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HKEX Monthly Market Highlights

Highlights

- Securities Market

  • The average daily turnover for the first 11 months of 2017 was $86.9 billion, an increase of 29 per cent when compared with $67.2 billion for the same period last year.
  • The average daily turnover of derivative warrants for the first 11 months of 2017 was $12.0 billion, an increase of 6 per cent when compared with $11.3 billion for the same period last year.
  • The average daily turnover of ETFs for the first 11 months of 2017 was $4.4 billion, an increase of 5 per cent when compared with $4.2 billion for the same period last year.
  • There were 151* newly listed companies for the first 11 months of 2017, an increase of 39 per cent when compared with 109* for the same period last year.

 

- Derivatives Market

  • The average daily turnover of futures and options for the first 11 months of 2017 was 858,065 contracts, an increase of 12 per cent when compared with the 764,714 contracts for the same period last year.
  • The average daily turnover of Stock Options for the first 11 months of 2017 was 422,887 contracts, an increase of 42 per cent when compared with the 296,890 contracts for the same period last year.
  • The average daily turnover of RMB Currency Futures for the first 11 months of 2017 was 2,996 contracts, an increase of 49 per cent when compared with the 2,010 contracts for the same period last year.
  • On 8 November 2017, the open interest of RMB Currency Options – USD/CNH Options reached a record high of 3,597 contracts.
  • On 28 November 2017, the open interest of Hang Seng Index Options, Hang Seng China Enterprises Index Options and Stock Options reached a record high of 594,941 contracts, 3,421,959 contracts and 12,502,433 contracts respectively.

* Includes any transfers of listing from GEM to Main Board

 

Listed Securities (Main Board and GEM)

Month-end figures

 

Nov 2017

Nov 2016

End 2016

No. of listed companies

2,096

1,957

1,973

Total market capitalisation ($Bil.)

33,002.6

25,526.1

24,761.3

No. of newly listed companies *

20

15

126

No. of listed securities

13,097

8,929

8,591

No. of equity warrants

8

10

9

No. of derivatives warrants

6,129

3,845

3,705

No. of CBBCs

3,687

2,069

1,844

No. of unit trusts

146

165

157

No. of debt securities

1,015

873

892

* Includes the number of transfer of listings from GEM to Main Board

 

Securities Market Turnover (Main Board and GEM)

 

Nov 2017

Oct 2017

% Change

Monthly turnover ($Mil.) *

2,639,017

1,919,098

37.5%

Average daily turnover by value ($Mil.) *

119,955

95,955

25.0%

No. of trading days

22

20

-

* Turnover value for securities traded in non-Hong Kong dollar currency have been included

 

Turnover by Type of Securities (Main Board and GEM)

 

Nov 2017
($Mil)

Oct 2017
($Mil)

% Change

Equities

1,960,347.22
(74.3%)

1,469,755.75
(76.6%)

33.4%

Derivative warrants

415,036.66
(15.7%)

256,948.48
(13.4%)

61.5%

CBBCs

149,037.95
(5.6%)

103,248.84
(5.4%)

44.3%

Unit Trusts
(include ETFs)

111,406.91
(4.2%)

85,947.35
(4.5%)

29.6%

( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included

 

ATS Transactions

The total turnover of automated trading services’ (ATS) transactions for November 2017 was $30,682 million (1.2% of the securities market total turnover).

 

Mainland Enterprises (Main Board and GEM)

Month-end figures

 

Nov 2017

Nov 2016

End 2016

No. of H shares

250

239

241

No. of Red chips Stocks

158

153

153

No. of Mainland private enterprises

633

602

608

Market capitalisation (% of market total)

66.1%

62.9%

63.3%

Turnover value (% of equity turnover)

78.2%

70.6%

70.6%

 

Index Performance

Month-end figures

 

Nov 2017

% Change
over 1 Month

% Change
over 12 Months

S&P/HKEX LargeCap Index

37755.03

4.0%

31.2%

S&P/HKEX GEM Index

261.13

-3.7%

-30.0%

Hang Seng Index

29177.35

3.3%

28.0%

Hang Seng China Enterprises Index #

11475.72

-0.3%

16.6%

Hang Seng China-Affiliated Corporations Index*

4293.74

-2.0%

14.3%

CES China 120 Index ^

6743.90

2.3%

27.8%

CESChina HK Mainland Index +

7992.84

3.6%

41.6%

# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises

 

Derivatives Market Turnover

 

Average Daily Volume (Contracts)

Nov 2017

Oct 2017

% Change

Total Futures

359,709

311,379

15.5%

Hang Seng Index Futures

159,203

128,378

24.0%

Mini Hang Seng Index Futures

56,504

48,632

16.2%

Hang Seng China Enterprises Index Futures

117,991

112,336

5.0%

Mini-Hang Seng China Enterprises Index Futures

18,750

15,903

17.9%

HSI Dividend Point Index Futures

214

0

-

HSCEI Dividend Point Index Futures

1,016

1,095

-7.2%

HSI Volatility Index Futures

0

0

-

CES China 120 Index Futures

17

9

88.9%

CES Gaming Top 10 Index Futures

0

0

-

Hang Seng Mainland Oil & Gas Index Futures

22

18

22.2%

Hang Seng Mainland Banks Index Futures

81

59

37.3%

Hang Seng Mainland Healthcare Index Futures

0

0

-

Hang Seng Mainland Properties Index Futures

22

34

-35.3%

Hang Seng IT Hardware Index Futures

0

0

-

Hang Seng Software & Services Index Futures

0

0

-

IBOVESPA Futures

0

0

-

MICEX Index Futures

0

0

-

S&P BSE Sensex Index Futures

0

0

-

FTSE/JSE Top40 Futures

0

0

-

Stock Futures

348

257

35.4%

5-Year MOF T-Bond Futures

4

2

100.0%

3-Month HIBOR Futures

10

0

-

1-Month HIBOR Futures

0

0

-

RMB Currency Futures - USD/CNH Futures

3,200

3,188

0.4%

RMB Currency Futures - EUR/CNH Futures

7

2

250.0%

RMB Currency Futures - JPY/CNH Futures

2

5

-60.0%

RMB Currency Futures - AUD/CNH Futures

2

1

100.0%

RMB Currency Futures - CNH/USD Futures

34

51

-33.3%

USD Gold Futures

471

321

46.7%

CNH Gold Futures

1,402

1,077

30.2%

Iron Ore Futures – Monthly Contracts *

628

-

-

Iron Ore Futures – Quarterly Contracts *

2

-

-

London Aluminium Mini Futures

2

4

-50.0%

London Zinc Mini Futures

2

2

0.0%

London Copper Mini Futures

2

5

-60.0%

London Lead Mini Futures

2

1

100.0%

London Nickel Mini Futures

1

2

-50.0%

London Tin Mini Futures

0

0

-

Total Options

770,160

569,436

35.2%

Hang Seng Index Options

49,374

40,473

22.0%

Mini Hang Seng Index Options

7,989

6,223

28.4%

Flexible Hang Seng Index Options

0

0

-

Hang Seng China Enterprises Index Options

79,669

81,478

-2.2%

Mini-Hang Seng China Enterprises Index Options

1,671

2,012

-16.9%

Flexible Hang Seng China Enterprises Index Options

0

250

-100.0%

Stock Options

631,437

438,965

43.8%

RMB Currency Futures - USD/CNH Options

20

35

-42.9%

Total Futures and Options

1,129,869

880,815

28.3%

* Trading in Iron Ore Futures – Monthly Contracts commenced on 13 Nov 2017
* Trading in Iron Ore Futures – Quarterly Contracts commenced on 13 Nov 2017 

 

Clearing and Settlement

CCASS Statistics (securities market)

Nov 2017

Oct 2017

% Change

Average daily number of exchange trades settled by CCASS

1,498,306

1,329,731

12.68%

Average daily number of settlement instructions (SIs) settled by CCASS

102,534

97,000

5.71%

Average daily number of investor SIs (ISIs) settled by CCASS

382

349

9.46%

Average daily settlement efficiency of CNS stock positions on due day (T+2)

99.89

99.92

N/A

Shares deposited in the CCASS depository

– % of total issued shares

– % of the total market capitalisation

75.85

58.61

75.67

58.17

N/A

N/A

DCASS Statistics (derivatives market)

Nov 2017

Oct 2017

% Change

Month-end Open Interest (contracts)

 

 

 

– Equity Index Futures

590,815

596,137

-0.9%

– Stock Futures

5,916

5,166

14.5%

– 5-Year MOF T-Bond Futures

108

104

3.8%

– Interest Rates Futures

520

290

79.3%

– RMB Currency Futures

25,438

26,059

-2.4%

– Gold Futures

595

809

-26.5%

– Iron Ore Futures

199

-

-

– London Metal Mini Futures

17

111

-84.7%

– Equity Index Options

3,792,902

3,569,752

6.3%

– Stock Options

10,434,216

8,510,923

22.6%

– RMB Currency Options

3,517

3,576

-1.6%

 

Year-to-date Statistics

Securities Market

Nov 2017

YTD

Nov 2016

YTD

% Change

No. of newly listed companies #

151

109

38.5%

Average daily turnover by value ($Mil.) ^

86,884

67,194

29.3%

Average share traded per trading day (Mil. Shares)

178,785

188,308

-5.1%

Average no. of trades per trading day

1,229,470

1,086,605

13.1%

Fund raised by IPOs ($Mil.)

116,262

178,341

-34.8%

Total funds raised (including IPOs) ($Mil.)*

501,168

425,432

17.8%

Derivatives Market

Nov 2017
YTD

Nov 2016
YTD

% Change

Average daily volume (contracts)

 

 

 

– Equity Index Futures

301,641

341,683

-11.7%

– Stock Futures

482

926

-47.9%

– 5-Year MOF T-Bond Futures

53

-

-

– Interest Rates Futures

2

0

-

– RMB Currency Futures

2,996

2,010

49.1%

– Gold Futures

1,123

-

-

– Iron Ore Futures

629

-

-

– London Metal Mini Futures

11

127

-91.3%

– Equity Index Options

129,422

123,078

5.2%

– Stock Options

422,887

296,890

42.4%

– RMB Currency Options

57

-

-

Clearing & Settlement

Nov 2017
YTD

Nov 2016
YTD

% Change

Average daily number of exchange trades handled by CCASS

1,228,844

1,085,908

13.16%

Average daily number of settlement instructions (SIs) settled by CCASS

91,362

82,800

10.34%

Average daily number of investor SIs (ISIs) settled by CCASS

337

276

22.10%

# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only

 

Historical Records

up to 30 November 2017

Top 10 Hang Seng Index Closes

Rank

Date

Close

1

2007/10/30

31638.22

2

2007/10/29

31586.90

3

2007/11/01

31492.88

4

2007/10/31

31352.58

5

2007/11/02

30468.34

6

2007/10/26

30405.22

7

2017/11/22

30003.49

8

2017/11/24

29866.32

9

2007/10/25

29854.49

10

2017/11/21

29818.07

 

Top 10 Daily Market Turnover
(Main Board and GEM)

Rank

Date

Turnover ($)

1

2015/04/09

293,910,756,648

2

2015/04/13

266,098,632,854

3

2015/04/08

252,396,050,844

4

2015/04/14

239,903,336,931

5

2015/07/08

237,429,139,110

6

2015/04/10

222,888,834,174

7

2015/04/15

218,018,391,899

8

2015/04/17

215,953,404,099

9

2015/07/06

214,812,393,078

10

2015/07/09

213,825,663,405

 

Top 10 Market Capitalisation
(Main Board and GEM)

Rank

Date

Market Capitalisation ($)

1

2017/11/22

33,646,386,749,445

2

2017/11/24

33,587,970,100,830

3

2017/11/21

33,466,869,459,220

4

2017/11/23

33,466,052,192,651

5

2017/11/29

33,367,184,694,477

6

2017/11/28

33,360,015,298,931

7

2017/11/27

33,305,349,146,445

8

2017/11/13

33,240,492,313,031

9

2017/11/09

33,230,284,908,572

10

2017/11/10

33,196,856,987,995

 

Record High for Top-10 Derivatives Market Products (Based on Contract Volume)

Product

Record High Daily Volume

Record High Open Interest

 

Contracts

Date

Contracts

Date

Stock Options

1,221,324

2015/04/13

12,502,433

2017/11/28

Hang Seng China Enterprises Index Futures

467,559

2015/08/26

519,817

2015/12/29

Hang Seng Index Futures

316,855

2016/09/27

206,082

2017/06/27

Hang Seng China Enterprises Index Options

188,957

2015/09/04

3,421,959

2017/11/28

Mini Hang Seng Index Futures

141,519

2016/06/24

21,682

2011/06/17

Hang Seng Index Options

116,835

2011/08/05

594,941

2017/11/28

Mini-Hang Seng China Enterprises Index Futures

74,511

2015/07/08

16,436

2014/12/11

Stock Futures

27,966

2007/03/28

47,050

2013/03/27

HSCEI Dividend Point Index Futures

27,501

2017/02/14

184,626

2016/12/13

RMB Currency Futures - USD/CNH Futures

20,338

2017/01/05

46,711

2017/01/04


Updated 30 Nov 2017

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