The Case of Mr Chung Hung Chong ("Mr Chung")


The substance of the charge proved against Mr Chung was that in September 1997, Mr Chung, being an Authorised Clerk of his former employer, had engaged in trading malpractices through his account and a nominee account in the name of his wife opened at his former employer.


The Disciplinary Committee, having considered all the information before it including the penalties imposed in previous cases and Mr Chung's representation, resolved that a penalty of public censure plus a fine of HK$4,000 be imposed on Mr Chung.

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