2009

Participant Information Changes (HKSCC)

Only changes (status, contact details, etc.) of the respective participants' information are shown. Please refer to the information of the current Clearing House Participants for more details.

Effective Date	Name of Participant	Participant Category	Change of Participant Information
24/12/2009	Bear Stearns Asia Ltd	DCP	Resignation of DCP
23/12/2009	Citic Ka Wah Bank Ltd	Custodian Participant	Change of Address, Telephone No. and Fax No.
18/12/2009	BWC Securities Ltd	DCP	New Participant
17/12/2009	Standard Chartered Securities (HK) Ltd	DCP	Change of Company Name (Previous Name: Cazenove Asia Ltd)
15/12/2009	GOA Securities Ltd	DCP	Resignation of DCP
08/12/2009	Chung Nam Securities Ltd	DCP	Change of Address
03/12/2009	ICEA Securities Ltd	DCP	Change of Address
23/11/2009	Full Win Securities Ltd	DCP	Change of Address
12/11/2009	Fortis Clearing Hong Kong Ltd	GCP	Change of Company Name (previous name: Fortis Clearing (Options) Hong Kong Ltd
04/11/2009	M Y Securities Ltd	DCP	Change of Address
28/10/2009	Mizuho Securities Asia Ltd	DCP	Change of Address
23/10/2009	Fortis Clearing (Options) Hong Kong Ltd	DCP	Change of Telephone No.
20/10/2009	ICEA Securities Ltd	DCP	Change of Fax No.
13/10/2009	Polaris Capital (Asia) Ltd	DCP	Change of Fax No.
12/10/2009	Telecom Digital Securities Ltd	DCP	Change of Address
12/10/2009	Millennium Securities Pty Ltd	DCP	New Participant
02/10/2009	Drake & Morgan Ltd	DCP	Resignation of DCP
28/09/2009	Cazenove Asia Ltd	DCP	Change of Address, Telephone no. and Fax no.
27/09/2009	SinoPac Securities (Asia) Ltd	DCP	Change of Address
21/09/2009	Seaga International Ltd	DCP	Change of Address
21/09/2009	Chief Securities Ltd	DCP	Change of Address
14/09/2009	Kam Luen Securities Ltd	DCP	Change of Address
11/09/2009	RBS Asia Ltd	DCP	Change of Company Name (previous name : ABN AMRO Asia Ltd)
07/09/2009	BNP Paribas Securities Services	GCP	New Participant
07/09/2009	China Rise Securities Co Ltd	DCP	New Participant
04/09/2009	Grand Ming Financial Group Ltd	DCP	Change of Company Name (previous name : Grand Ming Securities Ltd)
25/08/2009	Ping An of China Securities (Hong Kong) Co Ltd	DCP	Change of Telephone No. and Fax No.
24/08/2009	Ping An of China Securities (Hong Kong) Co Ltd	DCP	New Participant
17/08/2009	Taiwan Concord Capital Securities (Hong Kong) Ltd	DCP	Change of Address
17/08/2009	Taiping Securities (HK) Co Ltd	DCP	Change of Company Name (previous name : China Insurance Group Securities Ltd)
07/08/2009	CMB International Capital Corporation Ltd	DCP	Change of Address, Telephone No. and Fax No.
07/08/2009	Astrum Capital Management Ltd	DCP	New Participant
04/08/2009	Fortis Wealth Management Hong Kong Ltd	DCP	Change of Address, Telephone No. and Fax No.
31/07/2009	Shacom Securities Ltd	DCP	Change of Address, Telephone No. and Fax No.
31/07/2009	Uni-Alpha Securities Ltd	DCP	Resignation of DCP
29/07/2009	Win Wong Securities Ltd	DCP	Change of Address and Fax No.
28/07/2009	Confederation Investment Ltd	DCP	New Participant
28/07/2009	Redford Securities Ltd	DCP	Change of Address
20/07/2009	HSBC Private Bank (Suisse) SA	Custodian Participant	Change of Address and Telephone No.
20/07/2009	Kaiser Securities Ltd	DCP	Change of Address
15/07/2009	Credit Suisse Securities (Hong Kong) Ltd	DCP	Change of Address, Telephone No. and Fax No.
14/07/2009	CIMB Securities (HK) Ltd	DCP	Change of English Company Name (previous name : CIMB-GK Securities (HK) Ltd)
07/07/2009	Natixis Asia Ltd	DCP	Change of Telephone No.
07/07/2009	FE Securities Ltd	DCP	Change of Address
12/06/2009	Morgan Stanley Hong Kong Securities Ltd	DCP	Change of Address
08/06/2009	Essence International Financial Holdings Ltd	DCP	Change of Company Name (previous name : China Southern Securities (Hong Kong) Ltd)
08/06/2009	Dynasty Securities Ltd	DCP	Change of Company Name (previous name : Po Luen Securities Ltd)
04/06/2009	Pelican Securities Ltd	DCP	Change of Address
01/06/2009	Convoy Investment Services Ltd	DCP	Change of Address and Telephone Number
01/06/2009	Waterland Securities (HK) Co Ltd	DCP	New Participant
25/05/2009	IMC Asia Pacific Ltd	DCP	Resignation of DCP
20/05/2009	Guodu Securities (Hong Kong) Ltd	DCP	New Participant
18/05/2009	Hang Tung Securities Ltd	DCP	Resignation of DCP
14/05/2009	Shinko Securities (H.K.) Ltd	DCP	Resignation of DCP
11/05/2009	Deutsche Bank AG	GCP	Change of Participantship Category from Custodian Participant to General Clearing Participant
08/05/2009	MF Global Hong Kong Ltd	DCP	Change of Company Name (previous name: MF Global Futures HK Ltd)
30/04/2009	Newedge Broker Ltd	DCP	Resignation of DCP
27/04/2009	ING Bank N.V.	Custodian Participant	Resignation of Custodian Participant
24/04/2009	LA (Global) Sinomix Securities Ltd	DCP	Resignation of DCP
22/04/2009	Ping An Securities Ltd	DCP	Change of address
14/04/2009	Delta Asia Credit Ltd	Stock Pledgee Participant	Change of Address
01/04/2009	Newedge Financial Hong Kong Ltd	DCP	New Participant
16/03/2009	3V Capital Ltd	DCP	Change of address
16/03/2009	Total Securities (HK) Ltd	DCP	New Participant
27/02/2009	Head & Shoulders Securities Ltd	DCP	Resignation of DCP
24/02/2009	SynerWealth Financial Ltd	DCP	New Participant
20/02/2009	Convoy Investment Services Ltd	DCP	Change of Company Name (previous name: Coview Investments Ltd)
13/02/2009	Mirae Asset Securities (HK) Ltd	DCP	Change of Company Name (previous name: Mirae Asset Hong Kong Ltd)
09/02/2009	ING Asia Private Bank Ltd	Custodian Participant	New Participant
02/02/2009	United Simsen Securities Ltd	DCP	Change of Company Name (previous name: Cheung's Securities Brokers Ltd)
02/02/2009	First Worldsec Securities Ltd	DCP	Change of Chinese Company Name
02/02/2009	Macquarie Equities (Asia) Ltd	DCP	Resignation of DCP
19/01/2009	Cinda International Securities Ltd	DCP	Change of Company Name (previous name: Hantec International Finance Group Ltd)
15/01/2009	Jimei Securities Ltd	DCP	New Participant
15/01/2009	Star Securities Ltd	DCP	Resignation of DCP
12/01/2009	Starling Group Securities Ltd	DCP	New Participant

Updated 29 Dec 2022