This web site includes information about security futures and options on security futures (referred to collectively herein as “security futures products”) listed on the Hong Kong Futures Exchange Ltd. (“HKFE”) and cleared by HKFE Clearing Corporation Ltd. (“HKCC”, and together with HKFE and their respective affiliates “HKEX”). Neither HKFE nor HKCC is registered, licensed, recognized, or designated with or by the U.S. Commodity Futures Trading Commission (“CFTC”) or U.S. Securities and Exchange Commission (“SEC”) in any capacity, including as a designated contract market, derivatives clearing organization, futures commission merchant, introducing broker, commodity pool operator, commodity trading advisor, national securities exchange, clearing agency, broker-dealer, or investment adviser. Security futures products listed on HKFE and cleared by HKCC may only be traded in the United States or by U.S. persons through a properly licensed intermediary and in compliance with applicable U.S. laws and regulations.
The information contained herein is for general informational and educational purposes only and is provided for the sole purpose of familiarizing Permitted Recipients, as defined below, with security futures products that are or may be traded on or through HKFE and cleared by HKCC. The information contained herein does not constitute an offer, solicitation, invitation, or recommendation to subscribe for or to purchase or sell any securities, options on securities, futures, options on futures, commodity options, OTC derivatives, or other products or to provide any investment, financial, tax, legal, or other advice or service of any kind. The information included herein is solely intended for distribution to and use by professional investors, including certain U.S. institutions and other entities in the United States that meet specified criteria, as described below.
Any product or service described herein (i) has not been registered for offer or sale in the United States, (ii) has not been approved by any U.S. governmental authority, and (iii) is not subject to any U.S. disclosure requirements. Further, this material is not directed at, and is not intended for distribution to or use by, any person in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject HKEX to any registration requirement within such jurisdiction or country.
Although the information contained herein is obtained or compiled from sources believed by HKEX to be reliable, HKEX does not guarantee the accuracy, validity, timeliness, or completeness of the information or data for any particular purpose, and HKEX does not accept any responsibility for, and is not liable for, errors, omissions, or other inaccuracies in the information or for the consequences thereof. The information set out herein is provided on an “as is” and “as available” basis and may be amended or changed. Nothing herein constitutes or is intended as financial, tax, legal, or other advice. Interested parties should consult their financial, tax, legal, and other advisors prior to transacting in any product or service described herein.
HKEX shall not be responsible or liable for any loss or damage, directly or indirectly, arising from the use of or reliance upon any information provided herein.
Nothing of the information included herein should be regarded as creating any obligation on the part of HKEX to the recipient or any other party. Rights and obligations with regard to the products and services described herein shall be determined exclusively by the applicable laws, rules, and regulations of Hong Kong and the rules of HKEX.
The only entities in the United States to which the information herein is intended to be distributed are: (i) entities (including broker-dealers that are registered with the SEC) that are “qualified institutional buyers,” as defined in Rule 144A under the U.S. Securities Act of 1933, as amended (the “U.S. Securities Act”); or (ii) entities that are not “U.S. persons” for purposes of Regulation S under the U.S. Securities Act. In addition to satisfying the foregoing requirements, recipients of the information herein must be “eligible contract participants” as defined under the U.S. Commodity Exchange Act, as amended, and the regulations of the CFTC. Persons who satisfy the foregoing requirements are referred to herein as “Permitted Recipients.”
Evaluated Yield-to-Maturity Data provided by ChinaBond Pricing Center Co., Ltd.
The Evaluated Yield-to-Maturity Data of China Government Bonds is calculated, compiled and provided by ChinaBond Pricing Center Co., Ltd. and the intellectual property rights in such data belong to ChinaBond Pricing Center Co., Ltd. ChinaBond Pricing Center Co., Ltd. makes no representation or warranty, whether express or implied, regarding the accuracy, completeness or timeliness of the Evaluated Yield-to-Maturity Data of China Government Bonds or related information, or any results that may be obtained by recipients of such data.
The information included herein is intended only for Permitted Recipients, and is not to be forwarded or distributed to any other person, and is not to be reproduced in any manner whatsoever. Any forwarding, distribution, or reproduction of the information included herein, in whole or in part, is unauthorized.