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Disciplinary Matters

 
Rules and Procedures

The following overview is for reference only and is by no means an exhaustive list of the disciplinary powers that may be exercised by the relevant exchanges and/or clearing houses.  For all applicable rules, regulations and procedures relating to disciplinary matters, please visit Overview of Rules.

SEHK

HKFE 

HKSCC

HKCC

SEOCH               

Circulars


Updated 04 Mar 2019

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