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Potential Applicants Listed Issuers Directors
As a Listed Issuer,
you can find some helpful resources here
Consolidation of our guidance materials for listed issuers and products.
Listing Rules
Find Listing Rules for listed issuers here.
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Guidance
Find listing-related guidance materials for listed issuers here.
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Checklists, Forms & Templates
Find information on submitting documents to HKEX for listed issuers here.
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e-Submission System
Online platform for listed issuers to submit documents to HKEX.
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Continuing Obligations
Once listed, listed issuers of equity securities and debt securities, and issuers of structured products, are subject to continuing obligations under the Listing Rules. Find out more about these obligations here.
Equity Securities Debt Securities Structured Products
Education Centre
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44b6fd49f548c9d3b34bbab8c8e503c17f8a9936
Connected Transaction Rules
Video
Training course explaining connected persons, the connected transactions requirements and exemptions under the Listing Rules.
e3fb7bd60ed202e03b6e3214273de9600a96ba3c
Shared Schemes
Video
This training introduces the requirements for share schemes under Chapter 17 of the Listing Rules effective from 1 January 2023, including the requirements for share schemes involving issuance of new shares, grant of existing shares of listed issuers, and share schemes of a subsidiary.
2f6c869b73ce1be19685c30e5182a6c72f7c1dac
INEDs Role in Corporate Governance
Video
Training on particular roles INEDs play in supporting issuers’ corporate governance
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