| 30/12/2016 |
Credit Agricole Securities (Asia) Limited |
Change of Company Name
(Previous Name: RBS Asia Limited) |
| 29/12/2016 |
Boom.com Limited |
Change of Address |
| 28/12/2016 |
Huanying International (Asia) Limited |
Change of Company Name
(Previous Name: Tianying International (Hong Kong) Limited) |
| 28/12/2016 |
RSI Securities Limited |
Change of Telephone No. and Fax No. |
| 22/12/2016 |
Nine Rivers Capital Partners Limited |
Change of Address |
| 13/12/2016 |
Cornerstone Securities Limited |
Change of Address |
| 13/12/2016 |
Nine Rivers Capital Partners Limited |
Change of Company Name
(Previous Name: Jensen Capital Limited) |
| 12/12/2016 |
CNCB (Hong Kong) Capital Limited |
New Trading Exchange Participant
(Broker number : 0910) |
| 08/12/2016 |
Yunfeng Securities Limited |
Change of Company Name
(Previous Name: Reorient Capital Markets Limited) |
| 06/12/2016 |
Juhui Financial Securities Limited |
Change of Address |
| 05/12/2016 |
RBS Asia Limited |
Change of Address, Telephone No. and Fax No. |
| 05/12/2016 |
Victory Enterprises (Investment) Limited |
Change of Address |
| 02/12/2016 |
GEO Securities Limited |
Change of Fax No. |
| 02/12/2016 |
Tai United Securities Limited |
Change of Company Name
(Previous Name: Hui Kai Securities Limited) |
| 02/12/2016 |
Tung Shing Securities (Brokers) Limited |
Change of Address |
| 02/12/2016 |
Yue Kun Research Limited |
Change of Address |
| 01/12/2016 |
Delta Wealth Securities Limited |
Change of Address |
| 01/12/2016 |
Trinity Securities Co. Limited |
Change of Address |
| 01/12/2016 |
Good Luck Securities Limited |
New Trading Exchange Participant
(Broker number : 1035) |
| 01/12/2016 |
Tianying International (Hong Kong) Limited |
New Trading Exchange Participant
(Broker number : 1145, 1146) |
| 30/11/2016 |
Panhou International Securities Limited |
Change of Telephone No. |
| 29/11/2016 |
Magusta Securities Limited |
Re-commencement of Trading
(Broker number : 1032) |
| 24/11/2016 |
Convoy Investment Services Limited |
Change of Address |
| 23/11/2016 |
Hing Lee Securities Limited |
Change of Address and Telephone No. |
| 21/11/2016 |
Tensant Securities Limited |
Change of Company Name
(Previous Name: Hantec Group International Finance Limited) |
| 21/11/2016 |
RSI Securities Limited |
New Trading Exchange Participant
(Broker number : 1036) |
| 18/11/2016 |
China Goldjoy Securities Limited |
Change of Company Name
(Previous Name: China Yinsheng Securities Limited) |
| 17/11/2016 |
China Jianxin Financial Services Limited |
Change of Address, Telephone No. and Fax No. |
| 15/11/2016 |
China Innovative Finance Securities Limited |
Change of Company Name
(Previous Name: Stephil Securities Limited) |
| 15/11/2016 |
Valuable Capital Limited |
Change of Address |
| 15/11/2016 |
Standard Chartered Securities (Hong Kong) Limited |
Cessation of Trading |
| 11/11/2016 |
Bradbury Securities Limited |
Change of Company Name
(Previous Name: Lynx Securities Limited) |
| 11/11/2016 |
Goldbridge Hong Kong Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 10/11/2016 |
China Innovation Market Service Company Limited |
New Special Participant
(Broker number : 5998, 5999) |
| 09/11/2016 |
JVSakk Asia Limited |
Change of Address |
| 09/11/2016 |
Wealth Link Securities Limited |
Change of Telephone No. and Fax No. |
| 09/11/2016 |
Easy One Securities Limited |
New Trading Exchange Participant
(Broker number: 0913) |
| 08/11/2016 |
Chung Lee Securities Company Limited |
Change of Address |
| 08/11/2016 |
Dakin Securities Limited |
New Trading Exchange Participant
(Broker number: 1148) |
| 07/11/2016 |
Freeman Securities Limited |
Change of Address |
| 02/11/2016 |
GEO Securities Limited |
Change of Telephone No. |
| 01/11/2016 |
Grand Cartel Securities Company Limited |
Change of Telephone No. |
| 01/11/2016 |
Wealth Link Securities Limited |
Change of Address |
| 31/10/2016 |
Sino-Rich Securities & Futures Limited |
Change of Company Name
(Previous Name: FP Sino-Rich Securities & Futures Limited) |
| 31/10/2016 |
China Renaissance Securities (Hong Kong) Limited |
Commencement of Trading
(Broker number: 7068) |
| 28/10/2016 |
Geminis Securities Limited |
Change of Address |
| 28/10/2016 |
Po Sang Securities and Futures Limited |
Change of Company Name
(Previous Name: Po Sang Futures Limited) |
| 27/10/2016 |
Ever Blooming Securities Limited |
Change of Company Name
(Previous Name: Japan Asia Securities Limited) |
| 27/10/2016 |
Formax Securities Limited |
Change of Telephone No. |
| 25/10/2016 |
China Jianxin Financial Services Limited |
Change of Company Name
(Previous Name: Win Fung Securities Limited) |
| 19/10/2016 |
AMTD Asset Management Limited |
Change of Telephone No. |
| 18/10/2016 |
Japan Asia Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 18/10/2016 |
SR Wealth Securities Limited |
Change in Telephone No. |
| 14/10/2016 |
AMTD Asset Management Limited |
Change of Address, Telephone No. and Fax No. |
| 14/10/2016 |
Thomas Securities Company Limited |
Change of Fax No. |
| 11/10/2016 |
Tai Cheng Securities Limited |
Re-commencement of Trading |
| 07/10/2016 |
Sanston Financial Group Limited |
Cessation of Trading |
| 06/10/2016 |
Prime China Securities Limited |
New Trading Exchange Participant
(Broker number : 1800, 1801) |
| 05/10/2016 |
Tai Cheng Securities Limited |
Voluntary Suspension of Trading |
| 04/10/2016 |
Tian Yuan Finance Limited |
Change of Address |
| 04/10/2016 |
Tung Shing Securities (Brokers) Limited |
Change of Fax No. |
| 04/10/2016 |
Akron Securities Limited |
New Trading Exchange Participant
(Broker number : 0979) |
| 03/10/2016 |
Winland Wealth Management Limited |
Change of Telephone No. and Fax No. |
| 03/10/2016 |
SPDB International Capital Limited |
New Trading Exchange Participant
(Broker number : 1038) |
| 30/09/2016 |
AIF Securities Limited |
Change of Company Name
(Previous Name: Treasure Securities Limited) |
| 28/09/2016 |
Forthright Securities Company Limited |
New Trading Exchange Participant
(Broker number : 7719) |
| 28/09/2016 |
Goldlink Securities Limited |
New Trading Exchange Participant
(Broker number : 0915) |
| 27/09/2016 |
Harvest Securities Limited |
Change of Address |
| 26/09/2016 |
The Core Securities Company Limited |
Change of Company Name
(Previous Name: Noble Securities Company Limited) |
| 20/09/2016 |
Orient Securities Limited |
Change of Address |
| 20/09/2016 |
Panhou International Securities Limited |
Change of Telephone No. |
| 20/09/2016 |
Lynx Securities Limited |
Voluntary Suspension of Trading |
| 20/09/2016 |
Prime Securities Limited |
Resignation of Options Trading Exchange Participant |
| 19/09/2016 |
SR Wealth Securities Limited |
New Trading Exchange Participant
(Broker number : 7281) |
| 14/09/2016 |
Goldbridge Hong Kong Securities Limited |
Change of Company Name
(Previous Name: Midway International Securities Limited) |
| 13/09/2016 |
ICBC International Securities Limited |
Change of Fax No. |
| 13/09/2016 |
Wing Fat Securities Limited |
Change of Address |
| 12/09/2016 |
Panhou International Securities Limited |
New Trading Exchange Participant
(Broker number : 0978) |
| 08/09/2016 |
FDT Securities Limited |
Change of Company Name
(Previous Name: Mega Securities (Hong Kong) Company Limited) |
| 07/09/2016 |
Sorrento Securities Limited |
New Trading Exchange Participant
(Broker number : 1802) |
| 06/09/2016 |
CM Securities (Hongkong) Company Limited |
Change of Address |
| 06/09/2016 |
Merdeka Capital Limited |
Change of Company Name
(Previous Name: XiaXin Securities (HK) Limited) |
| 06/09/2016 |
SSIF Securities Limited |
Change of Address |
| 06/09/2016 |
Thomas Securities Company Limited |
Change of Address, Telephone No. and Fax No. |
| 05/09/2016 |
Juhui Financial Securities Limited |
New Trading Exchange Participant
(Broker number : 1803) |
| 01/09/2016 |
9F Primasia Securities Limited |
Change of Company Name
(Previous Name: Primasia Securities Asia Limited) |
| 01/09/2016 |
Skyway Securities Investment Limited |
Change of Address |
| 01/09/2016 |
Prior Securities Limited |
New Trading Exchange Participant
(Broker number : 7655) |
| 25/08/2016 |
iGoldenbeta Securities Company Limited |
Change of Fax No. |
| 24/08/2016 |
CM Securities (Hongkong) Company Limited |
Change of Telephone No. and Fax No. |
| 23/08/2016 |
Zhongrong International Securities Company Limited |
Change of Telephone No. |
| 23/08/2016 |
Zhong Yang Securities Limited |
Change of Address and Telephone No. |
| 22/08/2016 |
Mason Securities Limited |
Change of Address |
| 22/08/2016 |
Asia Wealth Securities Limited |
New Trading Exchange Participant
(Broker number : 7282) |
| 18/08/2016 |
Tak Yun Wealth Management Company Limited |
New Trading Exchange Participant
(Broker number : 7716) |
| 16/08/2016 |
Zhongrong International Securities Company Limited |
Change of Address and Telephone No. |
| 16/08/2016 |
Donghai International Securities (Hong Kong) Limited |
New Trading Exchange Participant
(Broker number : 7280) |
| 09/08/2016 |
ChaoShang Securities Limited |
New Trading Exchange Participant
(Broker number : 0916) |
| 08/08/2016 |
iGoldenbeta Securities Company Limited |
New Trading Exchange Participant
(Broker number : 7656) |
| 05/08/2016 |
Beijing Shoutong Securities Hong Kong Group Limited |
Change of Company Name
(Previous Name: Beijing Securities Group Limited) |
| 05/08/2016 |
RBS Asia Limited |
Change of Address |
| 01/08/2016 |
Wealth Link Securities Limited |
New Trading Exchange Participant
(Broker number : 0919) |
| 29/07/2016 |
ITG Hong Kong Limited |
Change of Fax No. |
| 27/07/2016 |
Golden Rich Securities Limited |
Change of Fax No. |
| 26/07/2016 |
Convoy Investment Services Limited |
Change of Telephone No. |
| 26/07/2016 |
Munsun Securities Limited |
Change of Address |
| 20/07/2016 |
GEO Securities Limited |
Change of Telephone No. |
| 20/07/2016 |
Kilmorey Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 19/07/2016 |
C.P. Securities International Limited |
Change of Address |
| 19/07/2016 |
Sinolink Securities (Hong Kong) Company Limited |
Change of Address (Cancelled) |
| 18/07/2016 |
Sinolink Securities (Hong Kong) Company Limited |
Change of Fax No. |
| 15/07/2016 |
C.P. Securities International Limited |
Change of Company Name
(Previous Name: J.A.F. Brokerage Limited) |
| 13/07/2016 |
Great Wall Securities Limited |
Change of Address |
| 12/07/2016 |
GEO Securities Limited |
New Trading Exchange Participant
(Broker number : 1804) |
| 11/07/2016 |
China Industrial Securities International Brokerage Limited |
Change of Address |
| 11/07/2016 |
South Ocean Securities Limited |
Change of Address |
| 08/07/2016 |
Cornerstone Securities Limited |
New Trading Exchange Participant
(Broker number : 7283) |
| 06/07/2016 |
MUFG Securities Asia Limited |
Change of Company Name
(Previous Name: Mitsubishi UFJ Securities (HK), Limited) |
| 06/07/2016 |
Wing Lung Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 06/07/2016 |
Wilson Securities Limited |
New Trading Exchange Participant
(Broker number : 1805) |
| 05/07/2016 |
Karl-Thomson Securities Company Limited |
Change of Address |
| 05/07/2016 |
Mejority Securities Limited |
Change of Address |
| 04/07/2016 |
Rifa Securities Limited |
Change of Address |
| 04/07/2016 |
Green Securities Limited |
New Trading Exchange Participant
(Broker number : 6498) |
| 01/07/2016 |
Core Pacific - Yamaichi International (H.K.) Limited |
Amalgamation
(Previous Name: Core Pacific-Yamaichi Securities (H.K.) Limited) |
| 30/06/2016 |
First Capital Securities Limited |
Re-commencement of Trading |
| 30/06/2016 |
Vision Capital International Holdings Limited |
New Trading Exchange Participant
(Broker number : 7285) |
| 29/06/2016 |
Sinolink Securities (Hong Kong) Company Limited |
Change of Address and Fax No. |
| 28/06/2016 |
Eternal Pearl Securities Limited |
Change of Address |
| 28/06/2016 |
Morgan Fuel Go Securities Limited |
Change of Address |
| 24/06/2016 |
Rifa Securities Limited |
Change of Company Name
(Previous Name: iSTAR International Securities Co. Limited) |
| 21/06/2016 |
Morton Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 15/06/2016 |
Po Lee Securities Limited |
Change of Company Name
(Previous Name: Century Legend Securities Limited) |
| 14/06/2016 |
Fordjoy Securities and Futures Limited |
Change of Address |
| 14/06/2016 |
Sun International Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 13/06/2016 |
China Everbright Securities (HK) Limited |
Change of Fax No. |
| 10/06/2016 |
Newedge Financial Hong Kong Limited |
Resignation of Exchange Participant |
| 10/06/2016 |
Newedge Financial Hong Kong Limited |
Resignation of Options Trading Exchange Participant |
| 07/06/2016 |
Aristo Securities Limited |
Change of Address |
| 07/06/2016 |
Penjing Asset Management (Asia) Limited |
Change of Address |
| 01/06/2016 |
First Capital Securities Limited |
Voluntary Suspension of Trading |
| 27/05/2016 |
Morton Securities Limited |
Change of Company Name
(Previous Name: Ka Wing Securities Company Limited) |
| 26/05/2016 |
China Prospect Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 23/05/2016 |
Hong Kong Securities (International) Company Limited |
Re-commencement of Trading
(Broker number : 4990, 4999) |
| 23/05/2016 |
Vantage Securities Company Limited |
New Trading Exchange Participant
(Broker number : 7296) |
| 18/05/2016 |
AMTD Asset Management Limited |
Change of Telephone No. and Fax No. |
| 17/05/2016 |
Finet Securities Limited |
Change of Telephone No. |
| 17/05/2016 |
Thomas Securities Company Limited |
Change of Address and Fax No. (Cancelled) |
| 16/05/2016 |
Beijing Securities Group Limited |
New Trading Exchange Participant
(Broker number : 0917, 0918) |
| 11/05/2016 |
CSL Securities Limited |
Change of Company Name
(Previous Name: Convoy Securities Limited) |
| 11/05/2016 |
BOSC International Company Limited |
New Trading Exchange Participant
(Broker number : 3148) |
| 10/05/2016 |
Black Marble Securities Limited |
Change of Address |
| 10/05/2016 |
Centaline Securities Limited |
Change of Address |
| 10/05/2016 |
Zhong Yang Securities Limited |
New Trading Exchange Participant
(Broker number : 1809) |
| 09/05/2016 |
Jensen Capital Limited |
Change of Company Name
(Previous Name: Hang Fat Capital Limited) |
| 05/05/2016 |
China Everbright Securities (HK) Limited |
Change of Telephone No. and Fax No. |
| 05/05/2016 |
FE Securities Limited |
Change of Address |
| 04/05/2016 |
China Everbright Securities (HK) Limited |
Change of Address |
| 03/05/2016 |
China Hong Kong Capital Asset Management Company Limited |
Change of Company Name
(Previous Name: Jin Hung Securities Limited) |
| 03/05/2016 |
Forwin Securities Group Limited |
Change of Company Name
(Previous Name: BC Securities Group Limited) |
| 03/05/2016 |
ICAP Securities Hong Kong Limited |
New Trading Exchange Participant
(Broker number : 7715) |
| 03/05/2016 |
ICAP Securities Hong Kong Limited |
New Options Trading Exchange Participant |
| 27/04/2016 |
Zhongrong International Securities Company Limited |
Change of Address and Telephone No. |
| 26/04/2016 |
Golden Rich Securities Limited |
New Trading Exchange Participant
(Broker number : 7066, 7067) |
| 25/04/2016 |
Guotai Junan Securities (Hong Kong) Limited |
Change of Fax No. |
| 25/04/2016 |
Newedge Financial Hong Kong Limited |
Reassignment of Trading |
| 22/04/2016 |
China Prospect Securities Limited |
Change of Company Name
(Previous Name: SEEC Media Securities Limited) |
| 21/04/2016 |
Delta Wealth Securities Limited |
Change of Address |
| 21/04/2016 |
RBS Asia Limited |
Cessation of Trading |
| 19/04/2016 |
China Sky Securities Limited |
Change of Company Name
(Previous Name: Wintakly Securities Company Limited) |
| 19/04/2016 |
HF Securities and Futures Limited |
Change of Address |
| 19/04/2016 |
AMTD Asset Management Limited |
New Trading Exchange Participant
(Broker number : 1806, 1807) |
| 18/04/2016 |
T & F Equities Limited |
Cessation of Trading |
| 15/04/2016 |
Standard Chartered Securities (Hong Kong) Limited |
Resignation of Options Trading Exchange Participant |
| 12/04/2016 |
RBS Asia Limited |
Change of Fax No. |
| 12/04/2016 |
Resources Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 11/04/2016 |
Supreme China Securities Limited |
Change of Address, Telephone No. and Fax No. |
| 08/04/2016 |
Crosby Securities Limited |
Re-commencement of Trading |
| 07/04/2016 |
Goldin Equities Limited |
Change of Address |
| 05/04/2016 |
Lamtex Securities Limited |
Change of Address |
| 05/04/2016 |
Crosby Securities Limited |
Voluntary Suspension of Trading |
| 01/04/2016 |
Gong Ping Securities Limited |
Change of Company Name
(Previous Name: Million Rich Securities Limited) |
| 30/03/2016 |
CSC Securities (HK) Limited |
Change of Fax No. |
| 30/03/2016 |
China-Hong Kong Link Securities Company Limited |
New Trading Exchange Participant
(Broker number : 7287) |
| 29/03/2016 |
China Silver Securities Limited |
New Trading Exchange Participant
(Broker number : 7717) |
| 23/03/2016 |
STI Asset Management Limited |
New Trading Exchange Participant
(Broker number : 6499) |
| 22/03/2016 |
CS Wealth Securities Limited |
Change of Company Name
(Previous Name: Harmony Securities Limited) |
| 17/03/2016 |
Dongxing Securities (Hong Kong) Company Limited |
Change of Telephone No. |
| 16/03/2016 |
Cheong Lee Securities Limited |
Change of Address |
| 16/03/2016 |
Daewoo Securities (Hong Kong) Limited |
Change of Address |
| 11/03/2016 |
China Demeter Securities Limited |
Change of Company Name
(Previous Name: Trinity Finance Investment Limited) |
| 11/03/2016 |
Mason Securities Limited |
Change of Fax No. |
| 10/03/2016 |
Joincap Securities Limited |
Change of Company Name
(Previous Name: General Stocks Company Limited) |
| 10/03/2016 |
CLSA Limited |
Resignation of Options Trading Exchange Participant |
| 08/03/2016 |
iFAST Securities (HK) Limited |
Change of Company Name
(Previous Name: Winfield Securities Limited) |
| 08/03/2016 |
iFAST Securities (HK) Limited |
Change of Address and Fax No. |
| 07/03/2016 |
Mason Securities Limited |
Change of Company Name
(Previous Name: GuocoCapital Limited) |
| 07/03/2016 |
Thomas Securities Company Limited |
Change of Address, Telephone No. and Fax No. |
| 07/03/2016 |
Innovation Securities Co., Limited |
New Trading Exchange Participant
(Broker number : 5569) |
| 02/03/2016 |
Harmony Securities Limited |
Change of Address |
| 01/03/2016 |
Daiwa Capital Markets Trading Hong Kong Limited |
Resignation of Exchange Participant |
| 01/03/2016 |
Daiwa Capital Markets Trading Hong Kong Limited |
Resignation of Options Trading Exchange Participant |
| 29/02/2016 |
Dongxing Securities (Hong Kong) Company Limited |
Change of Company Name
(Previous Name: China Orient International Capital Limited) |
| 29/02/2016 |
China Orient International Capital Limited |
New Trading Exchange Participant
(Broker number : 7657, 7658) |
| 25/02/2016 |
SSIF Securities Limited |
Change of Company Name
(Previous Name: Gelin Dahua Securities (Hong Kong) Limited) |
| 23/02/2016 |
Trinity Securities Co. Limited |
Change of Address |
| 23/02/2016 |
Wintakly Securities Company Limited |
Change of Telephone No. |
| 18/02/2016 |
Resources Securities Limited |
New Trading Exchange Participant
(Broker number : 1808) |
| 17/02/2016 |
Tian Yuan Finance Limited |
Change of Address |
| 16/02/2016 |
Hong Kong Securities (International) Company Limited |
Change of Address |
| 16/02/2016 |
SEEC Media Securities Limited |
New Trading Exchange Participant
(Broker number : 4798) |
| 15/02/2016 |
ETRADE Securities (Hong Kong) Limited |
Resignation of Exchange Participant |
| 12/02/2016 |
Tian Yuan Finance Limited |
New Trading Exchange Participant
(Broker number : 7286, 7289) |
| 05/02/2016 |
Fosun Hani Securities Limited |
Change of Company Name
(Previous Name: Hani Securities (H.K.) Limited) |
| 05/02/2016 |
CF Securities Limited |
New Trading Exchange Participant
(Broker number : 4399) |
| 02/02/2016 |
First Capital Securities Limited |
New Trading Exchange Participant
(Broker number : 7297, 7298, 7299) |
| 01/02/2016 |
RaffAello Securities (HK) Limited |
Change of Address |
| 01/02/2016 |
Southwest Securities (HK) Brokerage Limited |
Change of Fax No. |
| 28/01/2016 |
China CIFCO Securities Co., Limited |
Change of Telephone No. |
| 27/01/2016 |
Win Fung Securities Limited |
Change of Telephone No. and Fax No. |
| 25/01/2016 |
Tianda Securities Limited |
Change of Fax No. |
| 21/01/2016 |
Suncorp Securities Limited |
New Trading Exchange Participant
(Broker number : 4799) |
| 12/01/2016 |
Huajin Securities (International) Limited |
Change of Fax No. |
| 12/01/2016 |
Japan Asia Securities Limited |
Change of Address |
| 11/01/2016 |
Hong Kong Securities (International) Company Limited |
Voluntary Suspension of Trading |
| 08/01/2016 |
Well Link Securities Limited |
Change of Company Name
(Previous Name: Hui's Brothers Financial Group Limited) |
| 06/01/2016 |
Caitong International Securities Co., Limited |
Change of Address |
| 06/01/2016 |
Macquarie Capital Limited |
Change of Company Name
(Previous Name: Macquarie Capital Securities Limited) |
| 05/01/2016 |
Reorient Capital Markets Limited |
Change of Address |
| 05/01/2016 |
Reorient Financial Markets Limited |
Change of Address |
| 05/01/2016 |
Sino Wealth Securities Limited |
Change of Address |
| 04/01/2016 |
China Point Stock Brokers Limited |
Resignation of Exchange Participant |
| 04/01/2016 |
China Renaissance Securities (Hong Kong) Limited |
New Exchange Participant |