| 31/12/2012 |
iStar International Securities Co. Limited |
Change of Company Name
(Previous Name: Daily Growth Securities Limited) |
| 27/12/2012 |
HSBC Broking Securities (Hong Kong) Limited |
Change of Address |
| 27/12/2012 |
Hing Wai Allied Securities Limited |
Change of Address |
| 27/12/2012 |
Yuanta Securities (Hong Kong) Company Limited |
Change of Fax No. |
| 21/12/2012 |
Huatai Financial Holdings (Hong Kong) Limited |
Change of Fax No. |
| 20/12/2012 |
Pinestone Securities Limited |
Change of Telephone No. |
| 20/12/2012 |
China Securities Holdings Limited |
Cessation of Trading |
| 18/12/2012 |
Lucky Securities Company Limited |
Change of Address |
| 18/12/2012 |
Shun Heng Securities Limited |
Change of Address |
| 17/12/2012 |
Astrum Capital Management Limited |
Change of Address |
| 14/12/2012 |
T & F Equities Limited |
Change of Address |
| 11/12/2012 |
Colors Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 11/12/2012 |
Marigold International Securities Limited |
Change of Address |
| 05/12/2012 |
Topaz Group Limited |
New Trading Exchange Participant
(Broker number : 6509) |
| 04/12/2012 |
GF Securities (Hong Kong) Brokerage Limited |
Change of Address |
| 03/12/2012 |
Great China Brokerage Limited |
Change of Address |
| 03/12/2012 |
JVSakk Asia Limited |
Change of Address, Telephone No. and Fax No. |
| 03/12/2012 |
Pinestone Securities Limited |
New Trading Exchange Participant
(Broker number : 6059) |
| 03/12/2012 |
Commerz Securities Hong Kong Limited |
Commencement of Trading
(Broker number : 8449) |
| 03/12/2012 |
Fubon Securities (Hong Kong) Limited |
Commencement of Trading
(Broker number : 1910, 1919) |
| 03/12/2012 |
Trinity Securities Co. Limited |
Commencement of Trading
(Broker number : 3139) |
| 30/11/2012 |
IMC Asia Pacific Limited |
Change of Fax No. |
| 27/11/2012 |
Luk Fook Securities (HK) Limited |
Change of Address |
| 27/11/2012 |
Eternal Pearl Securities Limited |
Change of Address |
| 27/11/2012 |
Fordjoy Securities and Futures Limited |
Change of Address |
| 27/11/2012 |
China Pacific Securities Limited |
Voluntary Suspension of Trading |
| 26/11/2012 |
XiaXin Securities (HK) Limited |
Change of Company Name
(Previous Name: Goldyard Securities Limited) |
| 22/11/2012 |
JVSakk Asia Limited |
Change of Company Name
(Previous Name: Goldtech Securities Limited) |
| 19/11/2012 |
Futu Securities International (Hong Kong) Limited |
Change of Telephone No. and Fax No. |
| 15/11/2012 |
Standard Securities Asia Limited |
Resignation of Exchange Participant |
| 13/11/2012 |
Tora Trading Services Limited |
Change of Address |
| 09/11/2012 |
Piper Jaffray Asia Securities Limited |
Resignation of Exchange Participant |
| 08/11/2012 |
Luen On Securities Company Limited |
Change of Address and Telephone No. |
| 06/11/2012 |
Golden Fountain Securities Limited |
Change of Address |
| 06/11/2012 |
Grand Silver Securities Limited |
Change of Address |
| 05/11/2012 |
Mayfair Pacific Financial Group Limited |
Change of Fax No. |
| 02/11/2012 |
King Fook Securities Company Limited |
Change of Telephone No. |
| 01/11/2012 |
Commerz Securities Hong Kong Limited |
New Exchange Participant |
| 31/10/2012 |
Geminis Securities Limited |
Change of Address |
| 30/10/2012 |
Ping An of China Securities (Hong Kong) Company Limited |
New Options Trading Exchange Participant |
| 29/10/2012 |
Futu Securities International (Hong Kong) Limited |
New Trading Exchange Participant
(Broker number : 8300, 8309) |
| 26/10/2012 |
Piper Jaffray Asia Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 22/10/2012 |
Well Honest Securities Limited |
Change of Company Name
(Previous Name: Ricofull Securities Limited) |
| 22/10/2012 |
Sigma Capital Management Limited |
Commencement of Trading
(Broker number : 5589) |
| 19/10/2012 |
BOCOM International Securities Limited |
New Options Trading Exchange Participant |
| 16/10/2012 |
Troopers Securities Limited |
Change of Address |
| 11/10/2012 |
Fubon Securities (Hong Kong) Limited |
Change of Telephone No. and Fax No. |
| 09/10/2012 |
Wintech Securities Limited |
Change of Address |
| 05/10/2012 |
Macquarie Capital Securities Limited |
Change of Address and Fax No. |
| 03/10/2012 |
Legend Crown Chancellor Securities and Futures Limited |
Change of Company Name
(Previous Name: Legend Crown International Development Limited) |
| 03/10/2012 |
Sigma Capital Management Limited |
New Exchange Participant |
| 03/10/2012 |
Sigma Capital Management Limited |
New Options Trading Exchange Participant |
| 03/10/2012 |
Midway International Securities Limited |
Cessation of Trading |
| 25/09/2012 |
Friedmann Pacific Securities Limited |
Change of Address |
| 25/09/2012 |
Kam Wah Securities Limited |
Change of Address |
| 24/09/2012 |
Goldenway Investments (HK) Limited |
Change of Address |
| 24/09/2012 |
CITIC Securities Brokerage (HK) Limited |
New Options Trading Exchange Participant |
| 24/09/2012 |
Piper Jaffray Asia Securities Limited |
Cessation of Trading |
| 20/09/2012 |
Genting Securities Limited |
Change of Telephone No. and Fax No. |
| 20/09/2012 |
Ingensoma Trading Group Limited |
Change of Telephone No. |
| 18/09/2012 |
Ingensoma Trading Group Limited |
New Trading Exchange Participant
(Broker number : 1579) |
| 18/09/2012 |
Ingensoma Trading Group Limited |
New Options Trading Exchange Participant |
| 11/09/2012 |
Platinum Broking Company Limited |
Change of Address and Fax No. |
| 07/09/2012 |
Lai Po Hung & Company Limited |
Change of Address |
| 03/09/2012 |
Trinity Securities Co. Limited |
New Exchange Participant |
| 03/09/2012 |
Genting Securities Limited |
New Trading Exchange Participant
(Broker number : 7620, 7629) |
| 31/08/2012 |
Donaldson, Lufkin & Jenrette Asia Securities Limited |
Resignation of Exchange Participant |
| 30/08/2012 |
Luk Fook Securities (HK) Limited |
New Options Trading Exchange Participant |
| 28/08/2012 |
Goldyard Securities Limited |
Change of Address |
| 28/08/2012 |
Grand China Securities Limited |
Commencement of Trading
(Broker number : 6180, 6189) |
| 27/08/2012 |
Mejority Securities Limited |
New Trading Exchange Participant
(Broker number : 0960, 0969) |
| 24/08/2012 |
Macquarie Capital Securities Limited |
Change of Address and Fax No. |
| 24/08/2012 |
LT Securities Limited |
New Options Trading Exchange Participant |
| 23/08/2012 |
Shenyin Wanguo Online Broker (H.K.) Limited |
Change of Fax No. |
| 23/08/2012 |
Shenyin Wanguo Securities (H.K.) Limited |
Change of Fax No. |
| 23/08/2012 |
Standard Securities Asia Limited |
Resignation of Options Trading Exchange Participant |
| 21/08/2012 |
Legend Crown International Development Limited |
Change of Address and Telephone No. |
| 20/08/2012 |
Cepa Alliance Securities Limited |
Change of Address |
| 20/08/2012 |
Fubon Securities (Hong Kong) Limited |
Change of Address |
| 16/08/2012 |
Grand China Securities Limited |
New Exchange Participant |
| 14/08/2012 |
Quam Securities Company Limited |
Change of Address |
| 13/08/2012 |
ICBC (Asia) Securities Limited |
Change of Address and Telephone No. |
| 13/08/2012 |
Caitong International Securities Co., Limited |
New Trading Exchange Participant
(Broker number : 4510, 4519) |
| 06/08/2012 |
Ewarton Securities Limited |
Change of Address |
| 06/08/2012 |
Kam Luen Securities Limited |
Change of Address |
| 06/08/2012 |
Interchina Securities Limited |
Cessation of Trading |
| 01/08/2012 |
Fubon Securities (Hong Kong) Limited |
New Exchange Participant |
| 31/07/2012 |
ETRADE Securities (Hong Kong) Limited |
Change of Address |
| 26/07/2012 |
Renaissance Capital (Hong Kong) Limited |
Resignation of Exchange Participant |
| 23/07/2012 |
Huatai Financial Holdings (Hong Kong) Limited |
Change of Fax No. |
| 23/07/2012 |
Ricofull Securities Limited |
Change of Telephone No. and Fax No. |
| 20/07/2012 |
Ricofull Securities Limited |
Re-commencement of Trading
(Broker number : 7630, 7639) |
| 17/07/2012 |
China Rich Securities Limited |
Change of Company Name
(Previous Name: REXCAPITAL Securities Limited) |
| 16/07/2012 |
Grand Silver Securities Limited |
Change of Telephone No. and Fax No. |
| 16/07/2012 |
China Galaxy International Securities (Hong Kong) Co., Limited |
New Options Trading Exchange Participant |
| 09/07/2012 |
Tullett Prebon (Hong Kong) Limited |
New Trading Exchange Participant
(Broker number : 1890) |
| 09/07/2012 |
Tullett Prebon (Hong Kong) Limited |
New Options Trading Exchange Participant |
| 04/07/2012 |
HSBC Securities Brokers (Asia) Limited |
Change of Telephone No. and Fax No. |
| 04/07/2012 |
Kaiser Securities Limited |
Change of Address |
| 04/07/2012 |
Winfull Securities Limited |
Change of Address |
| 04/07/2012 |
RBS Asia Limited |
Change of Address |
| 03/07/2012 |
Standard Securities Asia Limited |
Cessation of Trading |
| 03/07/2012 |
Yuanta Securities (Hong Kong) Company Limited |
New Options Trading Exchange Participant |
| 03/07/2012 |
Polaris Securities (Hong Kong) Limited |
Resignation of Options Trading Exchange Participant |
| 03/07/2012 |
Polaris Securities (Hong Kong) Limited |
Resignation of Exchange Participant |
| 29/06/2012 |
GETCO Asia (Hong Kong) Limited |
Change of Address |
| 29/06/2012 |
Renaissance Capital (Hong Kong) Limited |
Cessation of Trading |
| 27/06/2012 |
Integrity Securities Limited |
New Trading Exchange Participant
(Broker number : 0710, 0719) |
| 18/06/2012 |
Midway International Securities Limited |
Voluntary Suspension of Trading |
| 14/06/2012 |
Renaissance Capital (Hong Kong) Limited |
Change of Fax No. |
| 14/06/2012 |
Starling Group Securities Limited |
Change of Fax No. |
| 11/06/2012 |
Asia Pacific Capital Securities Limited |
Change of Fax No. |
| 11/06/2012 |
Chelac Investment Company Limited |
Change of Fax No. |
| 11/06/2012 |
Sincere Securities Limited |
Change of Fax No. |
| 05/06/2012 |
Kingsway Financial Services Group Limited |
Change of Address |
| 05/06/2012 |
Tung Shing Securities (Brokers) Limited |
Change of Telephone No. |
| 30/05/2012 |
BWC Securities Limited |
Change of Telephone No. |
| 29/05/2012 |
Natixis Asia Limited |
Change of Address |
| 29/05/2012 |
FT Securities Limited |
Re-commencement of Trading |
| 22/05/2012 |
FT Securities Limited |
Voluntary Suspension of Trading |
| 22/05/2012 |
Beijing Securities Limited |
Change of Address |
| 22/05/2012 |
GETCO Asia (Hong Kong) Limited |
New Trading Exchange Participant
(Broker number : 2140, 2149) |
| 22/05/2012 |
GETCO Asia (Hong Kong) Limited |
New Options Trading Exchange Participant |
| 21/05/2012 |
Ping An Securities Limited |
Change of Address |
| 15/05/2012 |
Ping An of China Securities (Hong Kong) Company Limited |
Change of Address |
| 14/05/2012 |
Heng Shan Securities Limited |
Change of Address |
| 08/05/2012 |
GF Securities (Hong Kong) Brokerage Limited |
Change of Fax No. |
| 03/05/2012 |
A One Investment Company Limited |
Change of Address |
| 27/04/2012 |
CIMB Securities Limited |
Change of Company Name
(Previous Name: CIMB Securities (HK) Limited) |
| 24/04/2012 |
Great China Brokerage Limited |
Change of Address |
| 23/04/2012 |
Hua Nan Securities (HK) Limited |
Change of Address and Telephone No. |
| 23/04/2012 |
CWN Securities Limited |
Commencement of Trading
(Broker number : 6040, 6048) |
| 17/04/2012 |
Goldride Securities Limited |
Change of Address |
| 17/04/2012 |
Pico Zeman Securities (HK) Limited |
Change of Fax No. |
| 17/04/2012 |
Shenyin Wanguo Online Broker (H.K.) Limited |
Change of Fax No. |
| 17/04/2012 |
Shenyin Wanguo Securities (H.K.) Limited |
Change of Fax No. |
| 16/04/2012 |
Po Sang Futures Limited |
Commencement of Trading
(Broker number : 6726, 6727, 6728, 6729) |
| 12/04/2012 |
China Yinsheng Securities Limited |
Change of Company Name
(Previous Name: Hunlicar Securities Limited) |
| 11/04/2012 |
Bluefin HK Limited |
Change of Address |
| 05/04/2012 |
Goldtech Securities Limited |
Change of Address |
| 03/04/2012 |
China Galaxy International Securities (Hong Kong) Co., Limited |
Change of Address |
| 03/04/2012 |
Fulbright Securities Limited |
Change of Address |
| 03/04/2012 |
Po Sang Futures Limited |
New Exchange Participant |
| 02/04/2012 |
CWN Securities Limited |
New Exchange Participant |
| 30/03/2012 |
AXT Limited |
Change of Address |
| 26/03/2012 |
Quest Stockbrokers (HK) Limited |
Change of Address |
| 19/03/2012 |
SG Securities (HK) Limited |
Change of Fax No. |
| 16/03/2012 |
China Securities Holdings Limited |
Change of Company Name
(Previous Name: Vermont Securities Company Limited) |
| 15/03/2012 |
Sun International Securities Limited |
Change of Company Name
(Previous Name: China Investment Securities Limited) |
| 14/03/2012 |
Piper Jaffray Asia Securities Limited |
Change of Fax No. |
| 09/03/2012 |
Mirae Asset Securities (HK) Limited |
Change of Fax No. |
| 02/03/2012 |
Hang Tung Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 01/03/2012 |
Thomas Securities Company Limited |
Change of Address |
| 29/02/2012 |
Thomas Securities Company Limited |
Change of Telephone No. and Fax No. |
| 29/02/2012 |
Samsung Securities (Asia) Limited |
Resignation of Exchange Participant |
| 24/02/2012 |
Ambition Securities Co. Limited |
Cessation of Trading |
| 16/02/2012 |
Industrial Securities (Hong Kong) Brokerage Limited |
Change of Telephone No. and Fax No. |
| 14/02/2012 |
Dah Sing Securities Limited |
Change of Address |
| 14/02/2012 |
UBS Securities Hong Kong Limited |
Change of Fax No. |
| 13/02/2012 |
Skyway Securities Investment Limited |
Change of Telephone No. and Fax No. |
| 13/02/2012 |
Goldtech Securities Limited |
Cessation of Trading |
| 10/02/2012 |
Goldtech Securities Limited |
Change of Fax No. |
| 09/02/2012 |
OSK Securities Hong Kong Limited |
Change of Fax No. |
| 07/02/2012 |
Samsung Securities (Asia) Limited |
Cessation of Trading |
| 03/02/2012 |
Knight Capital Asia Limited |
Change of Telephone No. and Fax No. |
| 02/02/2012 |
Daewoo Securities (Hong Kong) Limited |
Commencement of Trading
(Broker number : 0649) |
| 01/02/2012 |
Peace Town Financial Services Limited |
Change of Company Name
(Previous Name: Peace Town Securities Limited) |
| 01/02/2012 |
Centaline Securities Limited |
New Trading Exchange Participant
(Broker number : 4010, 4019) |
| 01/02/2012 |
8 Securities Limited |
New Trading Exchange Participant
(Broker number : 7760, 7769) |
| 30/01/2012 |
AXT Limited |
Cessation of Trading |
| 20/01/2012 |
China Investment Securities International Brokerage Limited |
New Trading Exchange Participant
(Broker number : 4420, 4429) |
| 20/01/2012 |
Tung Shing Securities (Brokers) Limited |
New Options Trading Exchange Participant |
| 18/01/2012 |
Industrial Securities (Hong Kong) Brokerage Limited |
New Trading Exchange Participant
(Broker number : 1750, 1759) |
| 17/01/2012 |
Chung Lee Securities Company Limited |
Change of Address and Telephone No. |
| 16/01/2012 |
Daiwa Capital Markets Trading Hong Kong Limited |
Change of Address, Telephone No. and Fax No. |
| 16/01/2012 |
Tung Shing Securities (Brokers) Limited |
Change of Address |
| 11/01/2012 |
Thomas Securities Company Limited |
Change of Telephone No. and Fax No. |
| 10/01/2012 |
China Investment Securities Limited |
Change of Address |
| 03/01/2012 |
Changjiang Securities Brokerage (HK) Limited |
New Trading Exchange Participant
(Broker number : 6540, 6549)
|