Market Turnover
-






-
-
|
|
|
|
|
|
-
-
-
On this page you will find an overview of key continuing obligations for listed issuers (and, where applicable, guarantors) of debt securities under the Listing Rules. The topics listed on this page are not meant to be exhaustive, and are intended to help listed issuers and guarantors navigate their regulatory responsibilities under the Listing Rules.
Expand / Collapse all
Disclosure obligations

Issuers (and, where applicable, guarantors) are required to announce:

  1. Any information which may have a material effect on an issuer/guarantor’s ability to meet the obligations under listed debt securities
  2. Any information which is necessary to avoid a false market in its listed debt securities
  3. Any inside information that is required to be disclosed under the Inside Information Provisions of the Securities and Futures Ordinance
Prompt response to Exchange enquiries
The issuer (and, where applicable, guarantors) must respond promptly to the Exchange’s enquiries concerning unusual price movements in the price or trading volume of listed debt securities, the possible development of a false market, or any other matters
Notification to the Exchange
Issuers are required to notify the Exchange in advance of any proposal to amend the trust deed for any debt issues to professional investors only
Financial information
  1. For debt issues to professional investors only, issuers (and, where applicable, guarantors) that are body corporates are required to provide financial information to the Exchange
  2. For debt issues to public investors, financial information is required to be published under the Listing Rules
For details see: Chapter 37 of Main Board Listing Rules / Chapter 30 of GEM Listing Rules (for debt issues to professional investors only) and Chapters 26 to 36 of Main Board Listing Rules / Chapters 31 to 35 of GEM Listing Rules for debt issues to public investors)