| June 2017 | August 2017 | August 2017 |
|
Consultation Paper on Proposed After-Hours Trading Enhancements
Questionnaire on Proposed After-Hours Trading Enhancements
| Responses to the Consultation Paper | Consultation Conclusions on Proposed After-Hours Trading Enhancements |
| June 2017 | To be announced | To be announced |
Concept Paper on New Board
Questionnaire on the New Board Proposal
| To be announced | To be announced |
| June 2017 | To be announced | To be announced |
Consultation Paper on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules
Questionnaire on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules
| To be announced | To be announced |
| June 2016 | To be announced | To be announced |
Joint Consultation Paper on
Proposed Enhancements to
The Stock Exchange of Hong Kong Limited's Decision-making and Governance Structure
For Listing Regulation
| To be announced | To be announced |
| April 2016 | June 2016 | June 2016 |
Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model
Questionnaire on Proposal for Revision of the Stock Option Position Limit Model
| Responses to the Consultation Paper | Consultation Conclusions on Proposal for Revision of the Stock Option Position Limit Model |
| July 2015 | December 2015 | December 2015 |
|
Consultation Paper on Review of the Environmental, Social
and Governance Reporting Guide
Questionnaire on Review of the Environmental, Social
and Governance Reporting Guide
|
Responses to the Consultation Paper
|
Consultation Conclusions on Review of the Environmental, Social
and Governance Reporting Guide
|
| January 2015 | July 2015 | July 2015 |
|
Consultation Paper on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market
Presentation Material of Briefing Sessions for the Market Consultation on "Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market"
Questionnaire on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market
|
Responses to the Consultation Paper
| Consultation Conclusions on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market |
| August 2014 | June 2015 | June 2015 |
|
Weighted Voting Rights Concept Paper
Reference Links
Questionnaire on Weighted Voting Rights Concept Paper
| Responses to the Concept Paper | Consultation Conclusions to Concept Paper on Weighted Voting Rights |
| August 2014 | February 2015 | February 2015 |
|
Consultation Paper on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments
Questionnaire on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments
| Responses to the Consultation Paper | Consultation Conclusions on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments |
| June 2014 | October 2014 | December 2014 |
|
Consultation Paper on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report
Questionnaire on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report
| Responses to the Consultation Paper | Consultation Conclusions on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report |
| April 2013 | August 2013 | March 2014 |
|
Consultation Paper on Review of Connected Transaction Rules
Questionnaire on Review of Connected Transaction Rules
| Responses to the Consultation Paper | Consultation Conclusions on Review of Connected Transaction Rules |
| April 2013 | August 2013 | March 2014 |
|
Consultation Paper on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules
Questionnaire on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules
| Responses to the Consultation Paper | Consultation Conclusions on Proposed Changes to Align the Definitions of Connected Person and Associate in the Listing Rules |
| September 2012 | December 2012 | December 2012 |
|
Consultation Paper on Board Diversity
Questionnaire on Board Diversity
|
Responses to the Consultation Paper |
Consultation Conclusions on Board Diversity |
| August 2012 |
November 2012 |
November 2012 |
|
Consultation Paper on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information
Questionnaire on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information
|
Responses to the Consultation Paper |
Consultation Conclusions on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 to Provide Statutory Backing to Listed Corporations' Continuing Obligation to Disclose Inside Information
|
| July 2012 | March 2013 | March 2013 |
|
Consultation Paper on Trading Halts
Questionnaire on Trading Halts
|
Responses to the Consultation Paper
| Consultation Conclusions on Trading Halts |
| December 2011 | June 2012 | August 2012 |
|
Consultation Paper on Environmental, Social and Governance Reporting Guide
Questionnaire on Environmental, Social and Governance Reporting Guide
|
Responses to the Consultation Paper |
Consultation Conclusions on Environmental, Social and Governance Reporting Guide
|
| July 2011 | March 2012 | March 2012 |
|
Consultation Paper on HKEx Clearing House Risk Management Reform Measures
Questionnaire on HKEx Clearing House Risk Management Reform Measures
|
Responses to the Consultation Paper |
Consultation Conclusions on HKEx Clearing House Risk Management Reform Measures
|
| May 2011 | December 2011 | December 2011 |
|
Consultation Paper on After-Hours Futures Trading
Questionnaire on After-Hours Futures Trading
| Responses to the Consultation Paper |
Consultation Conclusions on After-Hours Futures Trading
|
| December 2010 | May 2011 | October 2011 |
|
Consultation Paper on Review of the Code on Corporate Governance Practices and Associated Listing Rules
Questionnaire on Review of the Code on Corporate Governance Practices and Associated Listing Rules
|
Responses to the Consultation Paper
|
Consultation Conclusions on Review of the Corporate Governance Code and Associated Listing Rules
|
| December 2010 | May 2011 | May 2011 |
|
Consultation Paper on Ex-entitlement Trading and Shareholder Approval
Questionnaire on Ex-entitlement Trading and Shareholder Approval
|
Responses to the Consultation Paper
|
Consultation Conclusions on Ex-entitlement Trading and Shareholder Approval
|
| December 2010 | October 2011 | October 2011 |
|
Consultation Paper on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only
Questionnaire on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only
|
Responses to the Consultation Paper
|
Consultation Conclusions on Proposed Changes to Requirements for the Listing of Debt Issues to Professional Investors Only
|
| December 2010 | April 2011 | October 2011 |
|
Joint Consultation Paper on Proposed Changes to Property Valuation Requirements
Questionnaire on Proposed Changes to Property Valuation Requirements
|
Responses to the Consultation Paper
|
Joint Consultation Conclusions on Proposed Changes to Property Valuation Requirements
|
| September 2010 | November 2010 | November 2010 |
|
Consultation Paper on Proposed Changes to Trading Hours
Questionnaire on Proposed Changes to Trading Hours
|
Responses to the Consultation Paper
|
Consultation Conclusions on Proposed Changes to Trading Hours
|
| September 2010 | December 2010 | January 2011 |
|
Consultation Paper on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures
Questionnaire on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures
|
Responses to the Consultation Paper
|
Consultation Conclusions on Proposed Changes to Requirements for Qualified Property Acquisitions and Formation of Joint Ventures |
| September 2010 | November 2010 | January 2011 |
|
Consultation Paper on Proposed Changes to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test
Questionnaire on Proposed Changes to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test
|
Responses to the Consultation Paper
|
Consultation Conclusions on Proposed Change to the Minimum Number of Shareholders for the Market Capitalisation/Revenue Test
|
| December 2009 | September 2010 | September 2010 |
|
Joint Consultation Paper on a Proposed Operational Model for Implementing a Scripless Securities Market in Hong Kong
|
Responses to the Consultation Paper
|
Joint Consultation Conclusions on a Proposed Operational Model for Implementing a Scripless Securities Market in Hong Kong
|
| November 2009 | August 2010 | August 2010 |
|
Consultation Paper on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement
Questionnaire on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement
|
Responses to the Consultation Paper
|
Consultation Conclusions on Introduction of a T+2 Finality Arrangement for CCASS Money Settlement |
| October 2009 | January 2010 | May 2010 |
|
Consultation Paper on Proposed Changes to the Connected Transaction Rules
Questionnaire on Proposed Changes to the Connected Transaction Rules
|
Responses to the Consultation Paper
(updated on 31 March 2010)
|
Consultation Conclusions on Proposed Changes to Connected Transaction Rules |
| September 2009 | December 2009 | May 2010 |
|
Consultation Paper on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers
Questionnaire on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers
|
Responses to the Consultation Paper
|
Consultation Conclusions on Proposed Changes to Requirements for Circulars and Listing Documents of Listed Issuers |
| September 2009 | November 2009 | May 2010 |
|
Consultation Paper on New Listing Rules for Mineral and Exploration Companies
Questionnaire on New Listing Rules for Mineral and Exploration Companies
|
Responses to the Consultation Paper
(updated on 22 January 2010) |
Consultation Conclusions on New Listing Rules for Mineral Companies
|
| August 2009 | October 2009 | December 2010 |
|
Consultation Paper on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong
Questionnaire on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong
|
Responses to the Consultation Paper |
Consultation Conclusions on Acceptance of Mainland Accounting and Auditing Standards and Mainland Audit Firms for Mainland Incorporated Companies Listed in Hong Kong
|
| July 2009 | November 2009 | December 2009 |
|
Consultation Paper on Proposals to Accelerate Rights Issues and Open Offers
Questionnaire on Proposals to Accelerate Rights Issues and Open Offers
|
Responses to the Consultation Paper
(updated on 6 November 2009) |
Consultation Conclusions on Proposals to Accelerate Rights Issues and Open Offers
|
| June 2009 | September 2009 | October 2009 |
|
Consultation Paper on Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities
Questionnaire on Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities
|
Responses to the Consultation Paper |
Consultation Conclusions on Proposed Changes to Filing and Checklist Requirements for Listing of Equity Securities
|
| June 2009 | December 2009 | December 2009 |
|
Consultation Paper on Certified Emission Reduction Futures
Questionnaire on Certified Emission Reduction Futures
|
Responses to the Consultation Paper
|
Consultation Conclusions on Certified Emission Reduction Futures
|
|
November 2008 |
February 2009 |
February 2009 |
|
Consultation Paper on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market
Questionnaire on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market
| Responses to the Consultation Paper |
Consultation Conclusions on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market |
| April 2008 |
July 2008 | November 2010 |
|
Joint Consultation Paper on Issue of Paper Application Forms with Electronic Prospectuses |
Responses to the Consultation Paper (updated on 30 July 2008 )
|
Joint Consultation Conclusions on Issue of Paper Application Forms with Electronic Prospectuses
|
|
January 2008 |
April 2008 |
October 2009 / July 2009 / November 2008 |
|
Combined Consultation Paper on Proposed Changes to the Listing Rules
Questionnaire on Proposed Changes to the Listing Rules
|
Responses to the Consultation Paper (updated on 22 May 2008) |
Consultation Conclusion on Issue 11 (General Mandates) of the 2008 Combined Consultation Paper
Consultation Conclusion on Proposal under Issue 15 of the 2008 Combined Consultation Paper
Consultation Conclusions on Proposals in the 2008 Combined Consultation Paper
|
|
August 2007 |
November 2007 |
July 2008 |
|
Consultation Paper on Periodic Financial Reporting
Questionnaire on Periodic Financial Reporting
| Responses to the Consultation Paper |
Consultation Conclusion on Shortening the Deadlines for Half-Year and Annual Reporting by Main Board Issuers |
|
July 2007 |
November 2007 |
May 2008 |
| Consultation Paper on the Growth Enterprise Market |
Responses to the Consultation Paper
| Consultation Conclusions on the Growth Enterprise Market |
| March 2007 |
July 2007 |
July 2007 |
|
Consultation Paper on the Introduction of a Closing Auction Session |
Responses to the Consultation Paper |
Consultation Conclusions on the Introduction of a Closing Auction Session
|
| January 2006 |
July 2006 / June 2006 | July 2007 |
Discussion Paper on the Growth Enterprise Market
|
Summary of responses to the Discussion Paper on the Growth Enterprise Market
Responses to the Discussion Paper
|
In light of the responses to the Discussion Paper, HKEx released a Consultation Paper on the Growth Enterprise Market in July 2007, which put forward HKEx's proposals for further developing GEM as a second board.
|
