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Institutions
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A. Listed Companies (12 in total)
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1.
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AIA Group Limited
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2.
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Cathay Pacific Airways Limited
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3.
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Cheung Kong (Holdings) Limited
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4.
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CLP Holdings Limited
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5.
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Great Eagle Holdings Limited
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6.
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Haitong International Securities Group Limited
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7.
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Hong Kong Aircraft Engineering Company
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8.
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Swire Pacific Limited
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9.
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Swire Properties Limited
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The following Listed Companies requested anonymity
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10.
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Listed Company 1
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11.
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Listed Company 2 (submission provided in Chinese)
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12.
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Listed Company 3 (submission provided in Chinese)
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B. HKEx Participants (6 in total)
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13.
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China International Capital Corporation Hong Kong Securities Limited
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The following HKEx Participants requested anonymity
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14.
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HKEx Participant 1
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15.
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HKEx Participant 2 (submission provided in Chinese)
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16.
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HKEx Participant 3 (submission provided in Chinese)
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17.
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HKEx Participant 4 (submission provided in Chinese)
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18.
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HKEx Participant 5 (submission provided in Chinese)
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C. Professional Bodies (22 in total)
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19.
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Asian Corporate Governance Association
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20.
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Association of Chartered Certified Accountants
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21.
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Federation of Share Registrars Limited
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22.
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Hong Kong Institute of Certified Public Accountants
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23.
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Hong Kong Investor Relations Association
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24.
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Hong Kong Professionals and Senior Executives Association (submission provided in Chinese)
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25.
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Hong Kong Securities & Futures Employees Union (submission provided in Chinese)
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26.
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Hong Kong Securities and Futures Professionals Association (submission provided in Chinese)
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27.
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Hong Kong Securities and Investment Institute
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28.
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Hong Kong Securities Association (submission provided in Chinese)
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29.
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Hong Kong Venture Capital and Private Equity Association
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30.
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The Alternative Investment Management Association Limited (AIMA)
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31.
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The British Chamber of Commerce in Hong Kong
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32.
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The Chamber of Hong Kong Listed Companies
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33.
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The Hong Kong Institute of Chartered Secretaries
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34.
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The Hong Kong Institute of Directors
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35.
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The Hong Kong Society of Financial Analysts
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36.
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The Institute of Securities Dealers Ltd. (submission provided in Chinese)
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37.
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The Law Society of Hong Kong
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38.
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The Professional Commons
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The following Professional Bodies requested anonymity
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39.
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Professional body 1
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40.
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Professional body 2
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D. Market Practitioners (41 in total)
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41.
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Aberdeen Asset Management Asia Ltd
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42.
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AM Capital Limited
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43.
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Avant Capital Management (HK) Limited
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44.
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Baker & McKenzie
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45.
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Bank of America Merrill Lynch
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46.
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BlackRock
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47.
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British Columbia Investment Management Corporation
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48.
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Cadwalader, Wickersham & Taft LLP in association with Joseph P.C. Lee & Associates
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49.
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Charltons on behalf of:
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50.
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CICC Hong Kong Asset Management
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51.
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Davis Polk & Wardwell
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52.
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Deacons
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53.
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Ernst & Young
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54.
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Fidelity Worldwide Investment
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55.
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Freshfields Bruckhaus Deringer LLP on behalf of:
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56.
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Freshfields Bruckhaus Deringer LLP on behalf of:
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57.
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Freshfields Bruckhaus Deringer
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58.
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Hermes Investment Management
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59.
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Keywise Capital Management (HK) Limited
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60.
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KPMG
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61.
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Norges Bank Investment Management
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62.
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PricewaterhouseCoopers
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63.
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Rosefinch Global Asset Management (HK) Limited
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64.
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Shinewing Risk Services Limited
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65.
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Slaughter and May
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66.
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State Street Global Advisors Asia Limited
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67.
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Thai Hong Kong Investors Limited
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68.
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The Ontario Teachers' Pension Plan
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69.
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USS Investment Management Limited
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The following Market Practitioners requested anonymity
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70.
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Market Practitioner 1
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71.
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Market Practitioner 2
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72.
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Market Practitioner 3
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73.
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Market Practitioner 4
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74.
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Market Practitioner 5
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75.
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Market Practitioner 6 (submission provided in Chinese)
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76.
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Market Practitioner 7
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77.
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Market Practitioner 8
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78.
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Market Practitioner 9
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79.
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Market Practitioner 10
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80.
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Market Practitioner 11 (submission provided in Chinese)
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81.
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Market Practitioner 12
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E. Other Institution (1 in total)
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82.
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QBS System Limited (submission provided in Chinese)
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Individuals
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F. Listed Company Staff (7 in total)
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83.
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Brian Lo
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84.
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Chaw Cho Tung (submission provided in Chinese)
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85.
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George Hongchoy
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The following Listed Company Staff requested anonymity
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86.
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Listed Company Staff 1 (submission provided in Chinese)
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87.
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Listed Company Staff 2
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88.
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Listed Company Staff 3 (submission provided in Chinese)
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89.
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Listed Company Staff 4 (submission provided in Chinese)
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G. HKEx Participant Staff (64 in total)
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90.
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Lau Wong Oi Lai (submission provided in Chinese)
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91.
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Ng Yuk Peng (submission provided in Chinese)
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92.
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Tsui Siu Lung (submission provided in Chinese)
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93.
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Wong Kwan Chung (submission provided in Chinese)
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94.
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涂榮萍 (submission provided in Chinese)
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95.
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黃先生 (submission provided in Chinese)
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The following HKEx Participant Staff requested anonymity
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96.
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HKEx Participant Staff 1 (submission provided in Chinese)
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97.
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HKEx Participant Staff 2 (submission provided in Chinese)
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98.
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HKEx Participant Staff 3 (submission provided in Chinese)
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99.
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HKEx Participant Staff 4 (submission provided in Chinese)
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100.
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HKEx Participant Staff 5 (submission provided in Chinese)
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101.
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HKEx Participant Staff 6 (submission provided in Chinese)
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102.
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HKEx Participant Staff 7 (submission provided in Chinese)
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103.
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HKEx Participant Staff 8 (submission provided in Chinese)
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104.
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HKEx Participant Staff 9 (submission provided in Chinese)
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105.
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HKEx Participant Staff 10 (submission provided in Chinese)
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106.
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HKEx Participant Staff 11 (submission provided in Chinese)
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107.
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HKEx Participant Staff 12 (submission provided in Chinese)
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108.
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HKEx Participant Staff 13 (submission provided in Chinese)
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109.
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HKEx Participant Staff 14 (submission provided in Chinese)
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110.
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HKEx Participant Staff 15 (submission provided in Chinese)
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111.
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HKEx Participant Staff 16 (submission provided in Chinese)
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112.
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HKEx Participant Staff 17 (submission provided in Chinese)
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113.
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HKEx Participant Staff 18 (submission provided in Chinese)
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114.
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HKEx Participant Staff 19 (submission provided in Chinese)
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115.
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HKEx Participant Staff 20 (submission provided in Chinese)
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116.
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HKEx Participant Staff 21
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117.
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HKEx Participant Staff 22 (submission provided in Chinese)
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118.
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HKEx Participant Staff 23 (submission provided in Chinese)
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119.
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HKEx Participant Staff 24 (submission provided in Chinese)
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120.
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HKEx Participant Staff 25 (submission provided in Chinese)
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121.
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HKEx Participant Staff 26 (submission provided in Chinese)
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122.
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HKEx Participant Staff 27 (submission provided in Chinese)
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123.
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HKEx Participant Staff 28 (submission provided in Chinese)
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124.
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HKEx Participant Staff 29 (submission provided in Chinese)
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125.
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HKEx Participant Staff 30 (submission provided in Chinese)
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126.
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HKEx Participant Staff 31 (submission provided in Chinese)
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127.
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HKEx Participant Staff 32 (submission provided in Chinese)
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128.
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HKEx Participant Staff 33 (submission provided in Chinese)
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129.
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HKEx Participant Staff 34 (submission provided in Chinese)
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130.
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HKEx Participant Staff 35 (submission provided in Chinese)
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131.
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HKEx Participant Staff 36 (submission provided in Chinese)
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132.
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HKEx Participant Staff 37 (submission provided in Chinese)
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133.
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HKEx Participant Staff 38 (submission provided in Chinese)
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134.
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HKEx Participant Staff 39 (submission provided in Chinese)
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135.
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HKEx Participant Staff 40 (submission provided in Chinese)
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136.
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HKEx Participant Staff 41 (submission provided in Chinese)
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137.
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HKEx Participant Staff 42 (submission provided in Chinese)
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138.
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HKEx Participant Staff 43 (submission provided in Chinese)
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139.
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HKEx Participant Staff 44 (submission provided in Chinese)
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140.
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HKEx Participant Staff 45 (submission provided in Chinese)
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141.
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HKEx Participant Staff 46 (submission provided in Chinese)
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142.
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HKEx Participant Staff 47 (submission provided in Chinese)
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143.
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HKEx Participant Staff 48 (submission provided in Chinese)
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144.
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HKEx Participant Staff 49 (submission provided in Chinese)
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145.
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HKEx Participant Staff 50 (submission provided in Chinese)
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146.
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HKEx Participant Staff 51 (submission provided in Chinese)
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147.
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HKEx Participant Staff 52 (submission provided in Chinese)
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148.
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HKEx Participant Staff 53 (submission provided in Chinese)
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149.
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HKEx Participant Staff 54 (submission provided in Chinese)
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150.
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HKEx Participant Staff 55 (submission provided in Chinese)
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151.
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HKEx Participant Staff 56 (submission provided in Chinese)
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152.
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HKEx Participant Staff 57 (submission provided in Chinese)
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153.
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HKEx Participant Staff 58 (submission provided in Chinese)
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H. Institutional investors (5 in total)
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The following Institutional investors requested anonymity
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154.
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Institutional investor 1
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155.
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Institutional investor 2
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156.
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Institutional investor 3 (submission provided in Chinese)
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157.
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Institutional investor 4 (submission provided in Chinese)
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158.
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Institutional investor 5 (submission provided in Chinese)
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I. Retail Investors (22 in total)
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159.
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Chung Mei Lin (submission provided in Chinese)
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160.
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Lee Legend (submission provided in Chinese)
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161.
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Suen Chi Wai
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162.
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黃有成 (submission provided in Chinese)
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The following Retail investors requested anonymity
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163.
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Retail investor 1 (submission provided in Chinese)
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164.
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Retail investor 2 (submission provided in Chinese)
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165.
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Retail investor 3 (submission provided in Chinese)
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166.
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Retail investor 4 (submission provided in Chinese)
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167.
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Retail investor 5 (submission provided in Chinese)
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168.
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Retail investor 6 (submission provided in Chinese)
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169.
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Retail investor 7 (submission provided in Chinese)
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170.
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Retail investor 8 (submission provided in Chinese)
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171.
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Retail investor 9 (submission provided in Chinese)
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172.
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Retail investor 10 (submission provided in Chinese)
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173.
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Retail investor 11 (submission provided in Chinese)
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174.
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Retail investor 12 (submission provided in Chinese)
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175.
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Retail investor 13 (submission provided in Chinese)
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176.
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Retail investor 14 (submission provided in Chinese)
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177.
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Retail investor 15 (submission provided in Chinese)
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178.
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Retail investor 16 (submission provided in Chinese)
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179.
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Retail investor 17 (submission provided in Chinese)
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180.
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Retail investor 18 (submission provided in Chinese)
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J. Other Individuals (20 in total)
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181.
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Chan Mofiz (submission provided in Chinese)
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182.
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David Paterson
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183.
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David Webb (attaching the results of a petition Mr Webb stated 349 persons had signed)
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184.
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Hon Christopher Cheung Wah fung, SBS, JP (submission provided in Chinese)
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185.
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J S Wadhwani
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186.
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Jianghuawhu (submission provided in Chinese)
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187.
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Kevin Chan
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188.
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Qing Ye (submission provided in Chinese)
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189.
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Tian Shu Chen (submission provided in Chinese)
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190.
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Trevor G Cooper
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191.
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Vincent Kwan
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192.
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Wong Kong Chi
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193.
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楊海峰 (submission provided in Chinese)
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194.
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劉觀霞 (submission provided in Chinese)
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The following other Individuals requested anonymity
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195.
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Individual 1
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196.
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Individual 2
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197.
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Individual 3
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198.
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Individual 4 (submission provided in Chinese)
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199.
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Individual 5 (submission provided in Chinese)
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200.
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Individual 6 (submission provided in Chinese)
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