Responses to the Consultation Paper 
20/06/2016 
 

Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model 

 

Exchange Participants (23 in total)

1.      

ABN AMRO Clearing Hong Kong Limited

2.      

BNP Paribas Securities (Asia) Limited

3.      

Credit Suisse Securities (Hong Kong) Limited

4.      

Eclipse Options (HK) Limited

5.      

HSBC Securities Brokers (Asia) Limited

6.      

Huajin Futures (International) Limited

7.      

I-Access Investors Limited

8.      

Vantage Capital Markets HK Limited

The following exchange participants requested anonymity

9.     

Exchange Participant 1

10.   

Exchange Participant 2

11.   

Exchange Participant 3

12.   

Exchange Participant 4

13.   

Exchange Participant 5  (submission provided in Chinese)

14.   

Exchange Participant 6

15.   

Exchange Participant 7

16.   

Exchange Participant 8

17.   

Exchange Participant 9

18.   

Exchange Participant 10

19.   

Exchange Participant 11

20.   

Exchange Participant 12

21.   

Exchange Participant 13

22.   

Exchange Participant 14

23.   

Exchange Participant 15

 

Asset Management Companies (5 in total)

24.

Keywise Capital Management (HK) Limited

25.   

Oasis Management Company Ltd.

The following asset management companies requested anonymity

26.   

Asset Management Company 1

27.   

Asset Management Company 2

28.   

Asset Management Company 3

 

Listed Company (1 in total)

29.

Korea Investment & Securities Co., Ltd.

  

Professional Bodies / Industry Associations (5 in total)

30.   

Hong Kong Investment Funds Association

31.   

FIA

32.   

The Hong Kong Society of Financial Analysts

33.   

The Alternative Investment Management Association Limited

34.   

Asia Securities Industry & Financial Markets Association

 

 

Individuals (2 in total)

35.   

Alejandro Chuy

36.   

Jin, Hyun-Tae