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Rules and Guidelines on Listing Matters
Listing Rule Update/ Interpretation for GEM Listing Rules

Updated: 1 April 2009

Amendment to the GEM Listing Rules relating to the Review of Model Code for Securities Transactions by Directors of Listed Issuers (effective 1 April 2009)

Amendments to the GEM Listing Rules relating to Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper (Marked-up version of amended rules only) (effective 1 January 2009)

Minor amendments to the GEM Listing Rules (effective 1 September 2008)

Amendments to the GEM Listing Rules relating to the GEM Review (Marked-up version of amended rules only) (effective 1 July 2008)

Amendments to the GEM Listing Rules relating to the Closing Auction Session (effective 26 May 2008)

Amendments to the GEM Listing Rules relating to IPO brokerage and publication of announcements (Marked-up version of amended rules only) (effective 9 July 2007 (IPO brokerage) & 10 March 2008 (publication of announcements))

Various amendments to the GEM Listing Rules (Marked-up version of amended rules only) (effective 21 May 2007)

Consolidated Amendments to the GEM Listing Rules relating to the Electronic Disclosure Project (excluding Headline Categories) (Marked-up version of amended rules only) (effective 25 June 2007)

Proposed Headline Categories

Amendments to the GEM Listing Rules relating to the regulation of sponsors and compliance advisers (Marked-up version of amended rules only) (effective 1 January 2007)

Amendments to the GEM Listing Rules relating to appointment of additional Listing Committee deputy chairman (Marked-up version of amended rules only) (22 September 2006)

Various amendments to the GEM Listing Rules relating to minor and housekeeping amendments (effective on 1 March, 2006)

Amendments to the GEM Listing Rules relating to composition changes to the GEM Listing Committee (amendment to GEM Listing Rule 3.22 became effective on 3 February 2006; the other amendments will become effective in May 2006)

Amendments to the GEM Listing Rules relating to the Code on Corporate Governance Practices and Rules on the Corporate Governance Report (Marked-up version of amended rules only) (19 November 2004)

Amendments to the GEM Listing Rules relating to the regulation of sponsors and independent financial advisers (Marked-up version of amended rules only) (19 October, 2004)

Amendments to the GEM Listing Rules relating to corporate governance issues (Marked-up version) (Update - 31 March, 2004)