Responses to the Concept Paper 
19/06/2015 
 

Concept Paper on Weighted Voting Rights 

 

Institutions

A. Listed Companies (12 in total)

1.

AIA Group Limited

2.

Cathay Pacific Airways Limited

3.

Cheung Kong (Holdings) Limited

4.

CLP Holdings Limited

5.

Great Eagle Holdings Limited

6.

Haitong International Securities Group Limited

7.

Hong Kong Aircraft Engineering Company

8.

Swire Pacific Limited

9.

Swire Properties Limited

The following Listed Companies requested anonymity

10.

Listed Company 1

11.

Listed Company 2 (submission provided in Chinese)

12.

Listed Company 3 (submission provided in Chinese)

 

B. HKEx Participants (6 in total)

13.

China International Capital Corporation Hong Kong Securities Limited

The following HKEx Participants requested anonymity

14.

HKEx Participant 1

15.

HKEx Participant 2 (submission provided in Chinese)

16.

HKEx Participant 3 (submission provided in Chinese)

17.

HKEx Participant 4 (submission provided in Chinese)

18.

HKEx Participant 5 (submission provided in Chinese)

 

C. Professional Bodies (22 in total)

19.

Asian Corporate Governance Association

20.

Association of Chartered Certified Accountants

21.

Federation of Share Registrars Limited

22.

Hong Kong Institute of Certified Public Accountants

23.

Hong Kong Investor Relations Association

24.

Hong Kong Professionals and Senior Executives Association (submission provided in Chinese)

25.

Hong Kong Securities & Futures Employees Union (submission provided in Chinese)

26.

Hong Kong Securities and Futures Professionals Association (submission provided in Chinese)

27.

Hong Kong Securities and Investment Institute

28.

Hong Kong Securities Association (submission provided in Chinese)

29.

Hong Kong Venture Capital and Private Equity Association

30.

The Alternative Investment Management Association Limited (AIMA)

31.

The British Chamber of Commerce in Hong Kong

32.

The Chamber of Hong Kong Listed Companies

33.

The Hong Kong Institute of Chartered Secretaries

34.

The Hong Kong Institute of Directors

35.

The Hong Kong Society of Financial Analysts

36.

The Institute of Securities Dealers Ltd. (submission provided in Chinese)

37.

The Law Society of Hong Kong

38.

The Professional Commons

The following Professional Bodies requested anonymity

39.

Professional body 1

40.

Professional body 2

 

D. Market Practitioners (41 in total)

41.

Aberdeen Asset Management Asia Ltd

42.

AM Capital Limited

43.

Avant Capital Management (HK) Limited

44.

Baker & McKenzie

45.

Bank of America Merrill Lynch

46.

BlackRock

47.

British Columbia Investment Management Corporation

48.

Cadwalader, Wickersham & Taft LLP in association with Joseph P.C. Lee & Associates

49.

Charltons on behalf of:

50.

CICC Hong Kong Asset Management

51.

Davis Polk & Wardwell

52.

Deacons

53.

Ernst & Young

54.

Fidelity Worldwide Investment

55.

Freshfields Bruckhaus Deringer LLP on behalf of:

56.   

Freshfields Bruckhaus Deringer LLP on behalf of:

57.

Freshfields Bruckhaus Deringer

58.

Hermes Investment Management

59.

Keywise Capital Management (HK) Limited

60.

KPMG

61.

Norges Bank Investment Management

62.

PricewaterhouseCoopers

63.

Rosefinch Global Asset Management (HK) Limited

64.

Shinewing Risk Services Limited

65.

Slaughter and May

66.

State Street Global Advisors Asia Limited

67.

Thai Hong Kong Investors Limited

68.

The Ontario Teachers' Pension Plan

69.

USS Investment Management Limited

The following Market Practitioners requested anonymity

70.

Market Practitioner 1

71.

Market Practitioner 2

72.

Market Practitioner 3

73.

Market Practitioner 4

74.

Market Practitioner 5

75.

Market Practitioner 6 (submission provided in Chinese)

76.

Market Practitioner 7

77.

Market Practitioner 8

78.

Market Practitioner 9

79.

Market Practitioner 10

80.

Market Practitioner 11 (submission provided in Chinese)

81.

Market Practitioner 12

 

E. Other Institution (1 in total)  

82.

QBS System Limited (submission provided in Chinese)

 

Individuals

F. Listed Company Staff (7 in total)                                

83.

Brian Lo

84.

Chaw Cho Tung (submission provided in Chinese)

85.

George Hongchoy

The following Listed Company Staff requested anonymity

86.

Listed Company Staff 1 (submission provided in Chinese)

87.

Listed Company Staff 2

88.

Listed Company Staff 3 (submission provided in Chinese)

89.

Listed Company Staff 4 (submission provided in Chinese)

 

G. HKEx Participant Staff (64 in total)

90.

Lau Wong Oi Lai (submission provided in Chinese)

91.

Ng Yuk Peng (submission provided in Chinese)

92.

Tsui Siu Lung (submission provided in Chinese)

93.

Wong Kwan Chung (submission provided in Chinese)

94.

涂榮萍 (submission provided in Chinese)

95.

黃先生 (submission provided in Chinese)

The following HKEx Participant Staff requested anonymity

96.

HKEx Participant Staff 1 (submission provided in Chinese)

97.

HKEx Participant Staff 2 (submission provided in Chinese)

98.

HKEx Participant Staff 3 (submission provided in Chinese)

99.

HKEx Participant Staff 4 (submission provided in Chinese)

100.

HKEx Participant Staff 5 (submission provided in Chinese)

101.

HKEx Participant Staff 6 (submission provided in Chinese)

102.

HKEx Participant Staff 7 (submission provided in Chinese)

103.

HKEx Participant Staff 8 (submission provided in Chinese)

104.

HKEx Participant Staff 9 (submission provided in Chinese)

105.

HKEx Participant Staff 10 (submission provided in Chinese)

106.

HKEx Participant Staff 11 (submission provided in Chinese)

107.

HKEx Participant Staff 12 (submission provided in Chinese)

108.

HKEx Participant Staff 13 (submission provided in Chinese)

109.

HKEx Participant Staff 14 (submission provided in Chinese)

110.

HKEx Participant Staff 15 (submission provided in Chinese)

111.

HKEx Participant Staff 16 (submission provided in Chinese)

112.

HKEx Participant Staff 17 (submission provided in Chinese)

113.

HKEx Participant Staff 18 (submission provided in Chinese)

114.

HKEx Participant Staff 19 (submission provided in Chinese)

115.

HKEx Participant Staff 20 (submission provided in Chinese)

116.

HKEx Participant Staff 21

117.

HKEx Participant Staff 22 (submission provided in Chinese)

118.

HKEx Participant Staff 23 (submission provided in Chinese)

119.

HKEx Participant Staff 24 (submission provided in Chinese)

120.

HKEx Participant Staff 25 (submission provided in Chinese)

121.

HKEx Participant Staff 26 (submission provided in Chinese)

122.

HKEx Participant Staff 27 (submission provided in Chinese)

123.

HKEx Participant Staff 28 (submission provided in Chinese)

124.

HKEx Participant Staff 29 (submission provided in Chinese)

125.

HKEx Participant Staff 30 (submission provided in Chinese)

126.

HKEx Participant Staff 31 (submission provided in Chinese)

127.

HKEx Participant Staff 32 (submission provided in Chinese)

128.

HKEx Participant Staff 33 (submission provided in Chinese)

129.

HKEx Participant Staff 34 (submission provided in Chinese)

130.

HKEx Participant Staff 35 (submission provided in Chinese)

131.

HKEx Participant Staff 36 (submission provided in Chinese)

132.

HKEx Participant Staff 37 (submission provided in Chinese)

133.

HKEx Participant Staff 38 (submission provided in Chinese)

134.

HKEx Participant Staff 39 (submission provided in Chinese)

135.

HKEx Participant Staff 40 (submission provided in Chinese)

136.

HKEx Participant Staff 41 (submission provided in Chinese)

137.

HKEx Participant Staff 42 (submission provided in Chinese)

138.

HKEx Participant Staff 43 (submission provided in Chinese)

139.

HKEx Participant Staff 44 (submission provided in Chinese)

140.

HKEx Participant Staff 45 (submission provided in Chinese)

141.

HKEx Participant Staff 46 (submission provided in Chinese)

142.

HKEx Participant Staff 47 (submission provided in Chinese)

143.

HKEx Participant Staff 48 (submission provided in Chinese)

144.

HKEx Participant Staff 49 (submission provided in Chinese)

145.

HKEx Participant Staff 50 (submission provided in Chinese)

146.

HKEx Participant Staff 51 (submission provided in Chinese)

147.

HKEx Participant Staff 52 (submission provided in Chinese)

148.

HKEx Participant Staff 53 (submission provided in Chinese)

149.

HKEx Participant Staff 54 (submission provided in Chinese)

150.

HKEx Participant Staff 55 (submission provided in Chinese)

151.

HKEx Participant Staff 56 (submission provided in Chinese)

152.

HKEx Participant Staff 57 (submission provided in Chinese)

153.

HKEx Participant Staff 58 (submission provided in Chinese)

 

H. Institutional investors (5 in total)

The following Institutional investors requested anonymity

154.

Institutional investor 1

155.

Institutional investor 2

156.

Institutional investor 3 (submission provided in Chinese)

157.

Institutional investor 4 (submission provided in Chinese)

158.

Institutional investor 5 (submission provided in Chinese)

 

I. Retail Investors (22 in total)

159.

Chung Mei Lin (submission provided in Chinese)

160.

Lee Legend (submission provided in Chinese)

161.

Suen Chi Wai

162.

黃有成 (submission provided in Chinese)

The following Retail investors requested anonymity

163.

Retail investor 1 (submission provided in Chinese)

164.

Retail investor 2 (submission provided in Chinese)

165.

Retail investor 3 (submission provided in Chinese)

166.

Retail investor 4 (submission provided in Chinese)

167.

Retail investor 5 (submission provided in Chinese)

168.

Retail investor 6 (submission provided in Chinese)

169.

Retail investor 7 (submission provided in Chinese)

170.

Retail investor 8 (submission provided in Chinese)

171.

Retail investor 9 (submission provided in Chinese)

172.

Retail investor 10 (submission provided in Chinese)

173.

Retail investor 11 (submission provided in Chinese)

174.

Retail investor 12 (submission provided in Chinese)

175.

Retail investor 13 (submission provided in Chinese)

176.

Retail investor 14 (submission provided in Chinese)

177.

Retail investor 15 (submission provided in Chinese)

178.

Retail investor 16 (submission provided in Chinese)

179.

Retail investor 17 (submission provided in Chinese)

180.

Retail investor 18 (submission provided in Chinese)

 

J. Other Individuals (20 in total)

181.

Chan Mofiz (submission provided in Chinese)

182.

David Paterson

183.

David Webb (attaching the results of a petition Mr Webb stated 349 persons had signed)

184.

Hon Christopher Cheung Wah fung, SBS, JP (submission provided in Chinese)

185.

J S Wadhwani

186.

Jianghuawhu (submission provided in Chinese)

187.

Kevin Chan

188.

Qing Ye (submission provided in Chinese)

189.

Tian Shu Chen (submission provided in Chinese)

190.

Trevor G Cooper

191.

Vincent Kwan

192.

Wong Kong Chi

193.

楊海峰 (submission provided in Chinese)

194.

劉觀霞 (submission provided in Chinese)

The following other Individuals requested anonymity

195.

Individual 1

196.

Individual 2

197.

Individual 3

198.

Individual 4 (submission provided in Chinese)

199.

Individual 5 (submission provided in Chinese)

200.

Individual 6 (submission provided in Chinese)