| 28/06/2019 |
Updated Guide on Trading Arrangements for Selected Types of Corporate Actions |
Listing > Rules and Guidance > Other Resources > Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
| 28/06/2019 |
Revised Checklists and Forms
• CF025M
• CF090
• CF091
• DR004M
• DR005M
• DR008M
• DR009M
• DR011 |
Forms > Main Board Issuers |
| 28/06/2019 |
Revised Checklists and Forms
• CF025G
• CF090
• CF091
• DR004G
• DR005G
• DR008G
• DR009G
• DR011 |
Forms > GEM Issuers |
| 24/05/2019 |
Consultation Conclusions on Proposal relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements |
Other Resources > Letters to Issuers |
| 17/05/2019 |
Publication of Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide and related Listing Rules, and Guidance Materials on ESG and Gender Diversity |
Other Resources > Letters to Issuers |
| 17/05/2019 |
Updates of FAQs and Guidance Letter in respect of ESG and gender diversity:
• FAQ Series 17 and 18
• GL86-16
|
Interpretation and Guidance |
| 07/05/2019 |
Revised Checklist and Form
• FF002 |
Forms > Main Board Issuers |
| 07/05/2019 |
Revised Checklist and Form
• FF002 |
Forms > GEM Issuers |
| 26/04/2019 |
Publication of Guidance Letter on the presentation of the non-GAAP financial measures in a listing document and any relevant documents pursuant to the Exchange’s Listing Rules
• GL103-19
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 26/04/2019 |
Publication of new and revised Guidance Letters as a result of Streamlining Guidance Materials Relating to Listing Matters:
• GL32-12/ GL35-12/ GL37-12/ GL45-12/ GL102-19
|
Interpretation and Guidance |
| 22/03/2019 |
Publication of new and revised FAQ Series and Guidance Letters as a result of Streamlining Guidance Materials Relating to Listing Matters
• FAQ Series 24
• GL57-13/ GL63-13/ GL68-13/ GL71-14/ GL96-18/ GL97-18/ GL100-19
|
Interpretation and Guidance |
| 22/03/2019 |
To provide guidance on why the Exchange rejected certain listing applications (LD121-2019) |
Interpretation and Guidance > Listing Decisions |
| 22/03/2019 |
Guidance on Sanctions Risks (GL101-19) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 28/02/2019 |
Questions on audit terminology used in the Rules with reference to the HKICPA’s revised Auditor Reporting Standards effective on 15 December 2016 – Added FAQ No.053-2019, withdrawn No.001-2017 and updated No.002-2017 to 004-2017 |
Interpretation and Guidance > Frequently Asked Questions |
| 28/02/2019 |
Questions on the submission of contact information of directors/supervisors and the disclosure of their former names and aliases |
Interpretation and Guidance > Frequently Asked Questions |
| 28/02/2019 |
Updates and withdrawals of FAQs, Guidance Letters, and Listing Decisions as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments
• FAQ Series 8
• GL58-13/ GL66-13/ GL95-18
• LD74-1/ LD112-1/ LD6-2011/ LD114-2017
|
Interpretation and Guidance |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > New Applicants |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > Main Board Issuers |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > GEM Issuers |
| 01/02/2019 |
Publication of Consultation Conclusions on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Other Resources > Letters to Issuers |
| 31/01/2019 |
Review of Issuers’ Annual Report Disclosure – Report 2018 |
Other Resources > Listed Issuers > Exchange’s Review of Issuer’s Annual Disclosure > Review of Issuers’ Annual Report Disclosure |
| 31/01/2019 |
Publication of Review of Issuers’ Annual Report Disclosure – Report 2018 |
Other Resources > Letters to Issuers |
| 18/01/2019 |
Publication of Consultation Conclusions on Review Structure in relation to Listing Committee Decisions |
Other Resources > Letters to Issuers |
| 28/12/2018 |
Revised Frequently Asked Questions Series 17 |
Interpretation and Guidance > Frequently Asked Questions |
| 21/12/2018 |
Updated Guide on General Meetings |
Other Resources > Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
| 20/12/2018 |
Revised Checklists and Forms
• CF011M
• CF091 |
Forms > Main Board Issuers |
| 20/12/2018 |
Revised Checklists and Forms
• CF011G
• CF091 |
Forms > GEM Issuers |
| 18/12/2018 |
Directors E-Trainings - INEDs’ Role in Corporate Governance |
Other Resources > Letters to Issuers |
| 17/12/2018 |
Updated Circular to Management Companies of SFC-authorised Exchange Traded Funds - List of Potential Events Triggering Ongoing Disclosure |
Other Resources > Letters to Issuers |
| 07/12/2018 |
Updates of Frequently Asked Questions
• FAQ Series 27 (Added No.8)
• FAQ No.045-2018 to 052-2018 (Added No.046A-2018 and updated No. 047-2018)
|
Interpretation and Guidance > Frequently Asked Questions |
| 07/12/2018 |
Revised Frequently Asked Questions Series 24 |
Interpretation and Guidance > Frequently Asked Questions |
