| 01/04/2020 |
Joint Statement in relation to General Meetings in light of the Prevention and Control of Disease (Prohibition on Group Gathering) Regulation |
Other Resources > Listed Issuer |
| 16/03/2020 |
Publication of Further Guidance on the Joint Statement in relation to Results Announcements in light of the COVID-19 Pandemic |
Other Resources > Listed Issuer > Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent and Frequently Asked Questions |
| 13/03/2020 |
Publication of the Exchange’s Biannual Enforcement Newsletter |
Disciplinary & Enforcement > Enforcement Newsletter |
| 06/03/2020 |
E-training and guidance materials on ESG reporting |
Other Resources > Letters to Issuers |
| 28/02/2020 |
Publication of Guidance Materials on ESG reporting:
• FAQ Series 18
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Interpretation and Guidance |
| 28/02/2020 |
Publication of revised Guidance Letters and FAQs as a result of Streamlining Guidance Materials Relating to Listing Matters:
• GL36-12/ GL52-13/ GL89-16
• FAQ No. 008-2017 to 022-2017/ FAQ Series 1/ FAQ Series 5/ FAQ Series 8/ FAQ Series 20/ FAQ Series 24/ FAQ Series 26/ FAQ Series 31
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Interpretation and Guidance |
| 28/02/2020 |
Publication of frequently asked questions on the Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent
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Other Resources > Listed Issuer |
| 04/02/2020 |
Publication of Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent |
Other Resources > Listed Issuer |
| 31/01/2020 |
Publication of Consultation Paper on Corporate WVR Beneficiaries |
Other Resources > Letters to Issuers |
| 31/01/2020 |
Publication of Review of Issuers’ Annual Report Disclosure – Report 2019 |
Other Resources > Letters to Issuers |
| 31/01/2020 |
Review of Issuers’ Annual Report Disclosure – Report 2019 |
Other Resources > Listed Issuers > Exchange’s Review of Issuer’s Annual Disclosure > Review of Issuers’ Annual Report Disclosure |
| 18/12/2019 |
Publication of ESG Guide Consultation Conclusions and Review of Issuers’ ESG Practice Disclosure |
Other Resources > Letters to Issuers |
| 06/12/2019 |
Withdrawal of Listing Decision
• LD67-2013
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Interpretation and Guidance > Listing Decisions |
| 06/12/2019 |
Publication of Consultation Paper on Review of Chapter 37 – Debt Issues to Professional Investors Only |
Other Resources > Letters to Issuers |
| 22/11/2019 |
Publication of the Exchange’s Listed Issuer Regulation Newsletter |
Other Resources> Listed Issuers> Listed Issuer Regulation Newsletter |
| 08/11/2019 |
Question on amendments to articles of association |
Interpretation and Guidance > Frequently Asked Questions |
| 29/10/2019 |
• Securities Admission into CCASS
• Template for Acceptable Jurisdiction Application
• Alternative Procedures for U.S. “Domestic Issuers” within the Meaning of the U.S. Securities Act with an Offering of a Security Subject to Regulation S (“Regulation S Securities”)
• Explanation of Restrictions to Regulation S Securities of Companies Listed on the Exchange
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Listing > Rules and Guidance > Other Resources >Listing of Overseas Companies |
| 18/10/2019 |
Amendments to GEM Listing Rules relating to the unwinding of the delegated authority |
Listing Rules > Amendments to GEM Listing Rules |
| 30/09/2019 |
Publication of FAQs
• Questions on the notifiable transaction requirements relating to securities transactions (057-2019)
• Questions relating to H-share issuers whose domestic shares are quoted on the National Equities Exchange and Quotations (NEEQ) (068-2019 to 069-2019)
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Interpretation and Guidance > Frequently Asked Questions |
| 30/09/2019 |
Publication of Guidance Letters for Listed Issuers
• Guidance on application of the reverse takeover Rules (GL104-19)
• Guidance on Large Scale Issues of Securities (GL105-19)
• Guidance on sufficiency of operations (GL106-19)
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Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 30/09/2019 |
Updates and withdrawals of FAQs, Guidance Letters, and Listing Decisions as a result of the Rule changes on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments
• FAQ Series 7/ Series 9
• GL66-13/ GL68-13A/ GL69-13/ GL78-14/ GL84-15/ GL92-18/ GL95-18/ GL96-18
• LD37-3/ LD47-5/ LD53-2/ LD62-1/ LD62-2/ LD62-3/ LD62-4/ LD75-1/ LD75-2/ LD75-4/ LD75-5/ LD76-1/ LD83-1/ LD85-1/ LD93-4/ LD95-1/ LD95-2/ LD95-3/ LD95-4/ LD95-5/ LD7-2011/ LD20-2011/ LD21-2011/ LD29-2012/ LD35-2012/ LD39-2013/ LD41-2013/ LD43-2013/ LD44-2013/ LD57-2013/ LD58-2013/ LD59-2013/ LD60-2013/ LD61-2013/ LD68-2013/ LD88-2015/ LD94-2016/ LD95-2016/ LD96-2016/ LD97-2016/ LD98-2016/ LD99-2016/ LD105-2017/ LD108-2017/ LD109-2017/ LD112-2017/ LD113-2017/ LD115-2017/ LD116-2017/ LD118-2018/ LD122-2019/ LD123-2019
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Interpretation and Guidance |
| 30/09/2019 |
Revised Checklists and Forms as a result of the Rule changes on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments |
Forms > Main Board Issuers |
| 30/09/2019 |
Revised Checklists and Forms as a result of the Rule changes on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments |
Forms > GEM Issuers |
| 30/09/2019 |
Updated Guide on Practices and Procedures for Post-vetting Announcements of Listed Issuers and Handling Matters involving Trading Arrangements prior to Publication of Announcements |
Listing > Rules and Guidance > Other Resources > Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
| 30/09/2019 |
Updates and withdrawals of FAQs
• FAQ Series 7/ Series 31 |
Interpretation and Guidance > Frequently Asked Questions |
| 06/09/2019 |
Questions on recognition of overseas audit firms in relation to the amendments to the Financial Reporting Council Ordinance – Effective on 1 October 2019 (FAQ No.059-2019 to 067-2019) |
Interpretation and Guidance > Frequently Asked Questions
Other Resources > Letters to Issuers
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