31/03/2023 |
Publication of revised checklist for new applicants
• M105
|
Checklists, Forms and Templates > New Applicants
|
30/03/2023 |
Publication of new Guidance Letter
• GL115-23
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
and
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers
|
24/03/2023 |
Publication of Consultation Conclusions Paper on a Listing Regime for Specialist Technology Companies
|
News > Market Consultations
|
20/03/2023 |
Publication of the Exchange’s Enforcement Bulletin
|
Disciplinary & Enforcement > Enforcement Bulletin
|
28/02/2023 |
Updates of Guide on General Meetings
|
Listed Issuers > Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
|
28/02/2023 |
Updates of Frequently Asked Questions on the Joint Statement in relation to Results Announcement and holding of General Meeting
|
Listed Issuers > Current topics
|
24/02/2023 |
Publication of Consultation Paper on Rule Amendments Following Mainland China Regulation Updates and Other Proposed Rule Amendments Relating to PRC Issuers
|
News > Market Consultations
|
24/02/2023 |
Publication of Frequently Asked Question
• FAQ No. 118-2023
|
Interpretation and Guidance > Frequently Asked Questions
|
20/01/2023 |
Publication of Report of Review of Issuers’ Annual Reports
|
Listed Issuers > Exchange's Reports > Review of Issuers' Annual Reports
|
31/12/2022 |
Publication of revised e-Forms
• M402/ G402
|
Checklists, Forms and Templates > New Applicants
and
Listing e-Forms |
30/12/2022 |
Updates and withdrawals of FAQs, Guidance Letters, and Listing Decisions as a result of the Rule changes relating to Share Schemes of Listed Issuers
• FAQ Series 8 / 072-2020
• GL11-09 / GL97-18
• LD4-1 / LD13-3 / LD29-3 / LD40-1 / LD40-2 / LD40-3 / LD103-1 / LD9-2011 / LD89-2015 / LD129-2020
|
Interpretation and Guidance
|
30/12/2022 |
Revised Checklists as a result of the Rule changes relating to Share Schemes of Listed Issuers
• CF014M / CF019M / DR003M
• CF014G / CF019G / DR003G
|
Forms > Main Board Issuers
Forms > GEM Issuers
|
16/12/2022 |
Publication of Consultation Paper on Proposals to Expand the Paperless Listing Regime and Other Rule Amendments
|
News > Market Consultations
|
10/12/2022 |
Publication of revised e-Forms
• SE001
• M119/ G118
• M103
• M112/ G112
• M201/ G201
• M501
• G103
• CIS002
• DU003M
• DU004M
• DU005M
• DU003G
• DU004G
• DU005G
• FF004
|
Checklists, Forms and Templates > New Applicants
and
Listing e-Forms
|
10/12/2022
|
Publication of revised e-Forms
• CF006
• CF093
• DU003M
• DU004M
• DU005M
• FF004
• FF005
• FFD001M
• IF001
|
Checklists, Forms and Templates > Main Board Issuers
and
Listing e-Forms
|
10/12/2022 |
Publication of revised e-Forms
• CF006
• CF093
• DU003G
• DU004G
• DU005G
• FF004
• FF005
• FF201G
• IF001
|
Checklists, Forms and Templates > GEM Issuers
and
Listing e-Forms
|
09/12/2022 |
Publication of revised Guidance Letter
• GL113-22
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers / Guidance Letters for New Applicants
|
09/12/2022 |
Publication of the Exchange’s Listed Issuer Regulation Newsletter
|
Listed Issuers > Current topics > Listed Issuer Regulation Newsletters |
02/12/2022 |
Updates of Frequently Asked Questions
• FAQ No. 083-2022 to 101-2022
|
Interpretation and Guidance > Frequently Asked Questions
|
25/11/2022 |
Publication of 2022 Analysis of ESG Practice Disclosure
|
Listed Issuers > Exchange's Reports > Review of Implementation of Environmental, Social and Governance Reporting Guide
|
25/10/2022 |
Publication of the Exchange’s Guidance Note on Cooperation and updated Sanctions Statement and Policy Statement
|
Disciplinary & Enforcement > Enforcement Guidance Materials
|
19/10/2022 |
Publication of Consultation Paper on a Listing Regime for Specialist Technology Companies |
News > Market Consultations
|
08/10/2022 |
Publication of revised e-Forms for New Applicants
• DU003M
• DU004M
• DU005M
• DU003G
• DU004G
• DU005G
• FF004
|
Checklists and Forms > New Applicants
and
Listing e-Forms |
08/10/2022 |
Publication of revised e-Forms
• DU003M
• DU004M
• DU005M
• FF004
• CF093
|
Checklists, Forms and Templates > Main Board Issuers
and
Listing e-Forms
|
08/10/2022 |
Publication of revised e-Forms
• FF201G
• DU003G
• DU004G
• DU005G
• FF004
• CF093
|
Checklists, Forms and Templates > GEM Issuers
and
Listing e-Forms
|
30/09/2022 |
Publication of revised Checklists for Main Board Issuers
• CF014M/ CF019M/ DR003M
|
Checklists and Forms > Main Board Issuers
|
30/09/2022 |
Publication of revised Checklists for GEM Issuers
• CF014G/ CF019G/ DR003G/ DR008G/ DR009G
|
Checklists and Forms > GEM Issuers
|
16/09/2022 |
Publication of Frequently Asked Questions
• FAQ No. 102-2022 to 117-2022
|
Interpretation and Guidance > Frequently Asked Questions
|
09/09/2022 |
Publication of Listing Decision
• LD138-2022
|
Interpretation and Guidance > Listing Decisions
|
31/08/2022 |
Updates of Frequently Asked Questions
• FAQ No. 077-2022
|
Interpretation and Guidance > Frequently Asked Questions
|
17/08/2022 |
Publication of the Exchange’s Enforcement Bulletin
|
Disciplinary & Enforcement > Enforcement Bulletin
|
04/08/2022 |
Publication of revised Guidance Letters
Updates of Frequently Asked Questions
• FAQ No. 077-2022
• FAQ (Series 2)
|
Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants
and
Interpretation and Guidance > Frequently Asked Questions
|
04/08/2022 |
Publication of revised e-Forms for New Applicants
• SE001/ M103/ G103/ CIS002
|
Checklists and Forms > New Applicants
|
04/08/2022 |
Publication of revised Checklists and Forms for New Applicants
• CN001/ FFD003M/ M401/ FFD004M/ FF003G/ FF017G/ FF018G/ G401
|
Checklists and Forms > New Applicants
|
30/07/2022 |
Publication of revised e-Form
• FF201G
|
Checklists and Forms > GEM Issuers
and
Listing e-Forms
|
30/07/2022 |
Publication of revised e-Forms and guidelines for New Applicants
• SE001/ M103/ M201/ CIS002/ G103/ G201
|
Listing e-Forms |
29/07/2022 |
Publication of Consultation Conclusions Paper on Proposed Amendments to Listing Rules relating to Share Schemes of Listed Issuers and Housekeeping Rule Amendment |
News > Market Consultations
|
29/07/2022 |
Publication of Frequently Asked Questions
• FAQ No. 083-2022 to 101-2022
|
Interpretation and Guidance > Frequently Asked Questions
|
24/06/2022 |
Publication of Listing Decisions
• LD136-2022
• LD137-2022
|
Interpretation and Guidance > Listing Decisions |
24/06/2022 |
Publication of revised Guidance Letter
• GL95-18 |
Interpretation and Guidance > Guidance Letters > Guidance Letters for Listed Issuers |
22/06/2022 |
Publication of Private Reprimands
|
Disciplinary & Enforcement > Disciplinary Sanctions |
17/06/2022 |
Publication of Frequently Asked Questions
• FAQ No. 078-2022
• FAQ No. 079-2022
• FAQ No. 080-2022
• FAQ No. 081-2022
• FAQ No. 082-2022
|
Interpretation and Guidance > Frequently Asked Questions |
10/06/2022 |
Publication of the Exchange’s Listing Newsletter |
How We Regulate > Listing Newsletter |