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2016- Present

Consultations before 2005

Consultations after 2005

Consultation PapersResponses to Consultation PaperConsultation Conclusions
June 2017August 2017August 2017
Consultation Paper on Proposed After-Hours Trading Enhancements Questionnaire on Proposed After-Hours Trading Enhancements  Responses to the Consultation PaperConsultation Conclusions on Proposed After-Hours Trading Enhancements
June 2017To be announcedTo be announced
Concept Paper on New Board

Questionnaire on the New Board Proposal

 

To be announcedTo be announced
June 2017To be announcedTo be announced
Consultation Paper on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules

Questionnaire on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules

 

To be announcedTo be announced
June 2016To be announcedTo be announced
Joint Consultation Paper on
Proposed Enhancements to
The Stock Exchange of Hong Kong Limited's Decision-making and Governance Structure
For Listing Regulation

To be announcedTo be announced
April 2016June 2016June 2016
Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model

Questionnaire on Proposal for Revision of the Stock Option Position Limit Model
 
Responses to the Consultation PaperConsultation Conclusions on Proposal for Revision of the Stock Option Position Limit Model
July 2015December 2015December 2015

Consultation Paper on Review of the Environmental, Social
and Governance Reporting Guide

Questionnaire on Review of the Environmental, Social
and Governance Reporting Guide
 

Responses to the Consultation Paper

Consultation Conclusions on Review of the Environmental, Social
and Governance Reporting Guide

 
January 2015July 2015July 2015
Consultation Paper on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market Presentation Material of Briefing Sessions for the Market Consultation on "Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market" Questionnaire on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market  

Responses to the Consultation Paper

Consultation Conclusions on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market
August 2014June 2015June 2015
Weighted Voting Rights Concept Paper Reference Links Questionnaire on Weighted Voting Rights Concept Paper  Responses to the Concept PaperConsultation Conclusions to Concept Paper on Weighted Voting Rights
August 2014February 2015February 2015
Consultation Paper on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments  Questionnaire on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments   Responses to the Consultation PaperConsultation Conclusions on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments
June 2014October 2014December 2014
Consultation Paper on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report 

Questionnaire on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report

 
Responses to the Consultation PaperConsultation Conclusions on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report
April 2013August 2013March 2014
Consultation Paper on Review of Connected Transaction Rules Questionnaire on Review of Connected Transaction Rules  Responses to the Consultation PaperConsultation Conclusions on Review of Connected Transaction Rules
April 2013August 2013March 2014
Consultation Paper on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules Questionnaire on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules  Responses to the Consultation PaperConsultation Conclusions on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules
September 2012December 2012December 2012

Consultation Paper on Board Diversity

Questionnaire on Board Diversity

 

Responses to the Consultation Paper Consultation Conclusions on Board Diversity
August 2012 November 2012 November 2012

Consultation Paper on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information

Questionnaire on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information  
Responses to the Consultation Paper

Consultation Conclusions on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information

July 2012March 2013March 2013
Consultation Paper on Trading Halts Questionnaire on Trading Halts   Responses to the Consultation Paper Consultation Conclusions on Trading Halts
December 2011June 2012August 2012

Consultation Paper on Environmental, Social and Governance Reporting Guide

Questionnaire on Environmental, Social and Governance Reporting Guide  

Responses to the Consultation Paper

Consultation Conclusions on Environmental, Social and Governance Reporting Guide

July 2011March 2012March 2012
Consultation Paper on HKEx Clearing House Risk Management Reform Measures Questionnaire on HKEx Clearing House Risk Management Reform Measures   Responses to the Consultation Paper Consultation Conclusions on HKEx Clearing House Risk Management Reform Measures  
May 2011December 2011December 2011
Consultation Paper on After-Hours Futures Trading Questionnaire on After-Hours Futures Trading  Responses to the Consultation Paper Consultation Conclusions on After-Hours Futures Trading    
December 2010May 2011October 2011
Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules Questionnaire on Review of the Code on Corporate Governance Practices and Associated Listing Rules  

Responses to the Consultation Paper

 

Consultation Conclusions on Review of the Corporate Governance Code and Associated Listing Rules

 

December 2010May 2011May 2011
Consultation Paper on Ex-entitlement Trading and Shareholder Approval Questionnaire on Ex-entitlement Trading and Shareholder Approval  

Responses to the Consultation Paper

 

Consultation Conclusions on Ex-entitlement Trading and Shareholder Approval

 
December 2010October 2011October 2011
Consultation Paper on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only  Questionnaire on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only   Responses to the Consultation Paper  

Consultation Conclusions on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only

December 2010April 2011October 2011
Joint Consultation Paper on Proposed Changes to Property Valuation Requirements Questionnaire on Proposed Changes to Property Valuation Requirements  

Responses to the Consultation Paper

 

Joint Consultation Conclusions on Proposed Changes to Property Valuation Requirements

 

September 2010November 2010November 2010
Consultation Paper on Proposed Changes to Trading Hours Questionnaire on Proposed Changes to Trading Hours   

Responses to the Consultation Paper

 

Consultation Conclusions on Proposed Changes to Trading Hours

 

September 2010December 2010January 2011
Consultation Paper on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures Questionnaire on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures  

Responses to the Consultation Paper

 
Consultation Conclusions on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures
September 2010November 2010January 2011
Consultation Paper on Proposed Changes to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test Questionnaire on Proposed Changes to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test  

Responses to the Consultation Paper

 

Consultation Conclusions on Proposed Change to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test

 

December 2009September 2010September 2010
Joint Consultation Paper on a Proposed Operational Model for Implementing a Scripless Securities Market in Hong Kong  

Responses to the Consultation Paper

 
Joint Consultation Conclusions on a Proposed Operational Model for Implementing a Scripless Securities Market in Hong Kong  
November 2009August 2010August 2010
Consultation Paper on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement Questionnaire on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement  

Responses to the Consultation Paper

 

Consultation Conclusions on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement
October 2009January 2010May 2010
Consultation Paper on Proposed Changes to the Connected Transaction Rules Questionnaire on Proposed Changes to the Connected Transaction Rules   Responses to the Consultation Paper
(updated on 31 March 2010)  

Consultation Conclusions on Proposed Changes to Connected Transaction Rules  

September 2009December 2009May 2010
Consultation Paper on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers Questionnaire on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers  

Responses to the Consultation Paper

 
Consultation Conclusions on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers
September 2009November 2009May 2010
Consultation Paper on New Listing Rules for Mineral and Exploration Companies Questionnaire on New Listing Rules for Mineral and Exploration Companies   Responses to the Consultation Paper
(updated on 22 January 2010)

Consultation Conclusions on New Listing Rules for Mineral Companies

August 2009October 2009December 2010
Consultation Paper on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong Questionnaire on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong       Responses to the Consultation Paper

Consultation Conclusions on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong

 
July 2009November 2009 December 2009
Consultation Paper on Proposals to Accelerate Rights Issues and Open Offers Questionnaire on Proposals to Accelerate Rights Issues and Open Offers   Responses to the Consultation Paper
(updated on 6 November 2009) 

Consultation Conclusions on  Proposals to Accelerate Rights Issues and Open Offers

 

June 2009September 2009October 2009
Consultation Paper on Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities Questionnaire on Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities   Responses to the Consultation Paper

Consultation Conclusions on  Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities

June 2009December 2009December 2009
Consultation Paper on Certified Emission Reduction Futures Questionnaire on Certified Emission Reduction Futures  

Responses to the Consultation Paper

 

Consultation Conclusions on Certified Emission Reduction Futures

 
November 2008 February 2009 February 2009
Consultation Paper on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market Questionnaire on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market  Responses to the Consultation Paper Consultation Conclusions on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market
April 2008 July 2008November 2010
Joint Consultation Paper on Issue of Paper Application Forms with Electronic Prospectuses Responses to the Consultation Paper (updated on 30 July 2008 )   Joint Consultation Conclusions on Issue of Paper Application Forms with Electronic Prospectuses  
January 2008 April 2008 October 2009 / July 2009 / November 2008
Combined Consultation Paper on Proposed Changes to the Listing Rules Questionnaire on Proposed Changes to the Listing Rules   Responses to the Consultation Paper (updated on 22 May 2008) Consultation Conclusion on Issue 11 (General Mandates) of the 2008 Combined Consultation Paper Consultation Conclusion on Proposal under Issue 15 of the 2008 Combined Consultation Paper Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper  
August 2007 November 2007 July 2008
Consultation Paper on Periodic Financial Reporting Questionnaire on Periodic Financial Reporting  Responses to the Consultation Paper  Consultation Conclusion on Shortening the Deadlines for Half-Year and Annual Reporting by Main Board Issuers
July 2007 November 2007 May 2008
Consultation Paper on the Growth Enterprise Market Responses to the Consultation Paper  Consultation Conclusions on the Growth Enterprise Market
March 2007 July 2007 July 2007
Consultation Paper on the Introduction of a Closing Auction Session Responses to the Consultation Paper  Consultation Conclusions on the Introduction of a Closing Auction Session  
January 2006 July 2006 / June 2006July 2007
Discussion Paper on the Growth Enterprise Market

Summary of responses to the Discussion Paper on the Growth Enterprise Market Responses to the Discussion Paper   In light of the responses to the Discussion Paper, HKEx released a Consultation Paper on the Growth Enterprise Market in July 2007, which put forward HKEx's proposals for further developing GEM as a second board.