Main Board Listing Rules 
22/07/2016 
 

(Update No. 117)

RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED

Guidance / Practice Notes

GUIDANCE NOTE 1: [REPEALED]
GUIDANCE NOTE 2: [REPEALED]
GUIDANCE NOTE 3: [REPEALED]
GUIDANCE NOTE 4: [REPEALED]
GUIDANCE NOTE 5: [REPEALED]
GUIDANCE NOTE 6: [REPEALED]
GUIDANCE NOTE 7: SUGGESTED RISK ASSESSMENT FOR MINERAL COMPANIES
PRACTICE NOTE 1 : PROCEDURES REGARDING THE DELIVERY OF INFORMATION AND DOCUMENTS
PRACTICE NOTE 2 : [REPEALED]
PRACTICE NOTE 3 : THE TRADING RECORD OF THE MANAGEMENT OF A NEW APPLICANT
PRACTICE NOTE 4 : ISSUE OF NEW WARRANTS TO EXISTING WARRANTHOLDERS
PRACTICE NOTE 5 : DISCLOSURE OF INTERESTS INFORMATION
PRACTICE NOTE 6 : CERTAINTY OF OFFER PERIODS
PRACTICE NOTE 7: [REPEALED]
PRACTICE NOTE 8 : INTRODUCTION OF CCASS AND EMERGENCY SHARE REGISTRATION ARRANGEMENTS DURING A TYPHOON AND/OR A BLACK RAINSTORM WARNING
PRACTICE NOTE 9 : [REPEALED]
PRACTICE NOTE 10 : INTERIM REPORTING FOR NEW ISSUERS
PRACTICE NOTE 11 : TRADING HALT, SUSPENSION AND RESTORATION OF DEALINGS
PRACTICE NOTE 12 : VALUATIONS OF PROPERTY SITUATED IN DEVELOPING PROPERTY MARKETS
PRACTICE NOTE 13 : [REPEALED]
PRACTICE NOTE 14 : [REPEALED]
PRACTICE NOTE 15 : PRINCIPLES WHICH THE EXCHANGE APPLIES WHEN CONSIDERING SPIN-OFF APPLICATIONS
PRACTICE NOTE 16 : [REPEALED]
PRACTICE NOTE 17 : SUFFICIENCY OF OPERATIONS AND DELISTING PROCEDURES
PRACTICE NOTE 18 : INITIAL PUBLIC OFFER OF SECURITIES
PRACTICE NOTE 19 : [REPEALED]
PRACTICE NOTE 20 : ALLOCATION OF SECURITIES SUBSCRIBED FOR BY AN ISSUER'S EMPLOYEES IN CONJUNCTION WITH ITS INITIAL SHARE OFFER ("Pink Form Allocation")
PRACTICE NOTE 21 : DUE DILIGENCE BY SPONSORS IN RESPECT OF INITIAL LISTING APPLICATIONS
PRACTICE NOTE 22 : PUBLICATION OF APPLICATION PROOFS AND POST HEARING INFORMATION PACKS (PHIPs)

Note
A reprint date or update date appears on the top of each page of the printed version. This could be used as a reference to check whether that page carries the most current version.