16/04/2021 |
Publication of Consultation Paper on Review of Corporate Governance Code and Related Listing Rules |
News Centre > Market Consultations |
31/03/2021 |
Publication of Consultation Paper on Listing Regime for Overseas Issuers |
News Centre > Market Consultations |
05/03/2021 |
Publication of Guidance Letter on Pre-vetting for placing to connected clients in an initial public offering
• GL110-21 |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
05/03/2021 |
Publication of revised Guidance Letter
• GL85-16 |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
27/02/2021 |
Publication of revised guidelines for Listing e-Forms M103 |
Listing e-Forms |
27/02/2021 |
Publication of revised Listing e-Forms for New Applicants
• SE001/ M103/ G103/ M201_G201/ DU003M/ DU004M/ DU005M/ DU003G/DU004G/ DU005G/ FF004
|
Checklists and Forms > New Applicants
and
Listing e-Forms |
27/02/2021 |
Publication of revised Listing e-Forms for Main Board Issuers
• CF006/ CF093/ DU003M/ DU004M/ DU005M/ FF004/ FF005/ FFD001M
|
Checklists and Forms > Main Board Issuers
and
Listing e-Forms |
27/02/2021 |
Publication of revised Listing e-Forms for GEM Issuers
• CF006/ CF093/ DU003G/ DU004G/ DU005G/ FF004/ FF005/ FF201G
|
Checklists and Forms > GEM Issuers
and
Listing e-Forms |
10/02/2021 |
Publication of revised Guidance Letter
• GL107-20
|
Interpretation and Guidance > Guidance Letters>Guidance Letters for New Applicants
|
09/02/2021 |
Publication of Revised Frequently Asked Questions
• FAQ No. 054-2019
• FAQ No. 055-2019
|
Interpretation and Guidance > Frequently Asked Questions |
09/02/2021 |
Publication of Revised Guides
• Guide on Practices and Procedures for Post-vetting Announcements of Listed Issuers and Handling Matters involving Trading Arrangements prior to Publication of Announcements
|
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
09/02/2021 |
Publication of Revised Checklists
• DR001M/ DR002M/ DR003M/ DR004M/ DR005M/ DR006M/ DR007M/ DR008M/ DR009M/ DR011/ DR012M
|
Checklists and Forms > Main Board Issuers |
09/02/2021 |
Publication of Revised Checklists
• DR001G/ DR002G/ DR003G/ DR004G/ DR005G/ DR006G/ DR007G/ DR008G/ DR009G/ DR011/ DR012G
|
Checklists and Forms > GEM Issuers |
05/02/2021 |
Secondary Listings in Hong Kong |
Listing of Overseas Companies |
29/01/2021 |
Publication of Review of Issuers’ Annual Report Disclosure – Report 2020 |
Listed Issuers > Exchange's Reports > Review of Issuers' Annual Report Disclosure |
23/01/2021 |
Publication of revised guidelines for Listing e-Forms
• M103/ G103/ CF006/ CF093/ DU003M/ DU004M/ DU005M/ DU003G/ DU004G/ DU005G/ FF004/ FF201G/ FFD001M
|
Listing e-Forms |
23/01/2021 |
Publication of revised Listing e-Forms for New Applicants
• SE001/ M103/ G103/ FF004 |
Checklists and Forms > New Applicants
and
Listing e-Forms |
23/01/2021 |
Publication of revised Listing e-Forms for Main Board Issuers
• CF006/ FF004 |
Checklists and Forms > Main Board Issuers
and
Listing e-Forms |
23/01/2021 |
Publication of revised Listing e-Forms for GEM Issuers
• CF006/ FF004 |
Checklists and Forms > GEM Issuers
and
Listing e-Forms |
14/01/2021 |
Publication of Listing Newsletter: Issue 2 |
Listing > How We Regulate > Listing Newsletters |
13/01/2021 |
e-Learning on Equity Fundraising Rules |
Listed Issuers > e-Learning > Equity Fundraising Rules |
18/12/2020 |
Publication of Consultation Conclusions Paper on Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display |
News > Market Consultations |
15/12/2020 |
Publication of the Exchange’s Listed Issuer Regulation Newsletter |
Listed Issuers > Current topics > Listed Issuer Regulation Bulletins |
11/12/2020 |
Analysis of 2019 Corporate Governance Practice Disclosure |
Listed Issuers > Exchange's Reports > Review of Implementation of Corporate Governance Code |
11/12/2020 |
Making inroads into good Corporate Governance and ESG management – Perspectives from industry practitioners |
Rules and Guidance / Corporate Governance Practices
and
Rules and Guidance / Environmental, Social and Governance (ESG)
|
27/11/2020 |
Publication of the Exchange’s Enforcement Bulletin
|
Disciplinary & Enforcement > Enforcement Bulletin
|
27/11/2020 |
Publication of revised Guidance Letters
• GL55-13
• GL57-13
|
Interpretation and Guidance > Guidance Letters>Guidance Letters for New Applicants |
27/11/2020 |
New form CN001 and Listing e-Forms for New Applicants
• SE001/ M103/ G103/ M201_G201/ DU003M/ DU004M/ DU005M/ DU003G/DU004G/ DU005G/ FF004
|
Checklists and Forms > New Applicants |
27/11/2020 |
New Listing e-Forms for Main Board Issuers
• CF006/ CF093/ DU003M/ DU004M/ DU005M/ FF004/ FF005/ FFD001M
|
Checklists and Forms > Main Board Issuers |
27/11/2020 |
New Listing e-Forms for GEM Issuers
• CF006/ CF093/ DU003G/ DU004G/ DU005G/ FF004/ FF005/ FF201G
|
Checklists and Forms > GEM Issuers |
27/11/2020 |
Publication of Guideline
• Contact Details Form For Director / Supervisor / Authorised Representatives / Company Secretary / Compliance Officer
|
Listing e-Forms |
27/11/2020 |
Publication of Consultation Paper on the Main Board Profit Requirement |
News > Market Consultations |
06/11/2020 |
Publication of Guidance Letter on continuing obligations of authorised collective investment schemes listed under Chapter 20 of the Main Board Listing Rules
• GL109-20 |
Interpretation and Guidance > Guidance Letters |
06/11/2020 |
Publication of Frequently Asked Questions
• FAQ No. 072-2020 |
Interpretation and Guidance > Frequently Asked Questions |
30/10/2020 |
Publication of Listing e-Forms webpage |
Listing e-Forms |
30/10/2020 |
Publication of Consultation Conclusions Paper on Corporate WVR Beneficiaries |
Other Resources > Letters to Issuers |
23/10/2020 |
Publication of revised Guidance Letter
• GL106-19
|
Interpretation and Guidance > Guidance Letters |
12/10/2020 |
e-Learning on Notifiable Transaction Rules |
Other Resources > Listed Issuers > Connected and Notifiable Transactions |
30/9/2020 |
Updates and withdrawals of Guidance Letters, FAQs and Listing Decisions as a result of the Rule changes on Codification of General Waivers and Principles Relating to IPOs and Listed Issuers and Minor Rule Amendments
• GL7-09/ GL10-09/ GL16-09/ GL31-12/ GL32-12/ GL56-13/ GL58-13/ GL60-13
• FAQ Series 1, No. 49/ Series 2, No. 3/ 069-2019
• LD25-2012/ LD99-5/ LD83-1/ LD18-2011/ LD9-2011/ LD35-1/ LD47-2013/ LD81-2014/ LD15-3/ LD50-2/ LD94-1/ LD38-2012
|
Interpretation and Guidance |
30/9/2020 |
Revised Checklists and Forms as a result of the Rule changes on Codification of General Waivers and Principles Relating to IPOs and Listed Issuers and Minor Rule Amendments
• CF025G/ FF201G/ FF003G/ DU004G/ DU005G
|
Forms > GEM Issuers |
04/09/2020 |
Publication of Listing Decisions
• Whether Company X can seek a prior mandate from its shareholders on a one-off basis to issue new shares over a period of time under a share issuance proposal under GEM Rule 17.39 (LD128-2020)
• Whether Company A's proposal to grant options to a discretionary trust under a share option scheme would meet the requirements under Chapter 17 of the Main Board Rules (LD129-2020)
|
Interpretation and Guidance > Listing Decisions |