| 31/12/2014 |
Formax Securities Limited |
New Exchange Participant |
| 31/12/2014 |
Founder Securities (Hong Kong) Limited |
New Exchange Participant |
| 30/12/2014 |
Zhongcai Securities Limited |
New Exchange Participant |
| 23/12/2014 |
FP Sino-Rich Securities & Futures Limited |
Change of Address, Telephone No. and Fax No. |
| 22/12/2014 |
Lamtex Securities Limited |
Change of Address |
| 22/12/2014 |
Soo Pei Shao & Company Limited |
Cessation of Trading |
| 17/12/2014 |
Winland Wealth Management Limited |
Change of Company Name
(Previous Name: Winland Securities Limited) |
| 16/12/2014 |
Munsun Securities Limited |
Change of Address |
| 15/12/2014 |
Supreme China Securities Limited |
Commencement of Trading
(Broker number : 2749) |
| 12/12/2014 |
Guotai Junan Securities (Hong Kong) Limited |
New Options Trading Exchange Participant |
| 10/12/2014 |
China Frontier Capital Management Limited |
New Exchange Participant |
| 10/12/2014 |
Execution Noble (Hong Kong) Limited |
Resignation of Exchange Participant |
| 08/12/2014 |
Hotung, Eric Edward |
Resignation of Trading Right Holder |
| 02/12/2014 |
Jin Hung Securities Limited |
Change of Address and Telephone No. |
| 28/11/2014 |
Peace Town Financial Services Limited |
Change of Address |
| 27/11/2014 |
Luen Fat Securities Company Limited |
Change of Address |
| 25/11/2014 |
CCB International Securities Limited |
Change of Telephone No. |
| 24/11/2014 |
Win Win Securities & Futures Limited |
Change of Company Name
(Previous Name: Legend Crown Chancellor Securities and Futures Limited) |
| 14/11/2014 |
Supreme China Securities Limited |
New Exchange Participant |
| 13/11/2014 |
Hooray Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 11/11/2014 |
BWC Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 10/11/2014 |
China Investment Information Services Limited |
New Special Participant
(Broker number : 6999) |
| 10/11/2014 |
Macquarie Capital Securities Limited |
Change of Address |
| 04/11/2014 |
BNP Paribas Securities (Asia) Limited |
Change of Telephone No. |
| 04/11/2014 |
CNI Securities Group Limited |
Change of Address |
| 30/10/2014 |
Tang Yim See |
Resignation of Trading Right Holder |
| 28/10/2014 |
Newpont Securities Limited |
Change of Address |
| 28/10/2014 |
RBS Asia Limited |
Change of Address, Telephone No. and Fax No. |
| 27/10/2014 |
Newedge Financial Hong Kong Limited |
Change of Address |
| 14/10/2014 |
Manureen Securities Limited |
Change of Address |
| 13/10/2014 |
Colors Securities Limited |
Change of Address |
| 13/10/2014 |
Hong Kong Securities (International) Company Limited |
Change of Address |
| 09/10/2014 |
Colors Securities Limited |
Change of Telephone No. and Fax No. |
| 08/10/2014 |
Kam Wah Securities Limited |
Resignation of Exchange Participant |
| 07/10/2014 |
Industrial Securities (Hong Kong) Brokerage Limited |
New Options Trading Exchange Participant |
| 06/10/2014 |
OCBC Wing Hang Shares Brokerage Co. Limited |
Change of Company Name
(Previous Name: Wing Hang Shares Brokerage Company Limited) |
| 06/10/2014 |
Aristo Securities Limited |
New Trading Exchange Participant
(Broker number : 2879) |
| 30/09/2014 |
First Worldsec Securities Limited |
Change of Address |
| 17/09/2014 |
Fulixin Securities Limited |
Change of Telephone No. and Fax No. |
| 12/09/2014 |
Mighty Brokerage (Asia) Limited |
Change of Address and Telephone No. |
| 12/09/2014 |
Execution Noble (Hong Kong) Limited |
Cessation of Trading |
| 11/09/2014 |
Essence International Financial Holdings Limited |
Resignation of Exchange Participant |
| 08/09/2014 |
PC Securities Limited |
Commencement of Trading
(Broker number : 5579) |
| 04/09/2014 |
RBS Asia Limited |
Resignation of Options Trading Exchange Participant |
| 02/09/2014 |
Luen Hing Securities Limited |
Change of Address |
| 02/09/2014 |
Partners Capital Securities Limited |
Change of Address |
| 01/09/2014 |
IBTS Asia (HK) Limited |
Resignation of Exchange Participant |
| 01/09/2014 |
Kam Wah Securities Limited |
Cessation of Trading |
| 28/08/2014 |
Celera Markets Limited |
Change of Company Name
(Previous Name: AXT Limited) |
| 28/08/2014 |
Manureen Securities Limited |
Change of Company Name
(Previous Name: Legarleon Securities Limited) |
| 26/08/2014 |
Sino Wealth Securities Limited |
Change of Address |
| 21/08/2014 |
Noble Securities Company Limited |
Change of Telephone No. and Fax No. |
| 20/08/2014 |
Essence International Financial Holdings Limited |
Cessation of Trading |
| 19/08/2014 |
Cheer Union Securities Limited |
Change of Address |
| 19/08/2014 |
I-Access Investors Limited |
Change of Address, Telephone No. and Fax No. |
| 19/08/2014 |
Munsun Securities Limited |
Change of Company Name
(Previous Name: Great China Brokerage Limited) |
| 19/08/2014 |
PC Securities Limited |
Change of Telephone No. and Fax No. |
| 12/08/2014 |
China Securities (International) Brokerage Company Limited |
Change of Address and Fax No. |
| 12/08/2014 |
Harvest Securities Limited |
Change of Address |
| 12/08/2014 |
Topmore Securities Limited |
Change of Address |
| 12/08/2014 |
Wai Man Stock & Shares Company Limited |
Change of Address |
| 11/08/2014 |
Quest Stockbrokers (HK) Limited |
Change of Address |
| 05/08/2014 |
Dah Sing Securities Limited |
Change of Address |
| 01/08/2014 |
Grand Silver Securities Limited |
Change of Address |
| 01/08/2014 |
PC Securities Limited |
New Exchange Participant |
| 30/07/2014 |
Noble Securities Company Limited |
Change of Address |
| 30/07/2014 |
Sino Wealth Securities Limited |
Change of Company Name
(Previous Name: CWN Securities Limited) |
| 29/07/2014 |
GT Capital Limited |
Change of Address |
| 29/07/2014 |
Tokai Tokyo Securities (Asia) Limited |
Change of Address |
| 28/07/2014 |
BWC Securities Limited |
Change of Address |
| 25/07/2014 |
Riches Depot Securities Co., Limited |
Change of Telephone No. and Fax No. |
| 24/07/2014 |
Riches Depot Securities Co., Limited |
Commencement of Trading
(Broker number : 2619) |
| 22/07/2014 |
Guoyuan Securities Brokerage (Hong Kong) Limited |
Change of Address |
| 16/07/2014 |
Hantec Group International Finance Limited |
Change of Company Name
(Previous Name: King's HT Securities Limited) |
| 15/07/2014 |
China Rise Securities Asset Management Company Limited |
Change of Address, Telephone No. and Fax No. |
| 15/07/2014 |
Lynx Securities Limited |
Change of Company Name
(Previous Name: Troopers Securities Limited) |
| 09/07/2014 |
China Rise Securities Asset Management Company Limited |
Change of Company Name
(Previous Name: China Rise Securities Company Limited) |
| 08/07/2014 |
Chekiang First Securities Co. Limited |
Cessation of Trading |
| 07/07/2014 |
Delta Wealth Securities Limited |
Change of Telephone No. |
| 04/07/2014 |
ANZ Securities (HK) Limited |
Resignation of Exchange Participant |
| 03/07/2014 |
Cepa Alliance Securities Limited |
Change of Address and Telephone No. |
| 03/07/2014 |
Trinity Finance Investment Limited |
Change of Address |
| 02/07/2014 |
Guosen Securities (HK) Brokerage Company, Limited |
Change of Address |
| 02/07/2014 |
Topmore Securities Limited |
Change of Address |
| 26/06/2014 |
Fulbright Securities Limited |
Change of Fax No. |
| 24/06/2014 |
Lucky Securities Company Limited |
Change of Address |
| 20/06/2014 |
Bloomyears Limited |
Change of Address |
| 17/06/2014 |
Merrill Lynch Far East Limited |
Change of Address, Telephone No. and Fax No. |
| 11/06/2014 |
CLC Securities Limited |
Change of Telephone No. and Fax No. |
| 11/06/2014 |
Partners Capital Securities Limited |
Change of Address |
| 11/06/2014 |
T.F.S. Derivatives HK Limited |
Change of Address |
| 10/06/2014 |
Asia-Pac Securities Limited |
Change of Address |
| 10/06/2014 |
Berich Brokerage Limited |
Change of Address |
| 09/06/2014 |
IBTS Asia (HK) Limited |
Cessation of Trading |
| 09/06/2014 |
Nanhua Securities (Hong Kong) Company Limited |
Commencement of Trading
(Broker number : 5069) |
| 06/06/2014 |
Riches Depot Securities Co., Limited |
New Exchange Participant |
| 04/06/2014 |
Core Pacific-Yamaichi Securities (H.K.) Limited |
Change of Address |
| 04/06/2014 |
Delta Wealth Securities Limited |
Change of Address |
| 04/06/2014 |
Lippo Securities Limited |
Change of Address |
| 04/06/2014 |
Partners Capital Securities Limited |
Change of Address |
| 30/05/2014 |
ANZ Securities (HK) Limited |
Cessation of Trading |
| 30/05/2014 |
Shenyin Wanguo Online Broker (H.K.) Limited |
Resignation of Exchange Participant |
| 23/05/2014 |
United Simsen Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 20/05/2014 |
CWN Securities Limited |
Change of Telephone No. |
| 16/05/2014 |
Halcyon Securities Limited |
Change of Fax No. |
| 16/05/2014 |
SBI China Capital Financial Services Limited |
Change of Company Name
(Previous Name: SBI E2-Capital Financial Services Limited) |
| 09/05/2014 |
Tanrich Securities Company Limited |
Change of Address |
| 09/05/2014 |
Tiger Securities Asset Management Company Limited |
Change of Company Name
(Previous Name: Well & Well JP Capital Group Limited) |
| 09/05/2014 |
Tiger Securities Asset Management Company Limited |
Change of Address |
| 07/05/2014 |
HK Noble Sky Treasure Securities Limited |
Change of Address |
| 07/05/2014 |
Tartan Securities (Asia) Limited |
Resignation of Exchange Participant |
| 28/04/2014 |
Hou Tak Securities Limited |
Resignation of Exchange Participant |
| 24/04/2014 |
Taiping Securities (HK) Co Limited |
Change of Address and Telephone No. |
| 23/04/2014 |
Metro Capital Securities Limited |
Change of Address |
| 23/04/2014 |
Prime Securities Limited |
Change of Address and Telephone No. |
| 23/04/2014 |
Yue Kun Research Limited |
Commencement of Trading
(Broker number : 6969) |
| 17/04/2014 |
Delta Wealth Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 15/04/2014 |
Fulixin Securities Limited |
Change of Address and Telephone No. |
| 15/04/2014 |
Grand China Securities Limited |
Change of Address |
| 09/04/2014 |
DBS Vickers (Hong Kong) Limited |
Change of Address |
| 09/04/2014 |
Morgan Stanley Hong Kong Securities Limited |
Change of Address |
| 09/04/2014 |
China Investment Securities International Brokerage Limited |
New Options Trading Exchange Participant |
| 08/04/2014 |
Ayers Alliance Securities (HK) Limited |
Change of Address |
| 07/04/2014 |
China Pacific Securities Limited |
Resignation of Exchange Participant |
| 07/04/2014 |
RPS Investment Limited |
Resignation of Exchange Participant |
| 04/04/2014 |
King's HT Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 03/04/2014 |
Hou Tak Securities Limited |
Cessation of Trading |
| 02/04/2014 |
YGD Securities (HK) Limited |
Commencement of Trading
(Broker number : 5020, 5029) |
| 01/04/2014 |
Luen Hing Securities Limited |
Cessation of Trading |
| 01/04/2014 |
Nanhua Securities (Hong Kong) Company Limited |
New Exchange Participant |
| 01/04/2014 |
Yee Fat Securities Company Limited |
Cessation of Trading |
| 31/03/2014 |
CLC Securities Limited |
Change of Address |
| 31/03/2014 |
Fulixin Securities Limited |
Change of Company Name
(Previous Name: Hung Yieh Securities Limited) |
| 24/03/2014 |
Jefferies Hong Kong Limited |
Change of Fax No. |
| 18/03/2014 |
Yue Kun Research Limited |
New Exchange Participant |
| 18/03/2014 |
Yue Kun Research Limited |
New Options Trading Exchange Participant |
| 13/03/2014 |
Grand China Securities Limited |
Change of Telephone No. and Fax No. |
| 11/03/2014 |
Legarleon Securities Limited |
Change of Address |
| 11/03/2014 |
Rich Pleasure Securities Limited |
Change of Address |
| 10/03/2014 |
YGD Securities (HK) Limited |
New Exchange Participant |
| 04/03/2014 |
KCG Securities Asia Limited |
Change of Address |
| 04/03/2014 |
China Pacific Securities Limited |
Cessation of Trading |
| 27/02/2014 |
Hong Kong Stock Link Securities Limited |
Change of Company Name
(Previous Name: Sun On Tat Securities Company Limited) |
| 27/02/2014 |
Tibra Trading Hong Kong Limited |
Change of Fax No. |
| 25/02/2014 |
Liquidnet Asia Limited |
Change of Address |
| 25/02/2014 |
Mayfair Pacific Financial Group Limited |
Change of Address |
| 20/02/2014 |
Midway International Securities Limited |
Change of Fax No. |
| 12/02/2014 |
Victorfield Securities Limited |
Resignation of Exchange Participant |
| 11/02/2014 |
DBS Vickers (Hong Kong) Limited |
Change of Fax No. |
| 10/02/2014 |
Crown Rich Securities (H.K.) Limited |
Resignation of Exchange Participant |
| 10/02/2014 |
JVSakk Asia Limited |
Re-commencement of Trading
(Broker number : 0599) |
| 10/02/2014 |
Mayban Securities (H.K.) Limited |
Resignation of Exchange Participant |
| 07/02/2014 |
Guosen Securities (HK) Brokerage Company, Limited |
Change of Telephone No. and Fax No. |
| 06/02/2014 |
Taiwan Concord Capital Securities (Hong Kong) Limited |
Change of Telephone No. |
| 05/02/2014 |
CSC Securities (HK) Limited |
New Options Trading Exchange Participant |
| 04/02/2014 |
Convoy Investment Services Limited |
Change of Address |
| 29/01/2014 |
Asia Pacific Capital Securities Limited |
Change of Address |
| 29/01/2014 |
Kim Eng Securities (Hong Kong) Limited |
Change of Fax No. |
| 28/01/2014 |
Win Fung Securities Limited |
Change of Address |
| 21/01/2014 |
China Securities Holdings Limited |
Change of Address and Telephone No. |
| 16/01/2014 |
AXT Limited |
Change of Address, Telephone No. and Fax No. |
| 15/01/2014 |
Grand Investment (Securities) Limited |
Change of Address |
| 15/01/2014 |
Shenyin Wanguo Online Broker (H.K.) Limited |
Cessation of Trading |
| 14/01/2014 |
J.P. Morgan Broking (Hong Kong) Limited |
Change of Address |
| 09/01/2014 |
Shenyin Wanguo Online Broker (H.K.) Limited |
Change of Address |
| 09/01/2014 |
Shenyin Wanguo Securities (H.K.) Limited |
Change of Address |
| 09/01/2014 |
A One Investment Company Limited |
Resignation of Exchange Participant |
| 08/01/2014 |
Public Securities Limited |
Change of Address |
| 07/01/2014 |
MCL Securities Limited |
Change of Company Name
(Previous Name: MCL Brokerage Limited) |
| 03/01/2014 |
Guosen Securities (HK) Brokerage Company, Limited |
Change of Address |
| 03/01/2014 |
Tibra Trading Hong Kong Limited |
Change of Telephone No. |