Regulatory Framework and Rules
Rules and Guidelines
Rules and Guidelines on Listing Matters

Listing Rules (Main Board)
Listing Rule Update for Main Board Listing Rules
Listing Rules (GEM)
Listing Rule Update/ Interpretation for GEM Listing Rules
Disciplinary Procedures (Main Board) - Listing Matters

Guidelines and other documents

Non-Statutory Guidelines on Directors' Duties
Guide on Disclosure of Price-Sensitive Information
Reference for Disclosure in Annual Reports
Listing Decisions
Letters to Issuers (supplementary guidance on the Listing Rules and other listing-related matters)
Supplementary materials on Listing Rules and rule changes
Frequently Asked Questions on Rule Amendments relating to Corporate Governance and Listing Criteria Issues ( 31 March 2004 ) (Updated on 22 May 2006)
Seminar on Enhancing Corporate Governance and Market Quality
Seminar on Enhancing Corporate Governance and Market Quality (Charts)
Briefing on Regulation of sponsors & independent financial advisers (7, 8 & 13 December 2004)
Frequently Asked Questions on Minor and Housekeeping Rule Amendments (effective on 1 March 2006)
Guide on Pre-vetting Requirements and Selection of Headline Categories for Announcements (August 2006) (Updated June 2007)
Materials from the Briefing Sessions on HKEx's e-Submission System

Frequently Asked Questions on Rule Amendments relating to GEM Review (effective 1 July 2008)

Depositary Receipt Framework (HDR)
Summary of De Minimis and Modified Calculation Concessions  (Superseded by the Rules Amendments relating to Corporate Governance Issues that take effect on 31 March 2004)

Staff Interpretations and Commentaries

Staff Interpretive Letters
Rejection Letters
Guidance Letters

Staff Commentaries
Financial Reporting Matters

e-Submission System User Manual for Publication Related Matters (March 2007)