| 28/09/2018 |
Consultation Paper on Proposal relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements |
Other Resources > Letters to Issuers |
| 28/09/2018 |
Questions on Notifiable and Connected Transaction Rules relating to Lease Transactions of Listed Issuers adopting HKFRS/IFRS 16 “Leases” (or similar accounting standards in other jurisdictions) |
Interpretation and Guidance > Frequently Asked Questions |
| 28/09/2018 |
Revised Frequently Asked Question Series 7 |
Interpretation and Guidance > Frequently Asked Questions |
| 24/08/2018 |
Questions on listing of companies from emerging and innovative sectors – Added FAQ No. 030-2018 to 044-2018 |
Interpretation and Guidance > Frequently Asked Questions |
| 17/08/2018 |
Consultation Conclusions on Proposed Exemption for Aircraft Leasing Activities |
Other Resources > Letters to Issuers |
| 10/08/2018 |
Publication of Consultation Paper on Review Structure in relation to Listing Committee Decisions |
Other Resources > Letters to Issuers |
| 31/07/2018 |
Updates of Listing Decisions and Guidance Letter as a result of the Rule changes on Delisting and Other Rule Amendments
• LD77-2/ LD35-2012/ LD87-2015/ LD88-2015/ LD110-2017/ LD114-2017/ LD115-2017/ LD116-2017/ LD118-2018
• GL66-13
|
Interpretation and Guidance |
| 27/07/2018 |
Publication of Consultation Conclusions Paper on Review of the Corporate Governance Code and Related Listing Rules and Guidance for Boards and Directors |
Other Resources > Letters to Issuers |
| 26/07/2018 |
Publication of the Exchange's Biannual Enforcement Newsletter |
Disciplinary & Enforcement > Enforcement Newsletter |
| 20/07/2018 |
Publication of Enforcement Statistics for the first
six months of 2018 |
Disciplinary & Enforcement > Enforcement Statistics |
| 13/07/2018 |
Publication of new and revised FAQ Series and Guidance Letters as a result of Streamlining Guidance Materials Relating to Listing Matters
• FAQ Series 24
• GL18-10/ GL55-13/ GL56-13/ GL81-15/ GL98-18/ GL99-18
|
Interpretation and Guidance |
| 13/07/2018 |
Revised Frequently Asked Question Series 29
|
Interpretation and Guidance > Frequently Asked Questions
|
| 06/07/2018 |
Guidance for applicants in the internet technology sector or that have internet-based business models (GL97-18) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 29/06/2018 |
Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments |
Other Resources > Letters to Issuers |
| 29/06/2018 |
Guidance on Suitability for Continued Listing (GL96-18) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 29/06/2018 |
Updates and withdrawals of FAQs, Guidance Letters, and Listing Decisions as a result of the Rule changes on Capital Raisings by Listed Issuers
• FAQ Series 7/ Series 8/ Series 20/ Series 28/ 024-2018/ 026-2018
• GL80-15/ GL88-16
• LD12-1/ LD99-2/ LD113-1/ LD25-2012/ LD26-2012/ LD54-2013/ LD70-2013/ LD71-2013/ LD90-2015/ LD102-2016/ LD103-2016
|
Interpretation and Guidance |
| 29/06/2018 |
Revised Checklists and Forms as a result of the Rule changes on Capital Raisings by Listed Issuers |
Forms > Main Board Issuers |
| 29/06/2018 |
Revised Checklists and Forms as a result of the Rule changes on Capital Raisings by Listed Issuers |
Forms > GEM Issuers |
| 01/06/2018 |
Financial Statements Review Programme - Report 2017 |
Other Resources > Listed Issuers > Exchange’s Review of Issuer’s Annual Disclosure > Financial Statements Review |
| 25/05/2018 |
Guidance on long suspension and delisting (GL95-18) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
| 25/05/2018 |
Consultation Conclusions on Delisting and Other Rule Amendments |
Other Resources > Letters to Issuers |
| 18/05/2018 |
Analysis of Environment, Social and Governance Practice Disclosure in 2016/2017 |
Other Resources > Listed Issuers > Exchange’s Review of Issuer’s Annual Disclosure > Review of Implementation of Environment, Social and Governance Reporting Guide |
| 11/05/2018 |
Question on scope of “pledging of shares” under Rule 13.17 |
Interpretation and Guidance > Frequently Asked Questions |
| 11/05/2018 |
Revised Listing Decision with respect to whether the Exchange would disregard the consideration ratio for the acquisition and accept the proposed alternative size test (LD83-1) |
Interpretation and Guidance > Listing Decisions |
| 11/05/2018 |
Revised Frequently Asked Question Series 1 No.49 |
Interpretation and Guidance > Frequently Asked Questions |
| 04/05/2018 |
Questions on calculation of value dilution |
Interpretation and Guidance > Frequently Asked Questions |
| 04/05/2018 |
Consultation Conclusions on Capital Raisings by Listed Issuers |
Other Resources > Letters to Issuers |
| 27/04/2018 |
Whether, in view of the fact that, in the conduct of its business in the PRC, Company A was a party to a number of contract-based structures ("Contractual Arrangements" or "Structured Contracts") between or among Company A, the PRC Subsidiaries, the OPCOs and the Registered Owners, Company A was unsuitable for listing due to legal questions associated with the Contractual Arrangements? (LD43-3) (Updated in April 2018) |
Interpretation and Guidance > Listing Decisions |
| 27/04/2018 |
Revised Guidance on listed issuers using contractual arrangements for their businesses (GL77-14) |
Interpretation and Guidance > Guidance Letters |
| 27/04/2018 |
HKEX has published the new Main Board Listing Rules and Guidance Letters (HKEX-GL92-18, HKEX-GL93-18 and HKEX-GL94-18) implementing a New Regime for Companies from Emerging and Innovative Sectors which will become effective on 30 April 2018 |
Interpretation and Guidance > Guidance Letters |
| 24/04/2018 |
Publication of Consultation Conclusions Paper on a Listing Regime for Companies From Emerging and Innovative Sectors |
Other Resources > Letters to Issuers |
| 13/04/2018 |
Revised Guidance on IPO vetting and suitability for listing (GL68-13A)
|
Interpretation and Guidance > Guidance Letters |
| 23/03/2018 |
To provide guidance on why the Exchange returned certain listing applications (LD120-2018) |
Interpretation and Guidance > Listing Decisions |
| 23/03/2018 |
To provide guidance on why the Exchange rejected certain listing applications (LD119-2018) |
Interpretation and Guidance > Listing Decisions |
| 23/03/2018 |
Whether Company A had a sufficient level of operations or sufficient assets to meet Main Board Rule 13.24 (LD118-2018) |
Interpretation and Guidance > Listing Decisions |
| 15/02/2018 |
Update of various FAQs/ Guidance Letters/ Listing Decisions in relation to GEM review and relevant Rule changes
• FAQ Series 5/ Series 6/ Series 8/ Series 20
• GL8-09/ GL45-12/ GL55-13/ GL57-13/ GL85-16/ GL89-16
• LD43-3/ LD75-2013 |
Interpretation and Guidance |
| 12/02/2018 |
Director Training Webcast – Directors’ Responsibilities at IPOs (February 2018) |
Other Resources > Listed Issuers > Director Training Programme 2017/2018 |
| 02/02/2018 |
Reallocation of shares from placing tranche to the public subscription tranche in an initial public offer (GL91-18) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 02/02/2018 |
Pricing Flexibility for Initial Public Offerings (GL90-18) |
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 02/02/2018 |
Questions relating to the Review of The Growth Enterprise Market (GEM) and changes to the GEM and Main Board Listing Rules – Added FAQ No. 023-2018 and amended FAQ No. 014-2017 and 015-2017 |
Interpretation and Guidance > Frequently Asked Questions |
| 02/02/2018 |
Publication of the Exchange’s Biannual Enforcement Newsletter |
Disciplinary & Enforcement > Enforcement Newsletter |
