Rules

Rules of the Exchange

CHAPTER 1 :	INTERPRETATION
CHAPTER 2 :	ADMINISTRATION
CHAPTER 3 :	EXCHANGE PARTICIPANTSHIP
CHAPTER 3A :	STOCK EXCHANGE TRADING RIGHTS
CHAPTER 4 :	FINANCIAL RESOURCES RULES AND ACCOUNTING REQUIREMENTS
CHAPTER 5 :	TRADING
CHAPTER 6 :	PROFESSIONAL CONDUCT
CHAPTER 7 :	DISCIPLINARY
CHAPTER 8 :	PAYMENT OF FEES AND CHARGES
CHAPTER 9 :	EXCHANGE PARTICIPANTS' COMPENSATION (FIDELITY FUND AND GUARANTEE SCHEME)
CHAPTER 10 :	SPECIAL LEVY
CHAPTER 11 :	TRANSACTION AND INVESTOR COMPENSATION LEVIES
CHAPTER 12 :	INVESTORS' COMPENSATION (UNIFIED EXCHANGE COMPENSATION FUND)
CHAPTER 13 :	STAMP DUTY COLLECTION
CHAPTER 14 :	CHINA CONNECT SERVICE
CHAPTER 14A :	CHINA CONNECT SERVICE - SHANGHAI
CHAPTER 14B :	CHINA CONNECT SERVICE - SHENZHEN
CHAPTER 15 :	SPECIAL PARTICIPANTS
FIRST SCHEDULE :	REPEALED
SECOND SCHEDULE :	SPREAD TABLE
THIRD SCHEDULE :	CURRENCIES TABLE
FOURTH SCHEDULE :	REPEALED
FIFTH SCHEDULE :	REPEALED
SIXTH SCHEDULE :	SECURITIES BORROWING AND LENDING REGULATIONS
SEVENTH SCHEDULE :	REPEALED
EIGHTH SCHEDULE :	REPEALED
NINTH SCHEDULE :	REPEALED
TENTH SCHEDULE :	REPEALED
ELEVENTH SCHEDULE :	SHORT SELLING REGULATIONS
TWELFTH SCHEDULE :	REPEALED
THIRTEENTH SCHEDULE :	REPEALED
FOURTEENTH SCHEDULE :	SECURITIES MARKET MAKER REGULATIONS
FIFTEENTH SCHEDULE :	DESIGNATED INDEX ARBITRAGE SHORT SELLING, STOCK FUTURES HEDGING SHORT SELLING, STRUCTURED PRODUCT HEDGING SHORT SELLING AND OPTIONS HEDGING SHORT SELLING REGULATIONS
SIXTEENTH SCHEDULE :	REPEALED
SEVENTEENTH SCHEDULE :	REPEALED
EIGHTEENTH SCHEDULE :	STRUCTURED PRODUCT LIQUIDITY PROVIDER REGULATIONS
NINETEENTH SCHEDULE :	DUAL COUNTER MARKET MAKER REGULATIONS