar Power Investments Limited (stock code 397) on AMS/3 for its 4-into-1 Share Consolidation on 12 August 2014
08/08/2014 CT/039/14 HKEx Orion Central Gateway (OCG) – Information Package on Rollout Test and Tentative Rollout Date for Batch 2 OCG
08/08/2014 CT/038/14 Proposed Cessation of Trading, Termination, Voluntary Deauthorisation and Delisting –
Da Cheng CSI Hong Kong Private-owned Mainland Enterprises Tracker (Stock Code: 3022)
Da Cheng CSI Hong Kong State-owned Mainland Enterprises Tracker (Stock Code: 3077)
(collectively the “Sub-Funds”)
05/08/2014 L/PMI/129/2014 Display of Adjusted Previous Closing Price of Auto Italia Holdings Limited (stock code 720) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 7 August 2014
01/08/2014 CT/037/14

*

Shanghai-Hong Kong Stock Connect – Connectivity Test and Market Rehearsals
01/08/2014 CT/036/14 Changes of Designated Securities for Short Selling
Attachment: List of Additional and Deleted Designated Securities (Effective 8 August 2014)
31/07/2014 L/PMI/128/2014 Display of Adjusted Previous Closing Price of Grand Ming Group Holdings Limited (stock code 1271) on AMS/3 for its Final Dividend of HK$0.046 per share (with scrip option) and Bonus Issue of 1 bonus share for 10 shares on Ex-All Date, 4 August 2014
31/07/2014 L/PMI/127/2014 Display of Adjusted Previous Closing Price of Hao Tian Development Group Limited (stock code 474) on AMS/3 for its 2-for-1 Open Offer (with 1 Bonus Share for every 1 Offer Share taken up) on Ex-All Date, 1 August 2014
30/07/2014 L/PMI/126/2014 Display of Adjusted Previous Closing Price of eForce Holdings Limited (stock code 943) on AMS/3 for its 16-for-1 Rights Issue on Ex-Rights Date, 1 August 2014
30/07/2014 L/PMI/125/2014 Display of Adjusted Previous Closing Price of Henry Group Holdings Limited (stock code 859) on AMS/3 for its 1-for-5 Open Offer on Ex-All Date, 1 August 2014
29/07/2014 L/PMI/124/2014 Display of Adjusted Previous Closing Price of Hao Tian Development Group Limited (stock code 474) on AMS/3 for its 10-into-1 Share Consolidation on 31 July 2014
29/07/2014 L/PMI/123/2014 Display of Previous Closing Price of Incutech Investments Limited (stock code 356) on AMS/3 for its 15-for-2 Open Offer on Ex-All Date, 30 July 2014
28/07/2014 L/PMI/122/2014 Display of Adjusted Previous Closing Price of Incutech Investments Limited (stock code 356) on AMS/3 for its 15-for-2 Open Offer on Ex-All Date, 30 July 2014 (Cancelled)
25/07/2014 L/PMI/121/2014 Display of Adjusted Previous Closing Price of eForce Holdings Limited (stock code 943) on AMS/3 for its 10-into-1 Share Consolidation on 29 July 2014
25/07/2014 CT/035/14 Proposed Termination, Cessation of Trading, Voluntary Delisting and Deauthorisation - Ping An of China CSI RAFI A-Share 50 ETF*
(* This is a synthetic ETF)  (Stock Code: 2818)
24/07/2014 L/PMI/120/2014 Display of Adjusted Previous Closing Price of GreaterChina Professional Services Limited (stock code 8193) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 28 July 2014
22/07/2014 CT/034/14

*

Shanghai-Hong Kong Stock Connect - Market Rehearsal Briefing Sessions
22/07/2014 L/PMI/119/2014 Display of Adjusted Previous Closing Price of Proview International Holdings Limited (stock code 334) on AMS/3 for its 10-into-1 Share Consolidation on 24 July 2014 (Cancelled)
21/07/2014 CT/033/14 HKEx Orion Central Gateway (OCG) – Commencement of Batch 3 End-to-End (E2E) Test Session
Attachment 1 : Steps for Downloading OCG End-to-End Test Package (“E2E Test Package”) via Electronic Communication Platform (ECP)
21/07/2014 L/PMI/118/2014 Display of Adjusted Previous Closing Price of UKF (Holdings) Limited (stock code 8168) on AMS/3 for its Final Dividend of HK$0.003 per share and Bonus Issue of 1 bonus share for 5 shares on Ex-All Date, 23 July 2014
17/07/2014 L/PMI/117/2014 Display of Adjusted Previous Closing Price of Green International Holdings Limited (stock code 2700) on AMS/3 for its 3-for-10 Open Offer on Ex-All Date, 21 July 2014
16/07/2014 L/PMI/116/2014 Display of Adjusted Previous Closing Price of M Dream Inworld Limited (stock code 8100) on AMS/3 for its 4-into-1 Share Consolidation on 18 July 2014
16/07/2014 L/PMI/115/2014 Display of Adjusted Previous Closing Price of Applied Development Holdings Limited (stock code 519) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 18 July 2014
15/07/2014 L/PMI/114/2014 Display of Previous Closing Price of Cosmopolitan International Holdings Limited (stock code 120) on AMS/3 for its 2-for-1 Open Offer (with alternative to elect to receive Convertible Preference Shares in lieu of all or part of entitlements to offer shares) (“Open Offer”)  on Ex-All Date, 16 July 2014
14/07/2014 LSD/33/2014 United Nations Sanctions (Central African Republic) Regulation
14/07/2014 CT/032/14 Regular AMS/3 Rehearsal for System Recovery under Emergency Situations on 9 August 2014
Attachment 1 : Guidelines for Exchange Participants during the Rehearsal
Attachment 2 : Activity Rundown for the Rehearsal
Attachment 3 : Contingency Arrangements upon Issuance of Typhoon and/or Rainstorm Warning Signal on the Day of Rehearsal (9 August 2014)
Attachment 4 : Rehearsal Evaluation Reply Form
11/07/2014 EFIC/DT/129/14 Regular HKATS Site Failover Rehearsal on 9 August 2014
11/07/2014 L/PMI/113/2014 Display of Adjusted Previous Closing Price of Johnson Electric Holdings Limited (stock code 179) on AMS/3 for its 4-into-1 Share Consolidation on 15 July 2014
11/07/2014 L/PMI/112/2014 Display of Adjusted Previous Closing Price of Cosmopolitan International Holdings Limited (stock code 120) on AMS/3 for its 10-into-1 Share Consolidation on 15 July 2014
10/07/2014 CT/031/14 Reduction of Transaction Levy from 1 November 2014
09/07/2014 EFIC/DT/127/14 Comparative Table of Strike Prices of Li & Fung Limited (Capital Adjusted) Option Contracts
08/07/2014 LSD/30/2014 United Nations Sanctions (Democratic People's Republic of Korea) Regulation
United Nations Sanctions (Sudan) Regulation 2013
United Nations Sanctions (Afghanistan) Regulation 2012
United Nations (Anti-Terrorism Measures) Ordinance
08/07/2014 PA/014/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
08/07/2014 PA/013/2014 Voluntary Cessation of Trading
07/07/2014 L/PMI/111/2014 Display of Adjusted Previous Closing Price of EDS Wellness Holdings Limited (stock code 8176) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 9 July 2014
07/07/2014 L/PMI/110/2014 Display of Adjusted Previous Closing Price of National Arts Entertainment and Culture Group Limited (stock code 8228) on AMS/3 for its 6-for-1 Rights Issue on Ex-Rights Date, 8 July 2014
04/07/2014 CT/030/14

*

Shanghai-Hong Kong Stock Connect – Market Data Arrangement, Updated Technical Documents, End-To-End Test and Hardware Application
03/07/2014 L/PMI/109/2014 Display of Adjusted Previous Closing Price of National Arts Entertainment and Culture Group Limited (stock code 8228) on AMS/3 for its 10-into-1 Share Consolidation on 7 July 2014
02/07/2014 EFIC/DT/124/14 Reminder on Capital Adjustment to Li & Fung Limited Stock Options Contracts – Conditional Distribution
02/07/2014 CT/029/14 Admission of China CNR Corporation Ltd (Stock code: 6199) as a Designated Security Eligible for Short Selling
02/07/2014 L/PMI/108/2014 Display of Adjusted Previous Closing Price of CMMB Vision Holdings Limited (stock code 471) on AMS/3 for its 2-for-1 Rights Issue (with 1 bonus share for every 2 rights shares taken up) on Ex-All Date, 4 July 2014
02/07/2014 L/PMI/107/2014 Display of Previous Closing Price of Li & Fung Limited (stock code 494) on AMS/3 for its Distribution in Specie of 1 share of Global Brands Group Holding Limited for every 1 share on Ex-All Date, 3 July 2014
27/06/2014 EFIC/DT/120/14 Market Makers for New Stock Option Classes
27/06/2014 L/PMI/106/2014 Display of Adjusted Previous Closing Price of Shanghai Tonva Petrochemical Co., Ltd. (stock code 1103) on AMS/3 for its Final Dividend of RMB0.044 per H share and Bonus Issue of 5 bonus H shares for every 10 H shares on Ex-All Date, 2 July 2014
26/06/2014 EFIC/DT/118/14 Trading and Clearing Arrangements Relating to Potential Capital Adjustment to Li & Fung Limited Stock Option Contracts – Conditional Distribution
26/06/2014 CT/028/14

*

Shanghai-Hong Kong Stock Connect – Second Round Seminars
Attachment 1: Enrolment Form for Seminars on Shanghai-Hong Kong Stock Connect
26/06/2014 L/PMI/105/2014 Display of Adjusted Previous Closing Price of Launch Tech Company Limited (stock code 2488) on AMS/3 for its Bonus Issue of 4 bonus H shares for 1 H share on Ex-Bonus Date, 30 June 2014
26/06/2014 L/PMI/104/2014 Display of Adjusted Previous Closing Price of GCL New Energy Holdings Limited (stock code 451) on AMS/3 for its 1-into-6 Share Subdivision on 30 June 2014
25/06/2014 EFIC/DT/117/14 Addition of Seven Stock Option Classes under the Primary Market Maker Program and Appointment of the Primary Market Makers
20/06/2014 CT/027/14

*

Shanghai-Hong Kong Stock Connect – Registration, Hardware Application and End-to-End Test
Attachment 1 : Steps for Downloading CC OG End-to-End Test Package (“E2E Test Package”) via Electronic Communication Platform (ECP)
20/06/2014 CT/026/14 HKEx Orion Central Gateway (OCG) – Enhancement for Semi-Automatic Matching and Batch 3 Enrollment
Attachment 1 : Steps for Downloading OCG Simulator Package (“Simulator”) via Electronic Communication Platform (ECP)
20/06/2014 L/PMI/103/2014 Display of Previous Closing Price of Starlight International Holdings Limited (stock code 485) on AMS/3 for its Distribution in Specie of 1 share of SIH Limited for every share on Ex-All Date, 23 June 2014
17/06/2014 EFIC/DT/116/14 Adoption of Official Chinese Name by the Underlying Stock of The Wharf
(Holdings) Limited Options
17/06/2014 EFIC/DT/114/14 Reminder Regarding Contingency Plan Updates
17/06/2014 L/PMI/102/2014 Display of Adjusted Previous Closing Price of Merdeka Mobile Group Limited (stock code 8163) on AMS/3 for its 4-for-1 Rights Issue on Ex-Rights Date, 19 June 2014
17/06/2014 L/PMI/101/2014 Display of Adjusted Previous Closing Price of Share Stapled Units of HKT Trust and HKT Limited (“Share Stapled Units”) (stock code 6823) on AMS/3 for its 18-for-100 Rights Issue on Ex-Rights Date, 19 June 2014
17/06/2014 L/PMI/100/2014 Display of Adjusted Previous Closing Price of China Investment and Finance Group Limited (stock code 1226) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 19 June 2014
17/06/2014 CT/025/14 Reminder Regarding Contingency Plan Updates
16/06/2014 L/PMI/099/2014 Display of Previous Closing Price of Starlight International Holdings Limited (stock code 485) on AMS/3 for its Distribution in Specie of 1 share of SIH Limited for every share on Ex-All Date, 18 June 2014 (Cancelled)
13/06/2014 L/PMI/098/2014 Display of Adjusted Previous Closing Price of Tong Ren Tang Technologies Co. Ltd. (stock code 1666) on AMS/3 for its Final Dividend of RMB0.25 per H share and Capitalization Issue of 1 new H share for every 1 H share on Ex-All Date, 17 June 2014
12/06/2014 CT/024/14 Trading Arrangements of New Vanguard ETFs
Attachment 1 : Trading Arrangements of new Vanguard ETFs
Attachment 2 : Details of market making obligations of new Vanguard ETFs
12/06/2014 L/PMI/097/2014 Display of Adjusted Previous Closing Price of Summit Ascent Holdings Limited (stock code 102) on AMS/3 for its 1-into-2 Share Subdivision on 16 June 2014
11/06/2014 EFIC/DT/113/14 Comparative Table of Strike Prices of China Minsheng Banking Corp., Ltd. Option Contracts
11/06/2014 L/PMI/096/2014 Display of Adjusted Previous Closing Price of China Renji Medical Group Limited (stock code 648) on AMS/3 for its 20-into-1 Share Consolidation on 13 June 2014
10/06/2014 EFIC/DT/111/14 Comparative Table of Strike Prices of Henderson Land Development Company Limited Option Contracts
10/06/2014 L/PMI/095/2014 Display of Adjusted Previous Closing Price of China Minsheng Banking Corp., Ltd. (stock code 1988) on AMS/3 for its Cash Dividend of RMB1 for every 10 H shares and Bonus Issue of 2 bonus H shares for every 10 H shares on Ex-All Date, 12 June 2014
10/06/2014 L/PMI/094/2014
Display of Adjusted Previous Closing Price of Dongjiang Environmental Company Limited (stock code 895) on AMS/3 for its Final Dividend of RMB0.3 per H share and the Proposed Issue of 5 new H shares for every 10 H shares on Ex-All Date, 12 June 2014
10/06/2014 EFIC/DT/110/14 Introduction of New Stock Option Classes
09/06/2014 L/PMI/093/2014 Display of Adjusted Previous Closing Price of Henderson Land Development Company Limited (stock code 12) on AMS/3 for its Final Dividend of HK$0.74 per share (with scrip option) and 1-for-10 Bonus Shares on Ex-All Date, 11 June 2014
09/06/2014 L/PMI/092/2014 Display of Previous Closing Price of Franshion Properties (China) Limited (stock code 817) on AMS/3 for its Proposed Preferential Offering of Share Stapled Units to be jointly issued by Jinmao Investments and Jinmao (China) Investments Holdings Limited (“Share Stapled Units”) on an assured basis of 1 Share Stapled Unit for every 114 Shares on Ex-Entitlement Date, 11 June 2014
09/06/2014 L/PMI/091/2014 Display of Previous Closing Price of Samsonite International S.A. (stock code 1910) on AMS/3 for its Cash Distribution of approximately US$0.0568 per share (subject to change) on Ex- Distribution Date, 11 June 2014
09/06/2014 PA/012/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
09/06/2014 PA/011/2014 Voluntary Cessation of Trading
06/06/2014 L/PMI/090/2014 Display of Adjusted Previous Closing Price of FAVA International Holdings Limited (stock code 8108) on AMS/3 for its 5-into-1 Share Consolidation on 10 June 2014
05/06/2014 EFIC/DT/108/14 Comparative Table of Strike Prices of The Hong Kong and China Gas Company Limited Option Contracts
04/06/2014 L/PMI/089/2014 Display of Adjusted Previous Closing Price of The Hong Kong and China Gas Company Limited (stock code 3) on AMS/3 for its Final Dividend of HK$0.23 per share and 1-for-10 Bonus Shares on Ex-All Date, 6 June 2014
04/06/2014 L/PMI/088/2014 Display of Previous Closing Price of Golden Meditech Holdings Limited (stock code 801) on AMS/3 for its Special Dividend of HK$0.03 per share (with script option) and 2-for-11 Bonus Warrants on Ex-All Date, 5 June 2014
03/06/2014 L/PMI/087/2014 Display of Adjusted Previous Closing Price of Sihuan Pharmaceutical Holdings Group Ltd. (stock code 460) on AMS/3 for its Final Dividend of HK$0.026 per share and 1-for-1 Bonus Shares on Ex-All Date, 5 June 2014
03/06/2014 L/PMI/086/2014 Display of Previous Closing Price of Fantasia Holdings Group Co., Limited (stock code 1777) on AMS/3 for its Proposed Preferential Offering of the shares of Colour Life Services Group Co., Limited on Ex-All Date, 5 June 2014
03/06/2014 L/PMI/085/2014 Display of Previous Closing Price of Zhong An Real Estate Limited (stock code 672) on AMS/3 for its Preferential Offering of the reserved shares of China New City Commercial Development Limited on the basis of 20 reserved shares for every whole multiple of 1,000 shares on Ex-All Date, 4 June 2014
30/05/2014 L/PMI/084/2014 Display of Adjusted Previous Closing Price of DX.com Holdings Limited (stock code 8086) on AMS/3 for its 1-for-10 Open Offer on Ex-All Date, 4 June 2014
30/05/2014 L/PMI/083/2014 Display of Adjusted Previous Closing Price of S.A.S. Dragon Holdings Limited (stock code 1184) on AMS/3 for its Final Dividend of HK$0.20 per share, Special Dividend of HK$0.035 per share and 1-for-1 Bonus Shares on Ex-All Date, 4 June 2014
30/05/2014 L/PMI/082/2014 Display of Adjusted Previous Closing Price of Tack Fiori International Group Limited (stock code 928) on AMS/3 for its 1-into-10 Share Subdivision on 4 June 2014
30/05/2014 L/PMI/081/2014 Display of Adjusted Previous Closing Price of Unity Investments Holdings Limited (stock code 913) on AMS/3 for its 1-into-5 Share Subdivision on 4 June 2014
30/05/2014 L/PMI/080/2014 Display of Adjusted Previous Closing Price of Golden Meditech Holdings Limited (stock code 801) on AMS/3 for its 2-into-1 Share Consolidation on 4 June 2014
30/05/2014 CT/023/14

*

Shanghai-Hong Kong Stock Connect - Simulator for testing and collection of Information Book for Investors
Attachment 1 : Steps for Downloading CCOG Simulator Package (“Simulator”) via Electronic Communication Platform (ECP)
30/05/2014 PA/010/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
30/05/2014 PA/009/2014 Voluntary Cessation of Trading
29/05/2014 EFIC/DT/102/14 Reminder on the Capital Adjustment of China Minsheng Banking Corp., Ltd. Stock Option Contracts - Bonus Issue
29/05/2014 EFIC/DT/101/14 Reminder on the Capital Adjustment of Henderson Land Development Company Limited Stock Option Contracts - Bonus Issue
29/05/2014 L/PMI/079/2014 Display of Adjusted Previous Closing Price of China Fortune Investments (Holding) Limited (stock code 8116) on AMS/3 for its 5-into-1 Share Consolidation on 3 June 2014
29/05/2014 L/PMI/078/2014 Display of Adjusted Previous Closing Price of Jia Meng Holdings Limited (stock code 8101) on AMS/3 for its 1-into-4 Share Subdivision on 3 June 2014
27/05/2014 EFIC/DT/099/14 Arrangements Relating to Potential Capital Adjustment to Li & Fung Limited Stock Option Contracts – Proposed Spin-off
26/05/2014 EFIC/DT/096/14 Reminder on the Capital Adjustment of The Hong Kong and China Gas Company Limited Stock Option Contracts - Bonus Issue
26/05/2014 L/PMI/077/2014 Display of Previous Closing Price of China National Building Material Company Limited (stock code 3323) on AMS/3 for its Final Dividend of RMB0.16 per H share (subject to adjustment) on Ex-Dividend Date, 28 May 2014
26/05/2014 L/PMI/076/2014 Display of Adjusted Previous Closing Price of Town Health International Investments Limited (stock code 3886) on AMS/3 for its Final Dividend of HK$0.055 per share and 4-for-1 Bonus Shares on Ex-All Date, 28 May 2014
26/05/2014 L/PMI/075/2014 Display of Adjusted Previous Closing Price of Bonjour Holdings Limited (stock code 653) on AMS/3 for its Final Dividend of HK$0.0288 per share, Special Dividend of HK$0.0092 per share and 1-for-10 Bonus Shares on Ex-All Date, 28 May 2014
23/05/2014 CT/022/14

*

Registration Arrangements for Use of Shanghai-Hong Kong Stock Connect
23/05/2014 L/PMI/074/2014 Display of Adjusted Previous Closing Price of Coolpad Group Limited (stock code 2369) on AMS/3 for its 1-for-1 Bonus Shares on Ex-Bonus Date, 27 May 2014
22/05/2014 EFIC/DT/094/14 HKATS Software Upgrade – New CLICK Trade Installation (v.1.24.4.8838)
22/05/2014 L/PMI/073/2014 Display of Adjusted Previous Closing Price of Uni-President China Holdings Ltd. (stock code 220) on AMS/3 for its 1-for-5 Rights Issue on Ex-Rights Date, 26 May 2014
21/05/2014 L/PMI/072/2014 Display of Adjusted Previous Closing Price of Top Form International Limited (stock code 333) on AMS/3 for its 5-into-1 Share Consolidation on 23 May 2014
21/05/2014 L/PMI/071/2014 Display of Adjusted Previous Closing Price of Wing Lee Holdings Limited (stock code 876) on AMS/3 for its Special Dividend of HK$0.30 per share and Distribution in Specie of 0.2048 share in Wing Lee Property Investments Limited per share on Ex-All Date, 22 May 2014
19/05/2014 EFIC/DT/090/14 Change of Company Name by the Underlying Stock of Hutchison Whampoa Limited Options
16/05/2014 PDM/002/2014 Seminar on Launch of First Mainland Sector Based RQFII Equity ETFs on HKEx
16/05/2014 L/PMI/070/2014 Display of Adjusted Previous Closing Price of Sino Haijing Holdings Limited (stock code 1106) on AMS/3 for its 5-into-1 Share Consolidation on 20 May 2014
16/05/2014 CT/021/14

*

Additional Seminars on Overview of Shanghai-Hong Kong Stock Connect
Attachment 1 : Enrolment Form for Seminars on Overview of Shanghai-Hong Kong Stock Connect

15/05/2014 LSD/24/2014 Amendments to the Rules of the Exchange
14/05/2014 CT/020/14 Launch of HKEx Orion Central Gateway (OCG) on 9 June 2014
14/05/2014 EFIC/DT/087/14 Comparative Table of Strike Prices of Tencent Holdings Limited Option Contracts
14/05/2014 PDM/001/2014 Launch of ETF Market Perspective monthly publication
14/05/2014 L/PMI/069/2014 Display of Previous Closing Price of Champion Real Estate Investment Trust (stock code 2778) on AMS/3 for its Final Distribution of HK$0.1104 per unit (subject to adjustment) on Ex-Distribution Date, 16 May 2014
13/05/2014 MDD/002/2014 Main Board and GEM Listed Issuer Corporate Documents 2013 on DVD
13/05/2014 L/PMI/068/2014 Display of Adjusted Previous Closing Price of 21 Holdings Limited (stock code 1003) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 15 May 2014
13/05/2014 L/PMI/067/2014 Display of Adjusted Previous Closing Price of Ground Properties Company Limited (stock code 989) on AMS/3 for its 5-into-1 Share Consolidation on 15 May 2014
13/05/2014 L/PMI/066/2014 Display of Adjusted Previous Closing Price of Tencent Holdings Limited (stock code 700) on AMS/3 for its 1-into-5 Share Subdivision on 15 May 2014
12/05/2014 L/PMI/065/2014 Display of Previous Closing Price of China Merchants Holdings (International) Company Limited (stock code 144) on AMS/3 for its Open Offer of 1 unit of Offered Mandatory Convertible Securities for every 5 shares on Ex-All Date, 14 May 2014
12/05/2014 EFIC/DT/085/14 Monitoring of Non-Clearing Participants’ Trading Activities
12/05/2014 EFIC/DT/084/14 Reminder on the adjustment of Tencent Holdings Limited Options - Share Subdivision
09/05/2014 LSD/21/2014 United Nations Sanctions (Somalia) Regulation
United Nations Sanctions (Eritrea) Regulation
United Nations Sanctions (Afghanistan) Regulation 2012
United Nations (Anti-Terrorism Measures) Ordinance
09/05/2014 CT/019/14 Trading Arrangements of new C-Shares ETFs
Attachment 1 : Trading Arrangements of new C-Shares ETFs
Attachment 2 : Details of market making obligations of new C-Shares ETFs
09/05/2014 L/PMI/064/2014 Display of Previous Closing Price of Kingsoft Corporation Limited (stock code 3888) on AMS/3 for its Distribution in Specie of American Depositary Shares of Cheetah Mobile Inc. on Ex-All Date, 13 May 2014
09/05/2014 L/PMI/063/2014 Display of Adjusted Previous Closing Price of EDS Wellness Holdings Limited (stock code 8176) on AMS/3 for its 100-into-1 Share Consolidation on 13 May 2014
09/05/2014 CT/018/14 Changes of Designated Securities for Short Selling
Attachment: List of Additional and Deleted Designated Securities (Effective 16 May 2014)
08/05/2014 L/PMI/062/2014 Display of Adjusted Previous Closing Price of China Leason CBM & Shale Gas Group Company Limited (stock code 8270) on AMS/3 for its 10-into-1 Share Consolidation on 12 May 2014
08/05/2014 L/PMI/061/2014 Display of Adjusted Previous Closing Price of See Corporation Limited (stock code 491) on AMS/3 for its 9-for-1 Rights Issue on Ex-Rights Date, 9 May 2014
07/05/2014 EFIC/DT/081/14 Holiday Schedule and Trading Calendars for 2015
07/05/2014 CT/017/14 Hong Kong Securities Market Holiday Schedule for Year 2015
07/05/2014 L/PMI/060/2014 Display of Adjusted Previous Closing Price of Roma Group Limited (stock code 8072) on AMS/3 for its 1-for-1 Bonus Shares on Ex-Bonus Date, 9 May 2014
05/05/2014 L/PMI/059/2014 Display of Adjusted Previous Closing Price of See Corporation Limited (stock code 491) on AMS/3 for its 10-into-1 Share Consolidation on 8 May 2014
02/05/2014 EFIC/DT/078/14 Comparative Table of Strike Prices of Hutchison Whampoa Limited Option Contracts
02/05/2014 EFIC/DT/077/14 Comparative Table of Strike Prices of Cheung Kong (Holdings) Limited Option Contracts
02/05/2014 CT/016/14 HKEx Orion Central Gateway (OCG) – Practice Session for Batch 1 OCG Users on 17 May 2014
Attachment 1 : Enrollment Form for Participation in OCG Batch 1 Practice Session from 9:00 a.m. to 12:00 noon on 17 May 2014
30/04/2014 L/PMI/058/2014 Display of Adjusted Previous Closing Price of China Packaging Group Company Limited (stock code 572) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 5 May 2014
29/04/2014 CT/015/14

*

Proposed Key Features of Shanghai-Hong Kong Stock Connect
Attachment 1 : Contact Person and Enrolment Form for Seminars on Overview of Shanghai-Hong Kong Stock Connect
Attachment 2 : Form of Indication of Interest in Participating in Shanghai-Hong Kong Stock Connect (For EPs)
29/04/2014 L/PMI/057/2014 Display of Adjusted Previous Closing Price of Finsoft Corporation (stock code 8018) on AMS/3 for its 1-into-10 Share Subdivision on 2 May 2014
28/04/2014 L/PMI/056/2014 Display of Adjusted Previous Closing Price of China Primary Resources Holdings Limited (stock code 8117) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 30 April 2014
28/04/2014 L/PMI/055/2014 Display of Adjusted Previous Closing Price of Sunwah Kingsway Capital Holdings Limited (stock code 188) on AMS/3 for its 1-for-4 Open Offer on Ex-All Date, 30 April 2014
25/04/2014 L/PMI/054/2014 Display of Adjusted Previous Closing Price of Cinderella Media Group Limited (stock code 550) on AMS/3 for its Final Dividend of HK$0.20 per share and Distribution in Specie of 139 shares in 1010 Printing Group Limited for every 100 shares on Ex-All Date, 29 April 2014
24/04/2014 EFIC/DT/074/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of China Minsheng Banking Corp., Ltd. Stock Option Contracts - Bonus Issue
24/04/2014 L/PMI/053/2014 Display of Adjusted Previous Closing Price of MelcoLot Limited (stock code 8198) on AMS/3 for its 3-for-10 Open Offer on Ex-All Date, 28 April 2014
24/04/2014 L/PMI/052/2014 Display of Adjusted Previous Closing Price of Oriental Unicorn Agricultural Group Limited (stock code 8120) on AMS/3 for its 13-for-2 Rights Issue on Ex-Rights Date, 28 April 2014
24/04/2014 L/PMI/051/2014 Display of Adjusted Previous Closing Price of Haitong International Securities Group Limited (stock code 665) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 28 April 2014
23/04/2014 LSD/18/2014 United Nations Sanctions (Democratic Republic of the Congo) Regulation 2014
23/04/2014 EFIC/DT/073/2014 Operating System Upgrade for HKATS Network Gateway
Appendix 1 : Confirmation Form
22/04/2014 EFIC/DT/072/14 Change of Trading Fee Tier Classification for Tencent Holdings Limited Options
22/04/2014 L/PMI/050/2014 Display of Adjusted Previous Closing Price of Luxey International (Holdings) Limited (stock code 8041) on AMS/3 for its 5-into-1 Share Consolidation on 24 April 2014
22/04/2014 L/PMI/049/2014 Display of Adjusted Previous Closing Price of Ground Properties Company Limited (stock code 989) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 24 April 2014
22/04/2014 L/PMI/048/2014 Display of Adjusted Previous Closing Price of Liu Chong Hing Investment Limited (stock code 194) on AMS/3 for its Special Dividend in the form of a distribution in specie of 1 share of Chong Hing Bank Limited for every 10 shares on Ex-All Date, 24 April 2014
17/04/2014 CT/014/14 New Securities Trading Device – Enrollment, Migration and Information Paper
17/04/2014 EFIC/DT/071/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of Hutchison Whampoa Ltd. Options – Special Dividend
17/04/2014 EFIC/DT/069/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of Cheung Kong (Holdings) Ltd. Options – Special Dividend
16/04/2014 EFIC/DT/067/14 Load Rehearsal for HKATS OMnet Application Programming Interface (OAPI) Programs
Appendix 1 : Contact Details Form Load Rehearsal for HKATS OAPI Programs
14/04/2014 L/PMI/047/2014 Display of Adjusted Previous Closing Price of Computech Holdings Limited (stock code 8081) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 16 April 2014
11/04/2014 L/PMI/046/2014 Display of Adjusted Previous Closing Price of Well Way Group Limited (stock code 8063) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 15 April 2014
11/04/2014 L/PMI/045/2014 Display of Adjusted Previous Closing Price of Fosun International Limited (stock code 656) on AMS/3 for its 39-for-500 Rights Issue on Ex-Rights Date, 15 April 2014
11/04/2014 L/PMI/044/2014 Display of Previous Closing Price of Yuexiu Real Estate Investment Trust (stock code 405) on AMS/3 for its Final Distribution of $0.1465 per unit (subject to adjustment) on Ex-Distribution Date, 15 April 2014
09/04/2014 L/PMI/043/2014 Display of Adjusted Previous Closing Price of First Natural Foods Holdings Limited (stock code 1076) on AMS/3 for its 1-into-20 Share Subdivision on 11 April 2014
07/04/2014 EFIC/DT/062/14 Comparative Table of Strike Prices of Sun Hung Kai Properties Limited Option Contracts
07/04/2014 L/PMI/042/2014 Display of Adjusted Previous Closing Price of Grand Field Group Holdings Limited (stock code 115) on AMS/3 for its 5-into-1 Share Consolidation on 9 April 2014
04/04/2014 L/PMI/041/2014 Display of Previous Closing Price of Sun Hung Kai Properties Limited (stock code 16) on AMS/3 for its 1-for-12 Bonus Warrants on Ex-Bonus Date, 8 April 2014
04/04/2014 L/PMI/040/2014 Display of Adjusted Previous Closing Price of Sustainable Forest Holdings Limited (stock code 723) on AMS/3 for its 1-for-10 Open Offer (with 5 Bonus Shares for every 1 Offer Share subscribed) on Ex-All Date, 8 April 2014
03/04/2014 L/PMI/039/2014 Display of Adjusted Previous Closing Price of Pak Tak International Limited (stock code 2668) on AMS/3 for its 1-into-5 Share Subdivision on 7 April 2014
03/04/2014 PA/008/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
03/04/2014 PA/007/2014 Voluntary Cessation of Trading
03/04/2014 CT/013/14 HKEx Orion Central Gateway (OCG) – Rollout Tests and Tentative Launch Date for Batch 1 OCG Users
01/04/2014 PA/006/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
01/04/2014 PA/005/2014 Voluntary Cessation of Trading
31/03/2014 EFIC/DT/058/14 Updates of the Planned Hardware and Software Upgrade for HKATS in 2014
31/03/2014 MDD/001/2014 HKEx Fact Book 2013
31/03/2014 L/PMI/038/2014 Display of Adjusted Previous Closing Price of Simsen International Corporation Limited (stock code 993) on AMS/3 for its 9-for-1 Bonus Shares on Ex-Bonus Date, 2 April 2014
28/03/2014 L/PMI/037/2014 Display of Adjusted Previous Closing Price of Dah Sing Banking Group Limited (stock code 2356) on AMS/3 for its 12-for-100 Rights Issue on Ex-Rights Date, 1 April 2014
28/03/2014 L/PMI/036/2014 Display of Adjusted Previous Closing Price of Dah Sing Financial Holdings Limited (stock code 440) on AMS/3 for its 13-for-100 Rights Issue on Ex-Rights Date, 1 April 2014
27/03/2014 EFIC/DT/054/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of Henderson Land Development Company Limited Stock Option Contracts - Bonus Issue
27/03/2014 EFIC/DT/052/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of The Hong Kong and China Gas Company Limited Stock Option Contracts - Bonus Issue
26/03/2014 LSD/12/2014 Amendments to the Options Trading Rules
26/03/2014 LSD/11/2014 Amendments to the Rules of the Exchange
26/03/2014 LSD/08/2014 United Nations Sanctions (Liberia) Regulation 2014
26/03/2014 L/PMI/035/2014 Display of Previous Closing Price of SBI Holdings, Inc.-DRS (stock code 6488) on AMS/3 for its Final Dividend (if any) on Ex-Dividend Date, 28 March 2014
25/03/2014 EFIC/DT/049/14 Trading and Clearing Operational Arrangements Relating to the Adjustment of Tencent Holdings Limited Options - Share Subdivision
25/03/2014 EFIC/DT/048/14 Comparative Table of Strike Prices of New World Development Co. Ltd. Option Contracts
24/03/2014 EFIC/DT/046/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of Sun Hung Kai Properties Ltd. Options – Bonus Warrants
24/03/2014 L/PMI/034/2014 Display of Adjusted Previous Closing Price of New World Development Company Limited (stock code 17) on AMS/3 for its 1-for-3 Rights Issue on Ex-Rights Date, 26 March 2014
21/03/2014 EFIC/DT/045/14 Relaxation of Minimum Market Making Spread for Stock Option Classes with Minimum Fluctuation $0.001
21/03/2014 L/PMI/033/2014 Display of Adjusted Previous Closing Price of Fairson Holdings Limited (stock code 8132) on AMS/3 for its 1-into-10 Share Subdivision on 25 March 2014
17/03/2014 L/PMI/032/2014 Display of Previous Closing Price of Capital VC Limited (stock code 2324) on AMS/3 for its 4-for-1 Open Offer (with 1 Bonus Warrant for every 4 Offer Shares taken up) on Ex-All Date, 19 March 2014
14/03/2014 EFIC/DT/042/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of New World Development Co. Ltd. Options – Rights Issue
14/03/2014 CC/MED/001/14 HKEx Annual Report for the year ended 31 December 2013
13/03/2014 CT/012/14 Trading Arrangements of E Fund Citi Chinese Government Bond 5-10 Years Index ETF
Attachment 1 : Trading Arrangements of E Fund Citi Chinese Government Bond 5-10 Years Index ETF
Attachment 2 : Details of market making obligations of E Fund Citi Chinese Government Bond 5-10 Years Index ETF
13/03/2014 L/PMI/031/2014 Display of Adjusted Previous Closing Price of Solartech International Holdings Limited (stock code 1166) on AMS/3 for its 5-for-1 Open Offer on Ex-All Date, 17 March 2014
11/03/2014 CT/011/14 Admission of HK Electric Investments and HK Electric Investments Ltd (Stock code: 2638) as a Designated Security Eligible for Short Selling
11/03/2014 L/PMI/030/2014 Display of Adjusted Previous Closing Price of Willie International Holdings Limited (stock code 273) on AMS/3 for its 1-into-5 Share Subdivision on 13 March 2014
07/03/2014 L/PMI/029/2014 Display of Adjusted Previous Closing Price of Ming Fung Jewellery Group Limited (stock code 860) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 11 March 2014
07/03/2014 L/PMI/028/2014 Display of Adjusted Previous Closing Price of Sincere Watch (Hong Kong) Limited (stock code 444) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 11 March 2014
06/03/2014 CT/010/14 Trading Arrangements of Haitong CSI300 Index ETF
Attachment 1 : Trading Arrangements of Haitong CSI300 Index ETF
Attachment 2 : Details of market making obligations of Haitong CSI300 Index ETF
05/03/2014 CT/009/14 HKEx Orion Central Gateway (OCG) - Information Package on Connectivity Test and Rollout Tests for Batch 1 OCG Users
05/03/2014 LSD/04/2014 United Nations Sanctions (Liberia) Regulation 2013;
United Nations Sanctions (Afghanistan) Regulation 2012;
United Nations Sanctions (Democratic People’s Republic of Korea) Regulation;
United Nations (Anti-Terrorism Measures) Ordinance
05/03/2014 L/PMI/027/2014 Display of Adjusted Previous Closing Price of Noble Century Investment Holdings Limited (stock code 2322) on AMS/3 for its 1-for-1 Rights Issue (with 2 Bonus Shares for every 1 Rights Share taken up) on Ex-All Date, 7 March 2014
04/03/2014 L/PMI/026/2014 Display of Previous Closing Price of China Environmental Energy Investment Limited (stock code 986) on AMS/3 for its 1st Tranche of 1-for-23 Bonus Warrants (“1st Tranche Warrants”) on Ex-Bonus Date, 6 March 2014 (Cancelled)
04/03/2014 L/PMI/025/2014 Display of Previous Closing Price of Quam Limited (stock code 952) on AMS/3 for its Open Offer of 1 unit of Notes having a face value of HK$840 each for every 10,000 shares (with 1,600 Warrants for every unit of Note taken up) on Ex-All Date, 6 March 2014
04/03/2014 L/PMI/024/2014 Display of Adjusted Previous Closing Price of Roma Group Limited (stock code 8072) on AMS/3 for its 1-into-10 Share Subdivision on 6 March 2014
04/03/2014 L/PMI/023/2014 Display of Adjusted Previous Closing Price of Fornton Group Limited (stock code 1152) on AMS/3 for its 1-into-2 Share Subdivision on 6 March 2014
04/03/2014 PA/004/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
04/03/2014 PA/003/2014 Voluntary Cessation of Trading
03/03/2014 EFIC/DT/030/14 Comparative Table of Strike Prices of MGM China Holdings Ltd. Option Contracts
28/02/2014 CT/008/14 HKEx Orion Central Gateway (OCG) - Batch 2 Enrolment
24/02/2014 EFIC/DT/025/14 Additional 36 Stock Options Classes Eligible for Trading by Taiwan Investors
20/02/2014 EFIC/DT/024/14 Trading and Clearing Operational Arrangements Relating to the Capital Adjustment of MGM China Holdings Ltd. Options – Special Dividend
19/02/2014 L/PMI/022/2014 Display of Adjusted Previous Closing Price of China Agri-Products Exchange Limited (stock code 149) on AMS/3 for its 15-for-1 Rights Issue (with 1 Bonus Share for every 15 Rights Shares taken up) on Ex-All Date, 21 February 2014
18/02/2014 CT/007/14 Trading Arrangements of CSOP China 5-Year Treasury Bond ETF
Attachment 1 : Trading Arrangements of CSOP China 5-Year Treasury Bond ETF
Attachment 2 : Details of market making obligations of CSOP China 5-Year Treasury Bond ETF
17/02/2014 CT/006/14 Proposed Cessation of Trading, Termination, Voluntary Deauthorisation and Delisting-
HSBC MSCI Golden Dragon ETF (Stock Code: 3088)
HSBC MSCI Hong Kong ETF (Stock Code: 3000)
HSBC MSCI China ETF (Stock Code: 3033)
HSBC MSCI Taiwan ETF (Stock Code: 3083)
(collectively the “Sub-Funds”)
17/02/2014 CT/005/14 New Securities Trading Device – Second Series Briefing Sessions
Attachment 1 : Enrolment Form for Briefing Sessions on New Securities Trading Device
17/02/2014 ICS/005/2014 Seminar on Launch of First Mainland Onshore Bond ETF
14/02/2014 EFIC/DT/019/14 Market Makers for New Stock Option Classes
14/02/2014 L/PMI/021/2014 Display of Adjusted Previous Closing Price of China Agri-Products Exchange Limited (stock code 149) on AMS/3 for its 40-into-1 Share Consolidation on 18 February 2014
12/02/2014 L/PMI/020/2014 Display of Adjusted Previous Closing Price of Sun International Resources Limited (stock code 8029) on AMS/3 for its 2-into-1 Share Consolidation on 14 February 2014
11/02/2014 L/PMI/019/2014 Display of Adjusted Previous Closing Price of Shenzhen International Holdings Limited (stock code 152) on AMS/3 for its 10-into-1 Share Consolidation on 13 February 2014
10/02/2014 L/PMI/018/2014 Display of Adjusted Previous Closing Price of Larry Jewelry International Company Limited (stock code 8351) on AMS/3 for its 7-for-10 Open Offer on Ex-All Date, 12 February 2014
10/02/2014 L/PMI/017/2014 Display of Adjusted Previous Closing Price of Synertone Communication Corporation (stock code 1613) on AMS/3 for its 4-for-1 Bonus Shares on Ex-Bonus Date, 12 February 2014
10/02/2014 AC/002/2014 Invitation to Asia Commodities Training Courses
07/02/2014 CT/004/14 Changes of Designated Securities for Short Selling
Attachment: List of Additional and Deleted Designated Securities (Effective 14 February 2014)
07/02/2014 L/PMI/016/2014 Display of Adjusted Previous Closing Price of Qianlong Technology International Holdings Limited (stock code 1236) on AMS/3 for its 1-into-4 Share Subdivision on 11 February 2014
06/02/2014 L/PMI/015/2014 Display of Adjusted Previous Closing Price of Coastal Greenland Limited (stock code 1124) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 10 February 2014
30/01/2014 L/PMI/014/2014 Display of Adjusted Previous Closing Price of China Environmental Energy Investment Limited (stock code 986) on AMS/3 for its 1-into-5 Share Subdivision on 5 February 2014
30/01/2014 AC/001/2014 Expert Session: Disruptive Technology and Innovation
29/01/2014 L/PMI/013/2014 Display of Adjusted Previous Closing Price of Grand Field Group Holdings Limited (stock code 115) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 4 February 2014
28/01/2014 EFIC/DT/011/14 Introduction of New Stock Option Classes
27/01/2014 L/PMI/012/2014 Display of Adjusted Previous Closing Price of China Information Technology Development Limited (stock code 8178) on AMS/3 for its 2-for-1 Open Offer on Ex-All Date, 29 January 2014
27/01/2014 L/PMI/011/2014 Display of Previous Closing Price of Styland Holdings Limited (stock code 211) on AMS/3 for its 2-for-10 Bonus Warrants on Ex-Bonus Date, 29 January 2014
24/01/2014 CT/003/14 HKEx Orion Central Gateway (OCG) - Rollout Tests for Batch 1 OCG Users
24/01/2014 EFIC/DT/008/14 Order Price and Volume Deviation Settings on HKATS
24/01/2014 CT/002/14 AMS Trader ID Password Expiry Period - Reminder
24/01/2014 CT/001/14 Order Consideration Limit Setting by Exchange Participants - Reminder
15/01/2014 L/PMI/010/2014 Display of Adjusted Previous Closing Price of National Investments Fund Limited (stock code 1227) on AMS/3 for its 3-for-1 Rights Issue on Ex-Rights Date, 17 January 2014
15/01/2014 PA/002/2014 Claim Notice for the Fidelity Fund and Guarantee Scheme
Attachment 1 : Claim Form - Claims Against the Fidelity Fund
15/01/2014 PA/001/2014 Voluntary Cessation of Trading
13/01/2014 L/PMI/009/2014 Display of Adjusted Previous Closing Price of Unlimited Creativity Holdings Limited (stock code 8079) on AMS/3 for its 4-for-1 Open Offer on Ex-All Date, 15 January 2014
13/01/2014 L/PMI/008/2014 Display of Adjusted Previous Closing Price of Sun International Resources Limited (stock code 8029) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 15 January 2014
10/01/2014 L/PMI/007/2014 Display of Adjusted Previous Closing Price of Oriental Unicorn Agricultural Group Limited (stock code 8120) on AMS/3 for its 4-into-1 Share Consolidation on 14 January 2014
08/01/2014 L/PMI/006/2014 Display of Adjusted Previous Closing Price of Carry Wealth Holdings Limited (stock code 643) on AMS/3 for its 1-for-2 Rights Issue on Ex-Rights Date, 10 January 2014
07/01/2014 L/PMI/005/2014 Display of Adjusted Previous Closing Price of Media Asia Group Holdings Limited (stock code 8075) on AMS/3 for its 20-into-1 Share Consolidation on 9 January 2014
06/01/2014 L/PMI/004/2014 Display of Previous Closing Price of Power Assets Holdings Limited (stock code 6) on AMS/3 for its Proposed Preferential Offering of Reserved Share Stapled Units to be jointly issued by HK Electric Investments and HK Electric Investments Limited (“Preferential Offering”) on Ex-All Date, 8 January 2014
06/01/2014 L/PMI/003/2014 Display of Adjusted Previous Closing Price of China Leason CBM & Shale Gas Group Company Limited (stock code 8270) on AMS/3 for its 1-for-2 Open Offer on Ex-All Date, 8 January 2014
03/01/2014 LSD/01/2014 United Nations (Anti-Terrorism Measures) Ordinance and United Nations Sanctions (Afghanistan) Regulation 2012
03/01/2014 L/PMI/002/2014 Display of Adjusted Previous Closing Price of China 3D Digital Entertainment Limited (stock code 8078) on AMS/3 for its 10-into-1 Share Consolidation on 7 January 2014
02/01/2014 EFIC/DT/002/14 Joint Promotional Program on Stock Options
02/01/2014 L/PMI/001/2014 Display of Adjusted Previous Closing Price of Sino Splendid Holdings Limited (stock code 8006) on AMS/3 for its 5-for-1 Bonus Shares on Ex-Bonus Date, 6 January 2014