Regulatory Framework and Rules Print Friendly 

Rules and Guidelines

HKCC Rules & Procedures


Updated: 31 March 2008

Rules
Table of Contents
Preface
Chapter I - Interpretation
Chapter II - HKCC Participantship
Chapter III - Registration, Clearing, Risk
Chapter IV - Clearing House Margin, Variation Adjustment, Cover for Margin and Accounts
Chapter V - Limits and Defaults
Chapter VI - Delivery and Exchange of Futures
Chapter VII - The Reserve Fund
Chapter VIII - Emergencies
Chapter IX - DCASS
Chapter X - CCMS
Appendix A - Fees

Procedures
Clearing House Procedures for Futures/Options Contracts Traded on the Automated Trading System of the Exchange ("HKATS")

(Update No. 1 2007 of the HKCC Rules and Procedures is now available for subscription.  For those who wish to subscribe hardcopy updates to the HKCC Rules and Procedures, please complete and return the attached copy of the Subscription Form.)