Responses to Consultation Paper 
15/12/2011 
 

Consultation Paper on After-Hours Futures Trading   

HKEx Participants (86 in total) 

1.

 

ABN AMRO Clearing Hong Kong Limited

2.

 

BOCI Securities Limited

3.

 

Bright Smart Futures & Commodities Company Limited  (submission provided in Chinese)

4.

 

Bright Smart Securities International (H.K.) Limited  (submission provided in Chinese)

5.

 

Cantor Fitzgerald (Hong Kong) Capital Markets Limited

6.

 

Celestial Commodities Limited

7.

 

China Everbright Forex & Futures (HK) Limited

8.

 

China Merchants Futures (HK) Co., Limited

9.

 

Credit Suisse (Hong Kong) Limited

10.

 

First Shanghai Futures Limited

11.

 

GF Futures (Hong Kong) Co., Limited

12.

 

Green Futures (Hong Kong) Limited  (submission provided in Chinese)

13.

 

Guotai Junan Futures (Hong Kong) Limited

14.

 

Haitong International Futures Limited  (submission provided in Chinese)

15.

 

Huatai Financial Holdings (Hong Kong) Limited  (submission provided in Chinese)

16.

 

I-Access Investors Limited

17.

 

LT Securities Limited

18.

 

MF Global Hong Kong Limited  (suspended from trading as of 1 November 2011)

19.

 

New Trend Futures Limited

20.

 

Newedge Broker Hong Kong Limited

21.

 

Newedge Financial Hong Kong Limited

22.

 

Nomura Securities (Hong Kong) Limited

23.

 

Optiver Trading Hong Kong Limited

24.

 

Oriental Wealth Futures Limited

25.

 

Sun Hung Kai Commodities Limited

26.

 

Taiwan Concord Capital Securities (Hong Kong) Limited

27.

 

Tanrich Futures Limited

28.

 

Tibra Trading Hong Kong Limited

29.

 

Timber Hill Securities Hong Kong Limited

The following Exchange Participants requested anonymity 

30.

 

HKEx Participant 1

31.

 

HKEx Participant 2

32.

 

HKEx Participant 3

33.

 

HKEx Participant 4

34.

 

HKEx Participant 5

35.

 

HKEx Participant 6

36.

 

HKEx Participant 7

37.

 

HKEx Participant 8

38.

 

HKEx Participant 9

39.

 

HKEx Participant 10

40.

 

HKEx Participant 11

41.

 

HKEx Participant 12

42.

 

HKEx Participant 13

43.

 

HKEx Participant 14

44.

 

HKEx Participant 15

45.

 

HKEx Participant 16  (submission provided in Chinese)

46.

 

HKEx Participant 17  (submission provided in Chinese)

47.

 

HKEx Participant 18

48.

 

HKEx Participant 19

49.

 

HKEx Participant 20

50.

 

HKEx Participant 21

51.

 

HKEx Participant 22

52.

 

HKEx Participant 23

53.

 

HKEx Participant 24

54.

 

HKEx Participant 25

55.

 

HKEx Participant 26

56.

 

HKEx Participant 27

57.

 

HKEx Participant 28

58.

 

HKEx Participant 29

59.

 

HKEx Participant 30

60.

 

HKEx Participant 31

61.

 

HKEx Participant 32

62.

 

HKEx Participant 33

63.

 

HKEx Participant 34

64.

 

HKEx Participant 35

65.

 

HKEx Participant 36

66.

 

HKEx Participant 37

67.

 

HKEx Participant 38

68..

 

HKEx Participant 39

69.

 

HKEx Participant 40

70.

 

HKEx Participant 41

71.

 

HKEx Participant 42

72.

 

HKEx Participant 43

73.

 

HKEx Participant 44  (submission provided in Chinese)

74.

 

HKEx Participant 45

75.

 

HKEx Participant 46

76.

 

HKEx Participant 47

77.

 

HKEx Participant 48

78.

 

HKEx Participant 49

79.

 

HKEx Participant 50

80.

 

HKEx Participant 51

81.

 

HKEx Participant 52

82.

 

HKEx Participant 53

83.

 

HKEx Participant 54

84.

 

HKEx Participant 55  (submission provided in Chinese)

85.

 

HKEx Participant 56  (submission provided in Chinese)

86.

 

HKEx Participant 57

 

 

Brokerage Industry Associations (4 in total) 

87.

 

Hong Kong Securities and Futures Professionals Association (submission provided in Chinese)

88.

 

Hong Kong Securities Association Limited  (submission provided in Chinese)

89.

 

Hong Kong Securities Professionals Association  (submission provided in Chinese)

90.

 

The Hong Kong Association of Online Brokers Limited

 

 

 

Professional Bodies (1 in total) 

91.

 

Hong Kong Investment Funds Association

 

 

 

Other Entities (12 in total) 

92.

 

Bright Smart Securities & Commodities Group Limited  (submission provided in Chinese)

93.

 

Richland Capital Management Limited

94.

 

Sigma Capital Management Limited

The following entities requested anonymity 

95.

 

Other Entity 1

96.

 

Other Entity 2

97.

 

Other Entity 3  (submission provided in Chinese)

98.

 

Other Entity 4

99.

 

Other Entity 5  (submission provided in Chinese)

100.

 

Other Entity 6  (submission provided in Chinese)

101.

 

Other Entity 7

102.

 

Other Entity 8

103.

 

Other Entity 9  (submission provided in Chinese)

 

 

 

Individuals (352 in total) 

104.

 

Alex Longman

105.

 

Almon Ho Po Hung

106.

 

Catherine Cheng

107.

 

Chan Ah Kiu Keiko  (submission provided in Chinese)

108.

 

Chan Chi Ching  (submission provided in Chinese)

109.

 

Chan Wai Shun Vincent  (submission provided in Chinese)

110.

 

Chim Pun Yuk  (submission provided in Chinese)

111.

 

Chiu Pui Yu  (submission provided in Chinese)

112.

 

Chiu Ting Fung  (submission provided in Chinese)

113.

 

Chung Chi Chung  (submission provided in Chinese)

114.

 

Chung I Fon  (submission provided in Chinese)

115.

 

Doey Au-Yeung

116.

 

Fannie Chan

117.

 

Gary Au Yeung  (submission provided in Chinese)

118.

 

Ho Kin To  (submission provided in Chinese)

119.

 

Kelly Kwai

120.

 

Ku Wai  (submission provided in Chinese)

121.

 

Kwok Chi Chung  (submission provided in Chinese)

122.

 

Lam Woon Ching Simon

123.

 

Lau Tsz Ki  (submission provided in Chinese)

124.

 

Lee Pui Shan  (submission provided in Chinese)

125.

 

Lee Yin Han  (submission provided in Chinese)

126.

 

Leung Chui San, Anthea

127.

 

Leung Chun Bong

128.

 

Leung Fung Yan  (submission provided in Chinese)

129.

 

Li Man Kin Edmund  (submission provided in Chinese)

130.

 

Liu Ka Yan  (submission provided in Chinese)

131.

 

Lo Chin Cheung

132.

 

Lo Kam Ming  (submission provided in Chinese)

133.

 

Lo Wai Keung

134.

 

Louis Mak

135.

 

Ma Kwong Wing  (submission provided in Chinese)

136.

 

Man Chun Kit  (submission provided in Chinese)

137.

 

Mark Wong

138.

 

Ng Kar Ming  (submission provided in Chinese)

139.

 

Sam Kao

140.

 

Tam Cheuk Fai  (submission provided in Chinese)

141.

 

Ting Siu  (submission provided in Chinese)

142.

 

Tsui Hoi Lap  (submission provided in Chinese)

143.

 

Wong Ka Wing  (submission provided in Chinese)

144.

 

Wong Lap Ming Thomas  (submission provided in Chinese)

145.

 

Wong Wai Tak Ray  (submission provided in Chinese)

146.

 

何澤森  (submission provided in Chinese)

147.

 

唐文浩

148.

 

張士佳  (submission provided in Chinese)

149.

 

張恒龍  (submission provided in Chinese)

150.

 

張文生  (submission provided in Chinese)

151.

 

王卉霖  (submission provided in Chinese)

152.

 

羅啟葵  (submission provided in Chinese)

153.

 

蔣曉晴  (submission provided in Chinese)

154.

 

蘇煒德  (submission provided in Chinese)

155.

 

蘇煒綸  (submission provided in Chinese)

156.

 

陳偉明  (submission provided in Chinese)

157.

 

陳冠年  (submission provided in Chinese)

158.

 

陳志華  (submission provided in Chinese)

159.

 

陳江龍  (submission provided in Chinese)

160.

 

黃俊榮  (submission provided in Chinese)

The following individuals requested anonymity 

161.

 

Individual 1  (submission provided in Chinese)

162.

 

Individual 2  (submission provided in Chinese)

163.

 

Individual 3  (submission provided in Chinese)

164.

 

Individual 4  (submission provided in Chinese)

165.

 

Individual 5  (submission provided in Chinese; submission contains some indecent remarks which have been concealed)

166.

 

Individual 6  (submission provided in Chinese)

167.

 

Individual 7  (submission provided in Chinese)

168.

 

Individual 8  (submission provided in Chinese)

169.

 

Individual 9  (submission provided in Chinese)

170.

 

Individual 10

171.

 

Individual 11  (submission provided in Chinese)

172.

 

Individual 12  (submission provided in Chinese)

173.

 

Individual 13  (submission provided in Chinese)

174.

 

Individual 14  (submission provided in Chinese)

175.

 

Individual 15  (submission provided in Chinese)

176.

 

Individual 16  (submission provided in Chinese)

177.

 

Individual 17  (submission provided in Chinese)

178.

 

Individual 18

179.

 

Individual 19

180.

 

Individual 20

181.

 

Individual 21

182.

 

Individual 22

183.

 

Individual 23

184.

 

Individual 24

185.

 

Individual 25  (submission provided in Chinese)

186.

 

Individual 26

187.

 

Individual 27  (submission provided in Chinese)

188.

 

Individual 28

189.

 

Individual 29

190.

 

Individual 30  (submission provided in Chinese)

191.

 

Individual 31

192.

 

Individual 32  (submission provided in Chinese)

193.

 

Individual 33  (submission provided in Chinese)

194.

 

Individual 34  (submission provided in Chinese)

195.

 

Individual 35  (submission provided in Chinese)

196.

 

Individual 36  (submission provided in Chinese)

197.

 

Individual 37

198.

 

Individual 38

199.

 

Individual 39  (submission provided in Chinese)

200.

 

Individual 40  (submission provided in Chinese)

201.

 

Individual 41

202.

 

Individual 42

203.

 

Individual 43  (submission provided in Chinese)

204.

 

Individual 44  (submission provided in Chinese)

205.

 

Individual 45  (submission provided in Chinese)

206.

 

Individual 46  (submission provided in Chinese)

207.

 

Individual 47

208.

 

Individual 48  (submission provided in Chinese)

209.

 

Individual 49  (submission provided in Chinese)

210.

 

Individual 50

211.

 

Individual 51

212.

 

Individual 52

213.

 

Individual 53  (submission provided in Chinese)

214.

 

Individual 54  (submission provided in Chinese)

215.

 

Individual 55  (submission provided in Chinese)

216.

 

Individual 56  (submission provided in Chinese)

217.

 

Individual 57

218.

 

Individual 58

219.

 

Individual 59

220.

 

Individual 60

221.

 

Individual 61  (submission provided in Chinese)

222.

 

Individual 62

223.

 

Individual 63

224.

 

Individual 64

225.

 

Individual 65  (submission provided in Chinese)

226.

 

Individual 66  (submission provided in Chinese)

227.

 

Individual 67  (submission provided in Chinese)

228.

 

Individual 68  (submission provided in Chinese)

229.

 

Individual 69  (submission provided in Chinese)

230.

 

Individual 70  (submission provided in Chinese)

231.

 

Individual 71  (submission provided in Chinese)

232.

 

Individual 72  (submission provided in Chinese)

233.

 

Individual 73  (submission provided in Chinese)

234.

 

Individual 74  (submission provided in Chinese)

235.

 

Individual 75  (submission provided in Chinese)

236.

 

Individual 76  (submission provided in Chinese)

237.

 

Individual 77  (submission provided in Chinese)

238.

 

Individual 78  (submission provided in Chinese)

239.

 

Individual 79  (submission provided in Chinese)

240.

 

Individual 80  (submission provided in Chinese)

241.

 

Individual 81  (submission provided in Chinese)

242.

 

Individual 82  (submission provided in Chinese)

243.

 

Individual 83

244.

 

Individual 84

245.

 

Individual 85

246.

 

Individual 86

247.

 

Individual 87

248.

 

Individual 88

249.

 

Individual 89

250.

 

Individual 90

251.

 

Individual 91

252.

 

Individual 92

253.

 

Individual 93

254.

 

Individual 94

255.

 

Individual 95

256.

 

Individual 96

257.

 

Individual 97

258.

 

Individual 98

259.

 

Individual 99

260.

 

Individual 100

261.

 

Individual 101  (submission provided in Chinese)

262.

 

Individual 102  (submission provided in Chinese)

263.

 

Individual 103  (submission provided in Chinese)

264.

 

Individual 104  (submission provided in Chinese)

265.

 

Individual 105  (submission provided in Chinese)

266.

 

Individual 106  (submission provided in Chinese)

267.

 

Individual 107  (submission provided in Chinese)

268.

 

Individual 108  (submission provided in Chinese)

269.

 

Individual 109  (submission provided in Chinese)

270.

 

Individual 110  (submission provided in Chinese)

271.

 

Individual 111  (submission provided in Chinese)

272.

 

Individual 112  (submission provided in Chinese)

273.

 

Individual 113  (submission provided in Chinese)

274.

 

Individual 114  (submission provided in Chinese)

275.

 

Individual 115  (submission provided in Chinese)

276.

 

Individual 116  (submission provided in Chinese)

277.

 

Individual 117  (submission provided in Chinese)

278.

 

Individual 118  (submission provided in Chinese)

279.

 

Individual 119  (submission provided in Chinese)

280.

 

Individual 120  (submission provided in Chinese)

281.

 

Individual 121  (submission provided in Chinese)

282.

 

Individual 122  (submission provided in Chinese)

283.

 

Individual 123  (submission provided in Chinese)

284.

 

Individual 124  (submission provided in Chinese)

285.

 

Individual 125  (submission provided in Chinese)

286.

 

Individual 126  (submission provided in Chinese)

287.

 

Individual 127  (submission provided in Chinese)

288.

 

Individual 128  (submission provided in Chinese)

289.

 

Individual 129  (submission provided in Chinese)

290.

 

Individual 130  (submission provided in Chinese)

291.

 

Individual 131  (submission provided in Chinese)

292.

 

Individual 132  (submission provided in Chinese)

293.

 

Individual 133  (submission provided in Chinese)

294.

 

Individual 134  (submission provided in Chinese)

295.

 

Individual 135  (submission provided in Chinese)

296.

 

Individual 136  (submission provided in Chinese)

297.

 

Individual 137  (submission provided in Chinese)

298.

 

Individual 138  (submission provided in Chinese)

299.

 

Individual 139  (submission provided in Chinese)

300.

 

Individual 140  (submission provided in Chinese)

301.

 

Individual 141  (submission provided in Chinese)

302.

 

Individual 142  (submission provided in Chinese)

303.

 

Individual 143  (submission provided in Chinese)

304.

 

Individual 144  (submission provided in Chinese)

305.

 

Individual 145  (submission provided in Chinese)

306.

 

Individual 146  (submission provided in Chinese)

307.

 

Individual 147  (submission provided in Chinese)

308.

 

Individual 148  (submission provided in Chinese)

309.

 

Individual 149  (submission provided in Chinese)

310.

 

Individual 150  (submission provided in Chinese)

311.

 

Individual 151  (submission provided in Chinese)

312.

 

Individual 152  (submission provided in Chinese)

313.

 

Individual 153  (submission provided in Chinese)

314.

 

Individual 154  (submission provided in Chinese)

315.

 

Individual 155  (submission provided in Chinese)

316.

 

Individual 156  (submission provided in Chinese)

317.

 

Individual 157  (submission provided in Chinese)

318.

 

Individual 158  (submission provided in Chinese)

319.

 

Individual 159  (submission provided in Chinese)

320.

 

Individual 160  (submission provided in Chinese)

321.

 

Individual 161  (submission provided in Chinese)

322.

 

Individual 162  (submission provided in Chinese)

323.

 

Individual 163  (submission provided in Chinese)

324.

 

Individual 164  (submission provided in Chinese)

325.

 

Individual 165  (submission provided in Chinese)

326.

 

Individual 166  (submission provided in Chinese)

327.

 

Individual 167  (submission provided in Chinese)

328.

 

Individual 168  (submission provided in Chinese)

329.

 

Individual 169  (submission provided in Chinese)

330.

 

Individual 170  (submission provided in Chinese)

331.

 

Individual 171  (submission provided in Chinese)

332.

 

Individual 172  (submission provided in Chinese)

333.

 

Individual 173  (submission provided in Chinese)

334.

 

Individual 174  (submission provided in Chinese)

335.

 

Individual 175  (submission provided in Chinese)

336.

 

Individual 176  (submission provided in Chinese)

337.

 

Individual 177  (submission provided in Chinese)

338.

 

Individual 178  (submission provided in Chinese)

339.

 

Individual 179  (submission provided in Chinese)

340.

 

Individual 180  (submission provided in Chinese)

341.

 

Individual 181  (submission provided in Chinese)

342.

 

Individual 182  (submission provided in Chinese)

343.

 

Individual 183  (submission provided in Chinese)

344.

 

Individual 184  (submission provided in Chinese)

345.

 

Individual 185  (submission provided in Chinese)

346.

 

Individual 186  (submission provided in Chinese)

347.

 

Individual 187  (submission provided in Chinese)

348.

 

Individual 188  (submission provided in Chinese)

349.

 

Individual 189  (submission provided in Chinese)

350.

 

Individual 190  (submission provided in Chinese)

351.

 

Individual 191  (submission provided in Chinese)

352.

 

Individual 192  (submission provided in Chinese)

353.

 

Individual 193  (submission provided in Chinese)

354.

 

Individual 194  (submission provided in Chinese)

355.

 

Individual 195  (submission provided in Chinese)

356.

 

Individual 196  (submission provided in Chinese)

357.

 

Individual 197  (submission provided in Chinese)

358.

 

Individual 198  (submission provided in Chinese)

359.

 

Individual 199  (submission provided in Chinese)

360.

 

Individual 200  (submission provided in Chinese)

361.

 

Individual 201  (submission provided in Chinese)

362.

 

Individual 202  (submission provided in Chinese)

363.

 

Individual 203  (submission provided in Chinese)

364.

 

Individual 204  (submission provided in Chinese)

365.

 

Individual 205  (submission provided in Chinese)

366.

 

Individual 206  (submission provided in Chinese)

367.

 

Individual 207  (submission provided in Chinese)

368.

 

Individual 208  (submission provided in Chinese)

369.

 

Individual 209  (submission provided in Chinese)

370.

 

Individual 210  (submission provided in Chinese)

371.

 

Individual 211  (submission provided in Chinese)

372.

 

Individual 212  (submission provided in Chinese)

373.

 

Individual 213  (submission provided in Chinese)

374.

 

Individual 214  (submission provided in Chinese)

375.

 

Individual 215  (submission provided in Chinese)

376.

 

Individual 216  (submission provided in Chinese)

377.

 

Individual 217  (submission provided in Chinese)

378.

 

Individual 218  (submission provided in Chinese)

379.

 

Individual 219  (submission provided in Chinese)

380.

 

Individual 220  (submission provided in Chinese)

381.

 

Individual 221  (submission provided in Chinese)

382.

 

Individual 222  (submission provided in Chinese)

383.

 

Individual 223  (submission provided in Chinese)

384.

 

Individual 224  (submission provided in Chinese)

385.

 

Individual 225  (submission provided in Chinese)

386.

 

Individual 226  (submission provided in Chinese)

387.

 

Individual 227  (submission provided in Chinese)

388.

 

Individual 228  (submission provided in Chinese)

389.

 

Individual 229  (submission provided in Chinese)

390.

 

Individual 230  (submission provided in Chinese)

391.

 

Individual 231  (submission provided in Chinese)

392.

 

Individual 232  (submission provided in Chinese)

393.

 

Individual 233  (submission provided in Chinese)

394.

 

Individual 234  (submission provided in Chinese)

395.

 

Individual 235  (submission provided in Chinese)

396.

 

Individual 236  (submission provided in Chinese)

397.

 

Individual 237  (submission provided in Chinese)

398.

 

Individual 238  (submission provided in Chinese)

399.

 

Individual 239  (submission provided in Chinese)

400.

 

Individual 240  (submission provided in Chinese)

401.

 

Individual 241  (submission provided in Chinese)

402.

 

Individual 242  (submission provided in Chinese)

403.

 

Individual 243  (submission provided in Chinese)

404.

 

Individual 244  (submission provided in Chinese)

405.

 

Individual 245  (submission provided in Chinese)

406.

 

Individual 246  (submission provided in Chinese)

407.

 

Individual 247  (submission provided in Chinese)

408.

 

Individual 248  (submission provided in Chinese)

409.

 

Individual 249  (submission provided in Chinese)

410.

 

Individual 250  (submission provided in Chinese)

411.

 

Individual 251  (submission provided in Chinese)

412.

 

Individual 252  (submission provided in Chinese)

413.

 

Individual 253  (submission provided in Chinese)

414.

 

Individual 254 

415.

 

Individual 255  (submission provided in Chinese)

416.

 

Individual 256 

417.

 

Individual 257

418.

 

Individual 258

419.

 

Individual 259

420.

 

Individual 260

421.

 

Individual 261

422.

 

Individual 262  (submission provided in Chinese)

423.

 

Individual 263

424.

 

Individual 264

425.

 

Individual 265

426.

 

Individual 266  (submission provided in Chinese)

427.

 

Individual 267  (submission provided in Chinese)

428.

 

Individual 268  (submission provided in Chinese)

429.

 

Individual 269

430.

 

Individual 270

431.

 

Individual 271

432.

 

Individual 272

433.

 

Individual 273

434.

 

Individual 274

435.

 

Individual 275

436.

 

Individual 276

437.

 

Individual 277  (submission provided in Chinese)

438.

 

Individual 278  (submission provided in Chinese)

439.

 

Individual 279

440.

 

Individual 280  (submission provided in Chinese)

441.

 

Individual 281  (submission provided in Chinese)

442.

 

Individual 282  (submission provided in Chinese)

443.

 

Individual 283  (submission provided in Chinese)

444.

 

Individual 284  (submission provided in Chinese)

445.

 

Individual 285

446.

 

Individual 286  (submission provided in Chinese)

447.

 

Individual 287  (submission provided in Chinese)

448.

 

Individual 288  (submission provided in Chinese)

449.

 

Individual 289  (submission provided in Chinese)

450.

 

Individual 290  (submission provided in Chinese)

451.

 

Individual 291  (submission provided in Chinese)

452.

 

Individual 292  (submission provided in Chinese)

453.

 

Individual 293  (submission provided in Chinese)

454.

 

Individual 294

455.

 

Individual 295  (submission provided in Chinese)