Hong Kong Exchanges and Clearing Limited

Regulatory Framework and Rules

Rules and Guidelines

Rules and Guidelines on Listing Matters

	Listing Rules (Main Board)
	Listing Rule Update for Main Board Listing Rules
	Listing Rules (GEM)
	Listing Rule Update/ Interpretation for GEM Listing Rules
	Disciplinary Procedures (Main Board) - Listing Matters

Guidelines and other documents

Non-Statutory Guidelines on Directors' Duties

Supplementary materials on Listing Rules and rule changes

	Frequently Asked Questions on Rule Amendments relating to Corporate Governance and Listing Criteria Issues ( 31 March 2004 ) (Updated on 22 May 2006)
	Seminar on Enhancing Corporate Governance and Market Quality

	Briefing on Regulation of sponsors & independent financial advisers (7, 8 & 13 December 2004)
	Frequently Asked Questions on Minor and Housekeeping Rule Amendments (effective on 1 March 2006)
	Materials from the Briefing Sessions on HKEx's e-Submission System
	Frequently Asked Questions on Rule Amendments relating to GEM Review (effective 1 July 2008)
	Depositary Receipt Framework (HDR)
	Frequently Asked Questions on Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities by Listed Issuers (28 November 2008)
	Frequently Asked Questions on Rule Amendments relating to the 2008 Combined Consultation (Updated on 13 March 2009)
	Annotated Monthly Return (effective 1 January 2009)
	Annotated Next Day Disclosure Return (effective 1 January 2009)

Summary of De Minimis and Modified Calculation Concessions (Superseded by the Rules Amendments relating to Corporate Governance Issues that take effect on 31 March 2004)