Responses to Consultation Paper 

Consultation Paper on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market

Exchange Participants

1Chow Sang Sang Securities Limited
2Christfund Securities Limited (submission provided in Chinese)
3DBS Vickers (Hong Kong) Limited
4DL Brokerage Limited
5Emperor Securities Limited (submission provided in Chinese)
6GLS Securities Limited (submission provided in Chinese)
7Hani Securities (HK) Limited
8I-Access Investors Limited
9J.P. Morgan Broking (Hong Kong) Limited
10OSK Securities Hong Kong Limited
11Pacific Foundation Securities Limited
12Selina & Co. Ltd. (submission provided in Chinese)
 
The following Exchange Participants requested anonymity
13Exchange Participant 1 (submission provided in Chinese)
14Exchange Participant 2 
15Exchange Participant 3
16Exchange Participant 4 (submission provided in Chinese)
17Exchange Participant 5
18Exchange Participant 6
19Exchange Participant 7
20Exchange Participant 8
21Exchange Participant 9
22Exchange Participant 10 
23Exchange Participant 11
24Exchange Participant 12
25Exchange Participant 13
26Exchange Participant 14
27Exchange Participant 15
28Exchange Participant 16
29Exchange Participant 17
30Exchange Participant 18
31Exchange Participant 19
32Exchange Participant 20 (submission provided in Chinese)
33Exchange Participant 21
34Exchange Participant 22
 
Industry Associations
35Hong Kong Securities & Futures Industry Staff Union (submission provided in Chinese)
36Hong Kong Stockbrokers Association (submission provided in Chinese)
 
Asset Management Firms
The following asset management firms requested anonymity
37Asset Management Firm 1
38Asset Management Firm 2
 
Banks
The following bank requested anonymity
39Bank 1
 
Law Firms
40Clifford Chance
 
Individual Investors
41Chan Choi Hung (submission provided in Chinese)
42Mr Cheung (submission provided in Chinese)
43Tony Chiu (submission provided in Chinese)
44Andes Lau (submission provided in Chinese)
45C Ng (submission provided in Chinese)
46Dr. Stephen Wong
47Wong Kwok Lai (submission provided in Chinese)
48Yu Chuan Hong (submission provided in Chinese)
49Yuen Yui Chi Peter
 
The following individual investors requested anonymity
50Investor 1 (submission provided in Chinese)
51Investor 2 (submission provided in Chinese)
52Investor 3 (submission provided in Chinese)
53Investor 4 (submission provided in Chinese)
54Investor 5 (submission provided in Chinese)
55Investor 6 (submission provided in Chinese)
56Investor 7 (submission provided in Chinese)
57Investor 8 (submission provided in Chinese)
58Investor 9 (submission provided in Chinese)
59Investor 10 (submission provided in Chinese)
60Investor 11 (submission provided in Chinese)
61Investor 12 (submission provided in Chinese)
62Investor 13 (submission provided in Chinese)
63Investor 14 (submission provided in Chinese)
64Investor 15 (submission provided in Chinese)
65Investor 16 (submission provided in Chinese)
66Investor 17 (submission provided in Chinese)
67Investor 18 (submission provided in Chinese)
68Investor 19 (submission provided in Chinese)
69Investor 20 (submission provided in Chinese)
70Investor 21 (submission provided in Chinese)
71Investor 22 (submission provided in Chinese)
72Investor 23 (submission provided in Chinese)
73Investor 24 (submission provided in Chinese)
74Investor 25 (submission provided in Chinese)
75Investor 26 (submission provided in Chinese)
76Investor 27 (submission provided in Chinese)
77Investor 28 (submission provided in Chinese)
78Investor 29 (submission provided in Chinese)
79Investor 30 (submission provided in Chinese)
80Investor 31 (submission provided in Chinese)
81Investor 32 (submission provided in Chinese)
82Investor 33 (submission provided in Chinese)
83Investor 34 (submission provided in Chinese)
84Investor 35 (submission provided in Chinese)
85Investor 36 (submission provided in Chinese) 
86Investor 37 (submission provided in Chinese)
87Investor 38 (submission provided in Chinese)
88Investor 39 (submission provided in Chinese)
89Investor 40 (submission provided in Chinese)
90Investor 41 (submission provided in Chinese)
91Investor 42 (submission provided in Chinese)
92Investor 43 (submission provided in Chinese)
93Investor 44 (submission provided in Chinese)
94Investor 45 (submission provided in Chinese)
95Investor 46 (submission provided in Chinese)
96Investor 47 (submission provided in Chinese)
97Investor 48 (submission provided in Chinese)
98Investor 49 (submission provided in Chinese)
99Investor 50
100Investor 51 (submission provided in Chinese)
101Investor 52 (submission provided in Chinese)
102Investor 53 (submission provided in Chinese)
 

Notes:

  1. The identity of 16 investors cannot be verified because they did not provide any valid contact details in their responses or were not contactable.
  2. The original questionnaire has two pages. Some responses returned with one page only.