Eligible Single Hong Kong Stocks for Derivative Warrants Issuance in Previous Quarter

Previous Quarterly Published List of Eligible Underlying for Derivative Warrants Issuance (2nd quarter 2026)

Effective: 18 May 2026 to 16 August 2026

Stock Code	Name of Company	Notes
1	CKH HOLDINGS
2	CLP HOLDINGS
3	HK & CHINA GAS
4	WHARF HOLDINGS
5	HSBC HOLDINGS
6	POWER ASSETS
8	PCCW
10	HANG LUNG GROUP
12	HENDERSON LAND
13	HUTCHMED
14	HYSAN DEV
16	SHK PPT
17	NEW WORLD DEV
19	SWIRE PACIFIC A
20	SENSETIME-W
23	BANK OF E ASIA
27	GALAXY ENT
53	GUOCO GROUP
66	MTR CORPORATION
69	SHANGRI-LA ASIA
83	SINO LAND
101	HANG LUNG PPT
123	YUEXIU PROPERTY
135	KUNLUN ENERGY
136	CHINA RUYI
142	FIRST PACIFIC
144	CHINA MER PORT
148	KINGBOARD HLDG
151	WANT WANT CHINA
152	SHENZHEN INT'L
165	CHINA EB LTD
168	TSINGTAO BREW
175	GEELY AUTO
177	JIANGSU EXPRESS
179	JOHNSON ELEC H
189	DONGYUE GROUP
220	U-PRESID CHINA
241	ALI HEALTH
247	TST PROPERTIES
257	EB ENVIRONMENT
267	CITIC
268	KINGDEE INT'L
270	GUANGDONG INV
285	BYD ELECTRONIC
288	WH GROUP
290	GOFINTECH QUANT
291	CHINA RES BEER
293	CATHAY PAC AIR
300	MIDEA GROUP
303	VTECH HOLDINGS
316	OOIL
322	TINGYI
325	BLOKS
340	TONGGUAN GOLD
354	CHINASOFT INT'L
358	JIANGXI COPPER
363	SHANGHAI IND H
371	BJ ENT WATER
384	CHINA GAS HOLD
386	SINOPEC CORP
388	HKEX
390	CHINA RAILWAY
392	BEIJING ENT
425	MINTH GROUP
440	DAH SING
460	SIHUAN PHARM
467	UNITEDENERGY GP
486	RUSAL
512	GRAND PHARMA
522	ASMPT
546	FUFENG GROUP
548	SHENZHENEXPRESS
551	YUE YUEN IND
552	CHINACOMSERVICE
564	ZCZL
570	TRAD CHI MED
576	ZHEJIANGEXPRESS
579	JNCEC
586	CONCH VENTURE
590	LUK FOOK HOLD
598	SINOTRANS
631	SANY INT'L
639	SHOUGANG RES
656	FOSUN INTL
659	CTF SERVICES
666	REPT BATTERO
669	TECHTRONIC IND
670	CHINA EAST AIR
683	KERRY PPT
688	CHINA OVERSEAS
696	TRAVELSKY TECH
697	SHOUCHENG
700	TENCENT
728	CHINA TELECOM
753	AIR CHINA
762	CHINA UNICOM
763	ZTE
772	CHINA LIT
778	FORTUNE REIT
780	TONGCHENGTRAVEL
788	CHINA TOWER
800	WERIDE-W
817	CHINA JINMAO
819	TIANNENG POWER
823	LINK REIT
836	CHINA RES POWER
853	MICROPORT
857	PETROCHINA
863	OSL GROUP
867	CMS
868	XINYI GLASS
880	SJM HOLDINGS
881	ZHONGSHENG HLDG
883	CNOOC
902	HUANENG POWER
914	CONCH CEMENT
916	CHINA LONGYUAN
921	HISENSE HA
934	SINOPEC KANTONS
939	CCB
941	CHINA MOBILE
945	MANULIFE-S
956	CHINA SUNTIEN
960	LONGFOR GROUP
966	CHINA TAIPING
968	XINYI SOLAR
975	MONGOL MINING
981	SMIC
991	DATANG POWER
992	LENOVO GROUP
995	ANHUIEXPRESSWAY
998	CITIC BANK
1024	KUAISHOU-W
1030	SEAZEN
1038	CKI HOLDINGS
1044	HENGAN INT'L
1055	CHINA SOUTH AIR
1060	DAMAI ENT
1066	WEIGAO GROUP
1070	TCL ELECTRONICS
1071	HUADIAN POWER
1072	DONGFANG ELEC
1088	CHINA SHENHUA
1093	CSPC PHARMA
1099	SINOPHARM
1109	CHINA RES LAND
1113	CK ASSET
1114	BRILLIANCE CHI
1128	WYNN MACAU
1133	HARBIN ELECTRIC
1138	COSCO SHIP ENGY
1157	ZOOMLION
1164	CGN MINING
1171	YANKUANG ENERGY
1177	SBP GROUP
1179	HWORLD-S
1186	CHINA RAIL CONS
1193	CHINA RES GAS
1196	REALORD GROUP
1199	COSCO SHIP PORT
1208	MMG
1209	CHINA RES MIXC
1211	BYD COMPANY
1258	CHINFMINING
1276	HENGRUI PHARMA
1288	ABC
1299	AIA
1302	LIFETECH SCI
1308	SITC
1316	NEXTEER
1318	MAO GEPING
1336	NCI
1339	PICC GROUP
1347	HUA HONG SEMI
1357	MEITU
1359	CHINA CINDA
1361	361 DEGREES
1364	GUMING
1368	XTEP INT'L
1378	CHINAHONGQIAO
1385	SHANGHAI FUDAN
1398	ICBC
1415	COWELL
1428	BRIGHT SMART
1440	STAR SHINE HLDG
1508	CHINA RE
1519	J&T EXPRESS-W
1530	3SBIO
1548	GENSCRIPT BIO
1579	YIHAI INTL
1585	YADEA
1618	MCC
1651	TSUGAMI CHINA
1658	PSBC
1672	ASCLETIS-B
1681	CONSUN PHARMA
1698	TME-SW
1729	TIME INTERCON
1735	CENTRAL NEW EGY
1766	CRRC
1772	GANFENGLITHIUM
1776	GF SEC
1787	SD GOLD
1788	GUOTAI JUNAN I
1797	EAST BUY
1800	CHINA COMM CONS
1801	INNOVENT BIO
1810	XIAOMI-W
1816	CGN POWER
1818	ZHAOJIN MINING
1833	PA GOODDOCTOR
1836	STELLA HOLDINGS
1860	MOBVISTA
1866	CHINA XLX FERT
1876	BUD APAC
1880	CTG DUTY-FREE
1882	HAITIAN INT'L
1888	KB LAMINATES
1898	CHINA COAL
1908	C&D INTL GROUP
1910	SAMSONITE
1913	PRADA
1918	SUNAC
1919	COSCO SHIP HOLD
1928	SANDS CHINA LTD
1929	CHOW TAI FOOK
1951	JXR
1952	EVEREST MED
1963	BCQ
1972	SWIREPROPERTIES
1988	MINSHENG BANK
1997	WHARF REIC
1999	MAN WAH HLDGS
2007	COUNTRY GARDEN
2013	WEIMOB INC
2015	LI AUTO-W
2016	CZBANK
2018	AAC TECH
2020	ANTA SPORTS
2026	PONY-W
2038	FIH
2039	CIMC
2050	SANHUA
2057	ZTO EXPRESS-W
2076	BOSS ZHIPIN-W
2096	SIMCERE PHARMA
2097	MIXUE GROUP
2099	CHINAGOLDINTL
2142	HBM HOLDINGS-B
2145	CHICMAX
2162	KEYMED BIO-B
2186	LUYE PHARMA
2196	FOSUN PHARMA
2202	CHINA VANKE
2208	GOLDWIND
2228	XTALPI
2233	WESTCHINACEMENT
2238	GAC GROUP
2252	MEDBOT-B
2256	ABBISKO-B
2259	ZIJIN GOLD INTL
2268	WUXI XDC
2269	WUXI BIO
2276	CONANT OPTICAL
2282	MGM CHINA
2313	SHENZHOU INTL
2318	PING AN
2319	MENGNIU DAIRY
2328	PICC P&C
2331	LI NING
2333	GWMOTOR
2338	WEICHAI POWER
2343	PACIFIC BASIN
2357	AVICHINA
2359	WUXI APPTEC
2367	GIANT BIOGENE
2378	PRU
2380	CHINA POWER
2382	SUNNY OPTICAL
2386	SINOPEC SEG
2388	BOC HONG KONG
2400	XD INC
2419	DEKON AGR
2423	BEKE-W
2432	DOBOT
2498	ROBOSENSE
2517	GUOQUAN
2518	AUTOHOME-S
2525	HESAI-W
2533	BLACK SESAME
2577	INNOSCIENCE
2588	BOC AVIATION
2600	CHALCO
2601	CPIC
2602	ONEWO
2607	SH PHARMA
2610	NANSHAN AL INTL
2611	GTHT
2616	CSTONE PHARMA-B
2618	JD LOGISTICS
2628	CHINA LIFE
2638	HKELECTRIC-SS
2666	UNI MEDICAL
2669	CHINA OVS PPT
2688	ENN ENERGY
2689	ND PAPER
2696	HENLIUS
2727	SH ELECTRIC
2788	CHUANGXIN IND
2799	CITIC FAMC
2800	TRACKER FUND
2801	ISHARES CHINA
2821	ABF PAIF	**
2822	CSOP A50 ETF
2823	ISHARES A50
2828	HSCEI ETF
2830	CSOP SAUDI
2836	ISHARES INDIA
2840	SPDR GOLD TRT
2846	ISHARESCSI300
2869	GREENTOWN SER
2883	CHINA OILFIELD
2888	STANCHART
2899	ZIJIN MINING
3010	ISHARES AXJ
3032	HSTECH ETF
3033	CSOP HS TECH
3067	ISHARESHSTECH
3188	CAM CSI300
3199	ICBCCSOP CGPB
3288	HAITIAN FLAV
3311	CHINA STATE CON
3320	CHINARES PHARMA
3323	CNBM
3328	BANKCOMM
3330	LINGBAO GOLD
3339	LONKING
3347	TIGERMED
3360	FE HORIZON
3393	WASION HOLDINGS
3396	LEGENDHOLDING
3403	CAM HSI ESG
3416	A GX HSCEICC
3432	CSOP HKCNCON
3443	CSOP HK EQUITY
3455	INVESCO QQQ
3466	HS HIGH DIV
3606	FUYAO GLASS
3618	CQRC BANK
3660	QFIN-S
3668	YANCOAL AUS
3690	MEITUAN-W
3692	HANSOH PHARMA
3738	VOBILE GROUP
3750	CATL
3759	PHARMARON
3800	GCL TECH
3808	SINOTRUK
3858	JIAXIN INTL RES
3888	KINGSOFT
3896	KINGSOFT CLOUD
3898	TIMES ELECTRIC
3899	CIMC ENRIC
3900	GREENTOWN CHINA
3908	CICC
3931	CALB
3933	UNITED LAB
3939	WANGUO GOLD GP
3958	DFZQ
3968	CM BANK
3969	CHINA CRSC
3988	BANK OF CHINA
3993	CMOC
3996	CH ENERGY ENG
3998	BOSIDENG
6030	CITIC SEC
6031	SANY HEAVY IND
6049	POLY PPT SER
6055	CTIHK
6060	ZA ONLINE
6066	CSC
6069	SY HOLDINGS
6082	BIREN TECH
6088	FIT HON TENG
6098	CG SERVICES
6099	CMSC
6110	TOPSPORTS
6160	BEONE MEDICINES
6181	LAOPU GOLD
6186	CHINA FEIHE
6198	QINGDAO PORT
6613	LENS
6616	GLOBAL NEW MAT
6618	JD HEALTH
6666	EVERG SERVICES
6682	PHANCY
6690	HAIER SMARTHOME
6693	CHIFENG GOLD
6818	CEB BANK
6823	HKT-SS
6855	ASCENTAGE-B
6862	HAIDILAO
6869	YOFC
6881	CGS
6886	HTSC
6887	SUNSHINE PHARMA
6936	SF HOLDING
6963	SUNSHINE INS
6969	SMOORE INTL
6979	ZJLD
6990	SKB BIO
9010	ISHARES AXJ-U	**
9067	ISHARESHSTECH-U	**
9188	CAM CSI300-U	**
9403	CAM HSI ESG-U	**
9455	INVESCO QQQ-U	**
9606	DUALITYBIO-B
9618	JD-SW
9626	BILIBILI-W
9633	NONGFU SPRING
9658	SUPER HI
9660	HORIZONROBOT-W
9688	ZAI LAB
9690	TUHU-W
9696	TIANQI LITHIUM
9698	GDS-SW
9801	ISHARES CHINA-U	**
9836	ISHARES INDIA-U	**
9840	SPDR GOLD TRT-U	**
9846	ISHARESCSI300-U	**
9858	YOURAN DAIRY
9863	LEAPMOTOR
9866	NIO-SW
9868	XPENG-W
9880	UBTECH ROBOTICS
9888	BIDU-SW
9896	MNSO
9898	WB-SW
9899	NETEASE MUSIC
9900	ZCLOUD TECH CON
9901	NEW ORIENTAL-S
9911	NEWBORNTOWN
9926	AKESO
9927	SERES
9961	TRIP.COM-S
9969	INNOCARE
9973	CHERY AUTO
9985	WL DELICIOUS
9987	YUM CHINA
9988	BABA-W
9992	POP MART
9995	REMEGEN
9999	NTES-S
80016	SHK PPT-R	*
80020	SENSETIME-WR	*
80175	GEELY AUTO-R	*
80291	CHINARES BEER-R	*
80388	HKEX-R	*
80700	TENCENT-R	*
80883	CNOOC-R	*
80941	CHINA MOBILE-R	*
80992	LENOVO GROUP-R	*
81024	KUAISHOU-WR	*
81211	BYD COMPANY-R	*
81299	AIA-R	*
81810	XIAOMI-WR	*
82020	ANTA SPORTS-R	*
82318	PING AN-R	*
82331	LI NING-R	*
82333	GWMOTOR-R	*
82388	BOC HONG KONG-R	*
82800	TRACKER FUND-R	*
82822	CSOP A50 ETF-R	*
82823	ISHARES A50-R	*
82828	HSCEI ETF-R	*
82830	CSOP SAUDI-R	*
82840	SPDR GOLD TRT-R	*
82846	ISHARESCSI300-R	*
83010	ISHARES AXJ-R	*
83188	CAM CSI300-R	*
83199	ICBCCSOP CGPB-R	*
83403	CAM HSI ESG-R	*
83455	INVESCO QQQ-R	*
83690	MEITUAN-WR	*
86618	JD HEALTH-R	*
89618	JD-SWR	*
89888	BIDU-SWR	*
89988	BABA-WR	*

Additions to Previous Quarterly Published List of Eligible Underlying for Derivative Warrants Issuance (2nd quarter 2026)

Effective: 18 May 2026 to 16 August 2026

Stock Code	Name of Company	Effective Date	Notes
100	MINIMAX-W	18 May 2026 to 16 August 2026
2513	KNOWLEDGE ATLAS	18 May 2026 to 16 August 2026
3986	GIGADEVICE	18 May 2026 to 16 August 2026
6809	MONTAGE TECH	18 May 2026 to 16 August 2026
2475	LUXSHARE ICT	6 July 2026 to 16 August 2026
3308	ZJ INNOLIGHT	27 July 2026 to 16 August 2026
2476	VGT	3 August 2026 to 16 August 2026
2802	A CSOP HSCEICC	3 August 2026 to 16 August 2026
2817	PP CGBOND	3 August 2026 to 16 August 2026
2819	ABF HK IDX ETF	3 August 2026 to 16 August 2026
2825	WISECSIHK100ETF	3 August 2026 to 16 August 2026
2829	ISHARESCGB	3 August 2026 to 16 August 2026
2837	GX HS TECH	3 August 2026to 16 August 2026
2834	ISHARESND100	3 August 2026 to 16 August 2026
3011	A ICBCCICCUSD	3 August 2026 to 16 August 2026
3053	A CSOP HKD MM	3 August 2026 to 16 August 2026
3069	CAM HSBIOTECH	3 August 2026 to 16 August 2026
3081	VALUEGOLD ETF	3 August 2026 to 16 August 2026
3086	CAM NASDAQ100	3 August 2026 to 16 August 2026
3096	A CSOP USD MM	3 August 2026 to 16 August 2026
3110	GX HS HIGHDIV	3 August 2026 to 16 August 2026
3115	ISHARESHSI	3 August 2026 to 16 August 2026
3170	HS GOLD ETF	3 August 2026 to 16 August 2026
3191	GX CN SEMICON	3 August 2026 to 16 August 2026
3417	A GX HSTCC	3 August 2026 to 16 August 2026
3419	A GX HSICC	3 August 2026 to 16 August 2026
3433	CSOP UST20	3 August 2026 to 16 August 2026
3470	GX GREATERCHINA	3 August 2026 to 16 August 2026
9011	A ICBCCICCUSD-U	3 August 2026 to 16 August 2026	**
9069	CAM HSBIOTECH-U	3 August 2026 to 16 August 2026	**
9081	VALUEGOLD ETF-U	3 August 2026 to 16 August 2026	**
9086	CAM NASDAQ100-U	3 August 2026 to 16 August 2026	**
9096	A CSOP USD MM-U	3 August 2026 to 16 August 2026	**
9115	ISHARESHSI-U	3 August 2026 to 16 August 2026	**
9191	GX CN SEMICON-U	3 August 2026 to 16 August 2026	**
9416	A GX HSCEICC-U	3 August 2026 to 16 August 2026	**
9817	PP CGBOND-U	3 August 2026 to 16 August 2026	**
9829	ISHARESCGB-U	3 August 2026 to 16 August 2026	**
9834	ISHARESND100-U	3 August 2026 to 16 August 2026	**
82817	PP CGBOND-R	3 August 2026 to 16 August 2026	*
82829	ISHARESCGB-R	3 August 2026 to 16 August 2026	*
83053	A CSOP HKD MM-R	3 August 2026 to 16 August 2026	*
83069	CAM HSBIOTECH-R	3 August 2026 to 16 August 2026	*
83081	VALUEGOLD ETF-R	3 August 2026 to 16 August 2026	*
83110	GX HS HIGHDIV-R	3 August 2026 to 16 August 2026	*
83115	ISHARESHSI-R	3 August 2026 to 16 August 2026	*
83416	A GX HSCEICC-R	3 August 2026 to 16 August 2026	*

* Any derivative warrants with any of the following underlying assets will be issued, traded, and settled in Renminbi (RMB) only.

_{SHKPPT-R (stock code : 80016)}	_{SENSETIME-WR (stock code : 80020)}	_{GEELYAUTO-R (stock code : 80175)}	_{CHINARESBEER-R (stock code : 80291)}	_{HKEX-R (stock code : 80388)}
_{TENCENT-R (stock code : 80700)}	_{CNOOC-R (stock code : 80883)}	_{CHINAMOBILE-R (stock code : 80941)}	_{LENOVOGROUP-R (stock code : 80992)}	_{KUAISHOU-WR (stock code : 81024)}
_{BYDCOMPANY-R (stock code : 81211)}	_{AIA-R (stock code : 81299)}	_{XIAOMI-WR (stock code : 81810)}	_{ANTASPORTS-R (stock code : 82020)}	_{PINGAN-R (stock code : 82318)}
_{LINING-R (stock code : 82331)}	_{GWMOTOR-R (stock code : 82333)}	_{BOCHONGKONG-R (stock code : 82388)}	_{TRACKERFUND-R (stock code : 82800)}	_{PPCGBOND-R (stock code : 82817)}
_{CSOPA50ETF-R (stock code : 82822)}	_{ISHARESA50-R (stock code : 82823)}	_{HSCEIETF-R (stock code : 82828)}	_{ISHARESCGB-R (stock code : 82829)}	_{CSOPSAUDI-R (stock code : 82830)}
_{SPDRGOLDTRT-R (stock code : 82840)}	_{ISHARESCSI300-R (stock code : 82846)}	_{ISHARESAXJ-R (stock code : 83010)}	_{ACSOPHKDMM-R (stock code : 83053)}	_{CAMHSBIOTECH-R (stock code : 83069)}
_{VALUEGOLDETF-R (stock code : 83081)}	_{GXHSHIGHDIV-R (stock code : 83110)}	_{ISHARESHSI-R (stock code : 83115)}	_{CAMCSI300-R (stock code : 83188)}	_{ICBCCSOPCGPB-R (stock code : 83199)}
_{CAMHSIESG-R (stock code : 83403)}	_{AGXHSCEICC-R (stock code : 83416)}	_{INVESCOQQQ-R (stock code : 83455)}	_{MEITUAN-WR (stock code : 83690)}	_{JDHEALTH-R (stock code : 86618)}
_{JD-SWR (stock code : 89618)}	_{BIDU-SWR (stock code : 89888)}	_{BABA-WR (stock code : 89988)}

** Any derivative warrants with any of the following underlying assets will be issued, traded, and settled in USD only.

_{ABFPAIF (stock code : 2821)}	_{ISHARESAXJ-U (stock code : 9010)}	_{AICBCCICCUSD-U (stock code : 9011)}	_{ISHARESHSTECH-U (stock code : 9067)}	_{CAMHSBIOTECH-U (stock code : 9069)}
_{VALUEGOLDETF-U (stock code : 9081)}	_{CAMNASDAQ100-U (stock code : 9086)}	_{ACSOPUSDMM-U (stock code : 9096)}	_{ISHARESHSI-U (stock code : 9115)}	_{CAMCSI300-U (stock code : 9188)}
_{GXCNSEMICON-U (stock code : 9191)}	_{CAMHSIESG-U (stock code : 9403)}	_{AGXHSCEICC-U (stock code : 9416)}	_{INVESCOQQQ-U (stock code : 9455)}	_{ISHARESCHINA-U (stock code : 9801)}
_{PPCGBOND-U (stock code : 9817)}	_{ISHARESCGB-U (stock code : 9829)}	_{ISHARESND100-U (stock code : 9834)}	_{ISHARESINDIA-U (stock code : 9836)}	_{SPDRGOLDTRT-U (stock code : 9840)}
_{ISHARESCSI300-U (stock code : 9846)}