Structured Products Issuers

Christmas Day

While HKEX’s Hong Kong markets will be closed on 25 and 26 December, all MSCI and currency products in the derivatives market will be available for trading. The Hong Kong markets will re-open as usual on 29 December. Please visit the HKEX Calendar for detailed trading arrangements and visit the Derivatives Holiday Trading page for a list of Holiday Trading Products.

Market Turnover

繁简

About HKEX

Related Sites: LME

Exchange Traded Products

Structured Products

Real Estate Investment Trusts

Eligible OTC Clear Products

Interest Rate Swaps

Non Deliverable Forwards

Cross Currency Swaps

Deliverable FX

Find a Partner

MSCI Index Futures & Options

HKEX Sustainable & Green Exchange

Data and Index Services

Real Time Data Services

Historical Data Services

Settlement and Depository

Settlement - Securities

Depository

Common Nominee Services

Securities Admission into CCASS

PFMI

Unclaimed Entitlements Held by HKSCC Nominees Limited

Uncertificated Securities Market

Platform Services

Client Connect

Corporate Action Messaging Standardisation

FINI - A New Era for Hong Kong’s IPO market

Orion Cash Platform

Orion Derivatives Platform

Integrated Fund Platform

HKEX Issuer Access Platform

Southeast Asia Listing Insights

Northbound and Southbound

Sustainable & Green Exchange (STAGE)

Core Climate

Biotech @ HKEX

Listing of Specialist Technology Companies

Checklists, forms & templates

Listing Consultations

Sustainability & Governance

Education Centre

About Listing & Contacts

News Centre

Corporate News Releases

Regulatory Announcements

Market Communications

Stock Quote Lookup

Exchange Traded Products

Derivative Warrants

Inline Warrants

Callable Bull / Bear Contracts

Real Estate Investment Trusts

Debt Securities

Futures & Options Prices

Clearing, Settlement and Depository

HKEXnews

News Alerts

Market Data Services

Our
Products
- Securities
- Listed Derivatives
- OTC Derivatives
- Find a Partner
  Search our directory to find brokers, clearing members, information vendors and more
- MSCI Index Futures & Options
  HKEX launched 39 MSCI equity index futures and options contracts
- HKEX Sustainable & Green Exchange
  Collaborating on sustainable finance amongst our stakeholders
Our
Services
- Trading
  - Securities
    Overview
    Infrastructure
  - Derivatives
    Overview
    Infrastructure
- Connectivity
  - Hosting Services
  - SDNet/2
- Data and Index Services
- Rules, Forms & Fees
- Clearing
  - Securities
    Overview
    Infrastructure
    Risk Management
    CCP Disclosures
  - Listed Derivatives
    Overview
    Infrastructure
    Risk Management
    CCP Disclosures
  - OTC Clear
    Overview
    Infrastructure
    Risk Management
    CCP Disclosures
- Settlement and Depository
- Platform Services
- Circulars & Notices
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- Become a Participant
  Connect to Hong Kong’s financial market through HKEX
- HKEX Connect Hall
  A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
Join
Our Markets
- IPO
- Northbound and Southbound
  - Stock Connect
  - Bond Connect
- Commodities
  - LME
  - QME
- Sustainable Finance
  - Sustainable & Green Exchange (STAGE)
  - Core Climate
- Biotech @ HKEX
  
  HKEX connects capital with a rich range of biotech issuers and investment products.
- Listing of Specialist Technology Companies
  A new listing pathway for Specialist Technology Companies.
- Core Climate
  The new carbon marketplace from HKEX
Listing
Regulations
- Sustainability & Governance
  A centralised platform to advance issuers’ ESG journey and corporate governance.
- Education Centre
  A centralised education platform, including e-Learning.
- About Listing & Contacts
  Find information about listing, including committee members and contact persons.
News
centre
- Corporate News Releases
- Regulatory Announcements
- Market Communications
- Market Consultations
- News Centre
  Snapshot about HKEX latest news and information
- HKEX Calendar
  Subscribe to our calendar containing trading and clearing information, public holidays and more
- Research Reports
  Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Connect
Programmes
- Daily Statistics
  Statistics on Shanghai and Shenzhen Connect updated daily
- Market Highlights
  View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
- Eligible Securities
  A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market
Data
- Securities Prices
- Futures & Options Prices
- Statistics
- HKEXnews
  View listed company announcements and more on the centralised platform for regulatory filings and disclosures
- News Alerts
  Sign up to receive company announcements or website updates by email
- Market Data Services
  Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department

Structured Products Issuers

Last updated in November 2024. Appendix numbers were re-organised with effect from 31 December 2023. Click here to view the Appendix Number Destination Table.

Unless otherwise specified, all applications, correspondences and forms should be sent via electronic means to the Listing Division through the Exchange’s e-Submission System (ESS) (https://www1.eSubmission.hkex.com.hk) or by email.

Forms which are marked as “(e-form)” should be downloaded and submitted through ESS.

To open the e-Form Templates, please download the e-Form Templates and have Adobe Acrobat Reader DC installed. Mobile devices such as tablets and mobile phones cannot be used for the e-Forms Templates.

Document Template Code	Document Template Name
*1.Template*
SPEW001 (Filling Guide)	Notice of Suspension of Trading and Withdrawal of Listing Announcement Form (e-form)
SPRV001 (Filling Guide)	Notice of Valuation of Residual Value Announcement Form (e-form)