| 06/09/2019 |
Questions on recognition of overseas audit firms in relation to the amendments to the Financial Reporting Council Ordinance – Effective on 1 October 2019 (FAQ No.059-2019 to 067-2019) |
Interpretation and Guidance > Frequently Asked Questions
Other Resources > Letters to Issuers
|
| 30/08/2019 |
Revised Guidance on Typhoon and Rainstorm Warning Arrangements (GL31-12) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 30/08/2019 |
• Updated Guide on Trading Arrangements for Selected Types of Corporate Actions
• Updated Guide on Disclosure of Record Date, Book Closure and Latest Time for Lodging Transfers of Shares
• Updated Guide on Distribution of Dividends and Other Entitlements
• Updated Guide on General Meetings
|
Listing > Rules and Guidance > Other Resources > Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
| 30/08/2019 |
Questions on the Book Closure and Emergency Share Registration Arrangements in event of “Extreme Conditions” caused by Super Typhoons |
Interpretation and Guidance > Frequently Asked Questions |
| 30/08/2019 |
Revised Guidance Letter as a result of the Rule changes on Proposal relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements
• GL95-18
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 09/08/2019 |
Publication of the Exchange’s Biannual Enforcement Newsletter |
Disciplinary & Enforcement > Enforcement Newsletter |
| 26/07/2019 |
Publication of Listing Decisions
• Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed termination of a lease agreement relating to its original entertainment business (LD122-2019)
• Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed continuing connected transaction with Company B (LD123-2019)
|
Interpretation and Guidance > Listing Decisions |
| 26/07/2019 |
Consultation Conclusions on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments |
Other Resources > Letters to Issuers |
| 28/06/2019 |
Updated Guide on Trading Arrangements for Selected Types of Corporate Actions |
Listing > Rules and Guidance > Other Resources > Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters |
| 28/06/2019 |
Revised Checklists and Forms
• CF025M
• CF090
• CF091
• DR004M
• DR005M
• DR008M
• DR009M
• DR011 |
Forms > Main Board Issuers |
| 28/06/2019 |
Revised Checklists and Forms
• CF025G
• CF090
• CF091
• DR004G
• DR005G
• DR008G
• DR009G
• DR011 |
Forms > GEM Issuers |
| 24/05/2019 |
Consultation Conclusions on Proposal relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements |
Other Resources > Letters to Issuers |
| 17/05/2019 |
Publication of Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide and related Listing Rules, and Guidance Materials on ESG and Gender Diversity |
Other Resources > Letters to Issuers |
| 17/05/2019 |
Updates of FAQs and Guidance Letter in respect of ESG and gender diversity:
• FAQ Series 17 and 18
• GL86-16
|
Interpretation and Guidance |
| 07/05/2019 |
Revised Checklist and Form
• FF002 |
Forms > Main Board Issuers |
| 07/05/2019 |
Revised Checklist and Form
• FF002 |
Forms > GEM Issuers |
| 26/04/2019 |
Publication of Guidance Letter on the presentation of the non-GAAP financial measures in a listing document and any relevant documents pursuant to the Exchange’s Listing Rules
• GL103-19
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 26/04/2019 |
Publication of new and revised Guidance Letters as a result of Streamlining Guidance Materials Relating to Listing Matters:
• GL32-12/ GL35-12/ GL37-12/ GL45-12/ GL102-19
|
Interpretation and Guidance |
| 22/03/2019 |
Publication of new and revised FAQ Series and Guidance Letters as a result of Streamlining Guidance Materials Relating to Listing Matters
• FAQ Series 24
• GL57-13/ GL63-13/ GL68-13/ GL71-14/ GL96-18/ GL97-18/ GL100-19
|
Interpretation and Guidance |
| 22/03/2019 |
To provide guidance on why the Exchange rejected certain listing applications (LD121-2019) |
Interpretation and Guidance > Listing Decisions |
| 22/03/2019 |
Guidance on Sanctions Risks (GL101-19) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 28/02/2019 |
Questions on audit terminology used in the Rules with reference to the HKICPA’s revised Auditor Reporting Standards effective on 15 December 2016 – Added FAQ No.053-2019, withdrawn No.001-2017 and updated No.002-2017 to 004-2017 |
Interpretation and Guidance > Frequently Asked Questions |
| 28/02/2019 |
Questions on the submission of contact information of directors/supervisors and the disclosure of their former names and aliases |
Interpretation and Guidance > Frequently Asked Questions |
| 28/02/2019 |
Updates and withdrawals of FAQs, Guidance Letters, and Listing Decisions as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments
• FAQ Series 8
• GL58-13/ GL66-13/ GL95-18
• LD74-1/ LD112-1/ LD6-2011/ LD114-2017
|
Interpretation and Guidance |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > New Applicants |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > Main Board Issuers |
| 28/02/2019 |
Revised Checklists and Forms as a result of the Rule changes on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Forms > GEM Issuers |
| 01/02/2019 |
Publication of Consultation Conclusions on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
Other Resources > Letters to Issuers |
