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Disciplinary Sanctions

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blue_bullet Disciplinary Sanctions published before 1 January 2021 can be found here
Date Company/Name Sanctions Details
19 July 2021 Mr Qian Gang Breaches of GLRs 5.54, 5.56(a) and 5.61 and Director’s Undertakings

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the failure of Mr Qian to discharge his responsibilities under the GEM Listing Rules, had Mr Qian remained on the board of directors of the company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
19 July 2021 Mr Wang De Qun Breaches of GLRs 5.54, 5.56(a) and 5.61 and Director’s Undertakings

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the failure of Mr Wang to discharge his responsibilities under the GEM Listing Rules, had Mr Wang remained on the board of directors of the company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
14 July 2021 Longrun Tea Group Company Limited Breaches of MLRs 2.13(2), 13.46(2)(a), 13.48(1), 13.49(1), 13.49(3)(i), 13.49(6), 13.89(3), 14.34, 14.38A, 14.40, 14.41, 14A.22, 14A.35, 14A.36 and 14A.46

Sanction: public censure
 
News Release

Statement of Disciplinary Action
14 July 2021 Dr Chiu Ka Leung Breaches of MLRs 3.08(a), (b), (d), (e) and (f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the wilful and/or persistent failure of Dr Chiu to discharge his responsibilities under the Listing Rules, his retention of office is prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
14 July 2021 Mr Jiao Shaoliang Breaches of MLRs 3.08(a), (b), (d), (e) and (f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the wilful and/or persistent failure of Mr Jiao to discharge his responsibilities under the Listing Rules, his retention of office is prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
14 July 2021 Ms Yeh Shu Ping Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 July 2021  Dr He William (also known as Lu Pingguo) Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 July 2021 Mr Guo Guoqing Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 July 2021 Mr Kwok Hok Lun Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 July 2021 Mr Lam Siu Hung Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 July 2021 Dr Liu Zhonghua Breaches of MLR 3.08 (f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action

12 July 2021

Winshine Science Company Limited Breaches of MLRs 13.46(2)(a), 13.48(1), 13.49(1), 13.49(3)(i) and 13.49(6) and Code Provision C.2.1 of the CG Code

Sanction: public criticism
News Release

Statement of Disciplinary Action
12 July 2021 Mr Wei Guo Breaches of MLRs 3.08(a) to (f) and Director’s Undertaking

Sanction: public censure with a statement that, by reason of Mr Wei’s respective wilful and/or persistent failure to discharge his responsibilities under the Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
12 July 2021 Mr Xing Wei Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that, by reason of Mr Xing’s respective wilful and/or persistent failure to discharge his responsibilities under the Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
12 July 2021 Mr Li Fang Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
12 July 2021 Mr Lin Shao Peng Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
12 July 2021 Mr Lai Ming Wai Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
12 July 2021 Mr Lau Shun Pong Johnson Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
7 July 2021 China Fortune Investments (Holding) Limited Breaches of GLRs 18.03, 18.48A, 18.49, 18.50C, 18.53, 18.54, 18.66, 18.67, 18.78, 18.79 and 19.34

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Mr Xu Jing An Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Ms Li Ka Ki Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Ms Ching Wai Han Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Mr Stephen William Frostick Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Mr Liu Yun Ming Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
7 July 2021 Mr Cheng Chun Tak Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
7 July 2021 Mr Huang Sheng Lan Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
7 July 2021 Mr Chang Jun Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
7 July 2021 Mr Lee Chi Hwa Joshua Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
29 June 2021 IntelliCentrics Global Holdings Ltd Breaches of MLRs 3A.23, 13.13, 13.15, 14.34, 14.38A and 14.40

Sanction: public censure
News Release

Statement of Disciplinary Action
29 June 2021 Mr Lin Tzung-Liang Breaches of MLRs 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
29 June 2021 Mr Michael James Sheehan Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Alltronics Holdings Limited Breaches of MLRs 14.49 and 14A.36

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Lam Yin Kee Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Lam Chee Tai Eric Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr So Kin Hung Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Ms Yeung Po Wah Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Ms Liu Jing Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Fan Chung Yue William Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Yau Ming Kim Robert Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Yen Yuen Ho Tony Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021  Mr Lin Kam Sui Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
28 June 2021 Mr Pang Kwong Wah Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
24 June 2021 Mr San Kwan Breaches of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr San to discharge his responsibilities under the Listing Rules, had Mr San remained in office, his retention of office would have been prejudicial to the interests of investors
News Release

Statement of Disciplinary Action
24 June 2021 Mr Sin Ke Breaches of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Sin to discharge his responsibilities under the Listing Rules, had Mr Sin remained in office, his retention of office would have been prejudicial to the interests of investors
News Release

Statement of Disciplinary Action
24 June 2021 Mr Zeng Jian Zhong Breaches of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Zeng to discharge his responsibilities under the Listing Rules, had Mr Zeng remained in office, his retention of office would have been prejudicial to the interests of investors
News Release

Statement of Disciplinary Action
24 June 2021 Mr Zhuang Wei Dong Breaches of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Zhuang to discharge his responsibilities under the Listing Rules, had Mr Zhuang remained in office, his retention of office would have been prejudicial to the interests of investors
News Release

Statement of Disciplinary Action
24 June 2021 Mr Zhuang Xue Yuan Breaches of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Zhuang to discharge his responsibilities under the Listing Rules, had Mr Zhuang remained in office, his retention of office would have been prejudicial to the interests of investors
News Release

Statement of Disciplinary Action
15 June 2021 Tenwow International Holdings Limited Breaches of MLRs 14.34, 14A.35, 14A.36 and 14A.46; and MLRs 13.46(2), 13.48(1), 13.49(1) and 13.49(6)

Sanction: public censure
News Release

Statement of Disciplinary Action
15 June 2021 Mr Lin Jian Hua Breaches of MLRs 3.08(a) to (f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the wilful and/or persistent failure of Mr Lin to discharge his responsibilities under the Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
15 June 2021 Mr Lin Qi Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the wilful and/or persistent failure of Mr Lin to discharge his responsibilities under the Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
15 June 2021 Mr Yeung Yue Ming Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
15 June 2021 Ms Au Lai Hang Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
15 June 2021 Mr Lam Boris Hang Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
15 June 2021 Mr Liu Zhao Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
15 June 2021 Mr Cheung Warren Yui Kai Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
15 June 2021 Mr Liu Chang Tzong Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
15 June 2021 Mr Wang Long Gen Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
10 June 2021 Mr Yu Jian Qiu Breach of paragraphs A.3(a)(i) and B.8 of Appendix 10 to the Listing Rules and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
8 June 2021 Baytacare Pharmaceutical Co., Ltd. Breaches of GLRs 17.15, 17.22, 17.101(3), 19.34, 19.38, 19.40, 19.41, 20.33, 20.34 and 20.44

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Wang Shao Yan Breaches of GLRs 5.01(1) to (6) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Wang’s failure to discharge his responsibilities under the GEM Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
8 June 2021 Ms Cui Bing Yan Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Gao Ai Qun Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Cao Yang Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action 
8 June 2021 Mr Chen You Fang Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Shi Peng Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Ms Hui Lai Yam Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Yang Yu Lin Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021  Mr Gao Zhi Kai Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Mr Qin Hai Bo Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that the conduct of Mr Qin in this matter will be taken into account in assessing his suitability to be a director of a company listed on the Exchange.
News Release

Statement of Disciplinary Action
8 June 2021 Mr Jiang Xiao Bin Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that the conduct of Mr Jiang in this matter will be taken into account in assessing his suitability to be a director of a company listed on the Exchange.
News Release

Statement of Disciplinary Action
8 June 2021 Mr Zhao Zhen Xing Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that the conduct of Mr Zhao in this matter will be taken into account in assessing his suitability to be a director of a company listed on the Exchange.
News Release

Statement of Disciplinary Action
8 June 2021 Ms Lin Xia Rong Breach of Supervisor’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Ms Han Xue Breach of Supervisor’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Ms Yang Li Xue Breach of Supervisor’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
8 June 2021 Ms Meng Shu Hua Breach of Supervisor’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
27 May 2021 Dongyue Group Limited Breaches of MLRs 13.46(2)(a), 13.48(1), 13.49(1) and 13.49(6)

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Zhang Jianhong Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
27 May 2021 Mr Liu Chuanqi Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Liu Yi Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Cui Tongzheng Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure

News Release

Statement of Disciplinary Action
27 May 2021 Mr Fu Kwan Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Zhang Jian Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Wu Tao Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure; public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Ting Leung Huel Stephen Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Yang Xiaoyong Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
27 May 2021 Mr Yue Run Dong Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
26 May 2021 Tech Pro Technology Development Limited Breaches of MLRs 13.13, 13.15, 13.46(2)(a), 13.48(1), 13.49(1), 13.49(6) and 14.34

Sanction: public censure
News Release

Statement of Disciplinary Action
26 May 2021 Mr Lee Tsz Hang Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
26 May 2021 Mr Liu Xinsheng Breaches of MLRs 3.08(a), 3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the failure of Mr Liu to discharge his responsibilities under the Exchange Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
26 May 2021 Mr Chiu Chi Hong Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
26 May 2021 Mr Li Wing Sang Breaches of MLRs 3.08(a), 3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of the failure of Mr Li to discharge his responsibilities under the Exchange Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
26 May 2021 Mr Lau Wan Cheung Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
26 May 2021 Mr Ng Wai Hung Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
26 May 2021 Mr Tam Tak Wah Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Mr Chan Shun Yee Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Mr Liu Min Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Mr Xu Zhifeng Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Ms Zhu Yanzhou Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Mr Wong Tat Yan Paul Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
17 May 2021 Mr Zhou Guohua Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 May 2021 Mr Su Rujia Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
13 May 2021 Mr Ke Wen Tuo Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr W T Ke’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.  
News Release

Statement of Disciplinary Action
13 May 2021 Mr Ke Ji Xiong Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr J X Ke’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
13 May 2021 Mr Cao Xu Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr Cao’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
13 May 2021 Ms Lian Bi Yu Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Ms Lian’s wilful and/or persistent failure to discharge her responsibilities under the Exchange Listing Rules, had the Company remained listed, her retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
13 May 2021 Mr Zhang Guo Duan Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr G D Zhang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
13 May 2021 Mr Zhang Dao Pei Breach of Director’s Undertaking

Sanction: public censure with a statement that, in the Exchange’s opinion, by reason of Mr D P Zhang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
14 April 2021 China Tangshang Holdings Limited Breaches of MLRs 13.13, 13.15, 14.34 and 14.40

Sanction: public censure
News Release

Statement of Disciplinary Action
14 April 2021 Mr Zhou Hou Jie Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
14 April 2021 Mr Chen Wei Wu Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
7 April 2021 My Heart Bodibra Group Limited Breaches of GLRs 19.34, 20.32, 20.33, 20.34, 20.37 and 20.44

Sanction: public censure
News Release

Statement of Disciplinary Action
7 April 2021 Mr Chan Lin So Alan Breaches of GLRs 5.01(2), (4), (5), (6), 5.20 and Director’s Undertaking

Sanction: public censure with a statement that, by reason of Mr Chan’s persistent failure to discharge his responsibilities under the GEM Listing Rules, had he remained in office, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
7 April 2021 Mr Yiu Koon Pong Breaches of GLRs 5.01(2), (4), (5), (6) and Director’s Undertaking

Sanction: public censure with a statement that, by reason of Mr Yiu’s persistent failure to discharge his responsibilities under the GEM Listing Rules, had he remained in office, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 China Yu Tian Holdings Limited (delisted) Breaches of GLRs 6A.19, 6A.23, 17.55A, 20.33 and 20.34

Sanction: public censure
News Release

Statement of Disciplinary Action
30 March 2021 Ms Wang Xue Mei Breaches of GLR 5.01(4) to (6), 5.20 and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Ms Wang’s wilful and/or persistent failure to discharge her responsibilities under the GEM Listing Rules, had the Company remained listed, her retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Wang Jin Dong Breaches of GLR 5.01(4) to (6) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Wang’s wilful and/or persistent failure to discharge his responsibilities under the GEM Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Cheng Bo Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Cheng’s wilful and/or persistent failure to discharge his responsibilities under the GEM Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Wang Zhong Hua Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Wang’s wilful and/or persistent failure to discharge his responsibilities under the GEM Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Tang Xi Guang Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Tang’s wilful and/or persistent failure to discharge his responsibilities under the GEM Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Zhao Hai Bo Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Zhao’s wilful and/or persistent failure to discharge his responsibilities under the GEM Listing Rules, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
30 March 2021 Mr Huang Zhi Wei Breaches of GLR 5.01(6) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
29 March 2021 Coslight Technology International Group Limited Breaches of MLRs 14.34, 14.48, 14.49, 14.51 and 14A.35

Sanction: public censure
News Release

Statement of Disciplinary Action
29 March 2021 Mr Song Dian Quan Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
29 March 2021 Ms Luo Ming Hua Breach of Director’s Undertaking

Sanction: public censure 
News Release

Statement of Disciplinary Action
29 March 2021 Mr Li Ke Xue Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
29 March 2021 Mr Xing Kai Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
29 March 2021 Mr Liu Xing Quan Breach of Director’s Undertaking

Sanction: public censure 
News Release

Statement of Disciplinary Action
29 March 2021 Mr Zhang Li Ming Breach of Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
29 March 2021  Dr Gao Yun Zhi Breach of Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
29 March 2021 Mr Li Zeng Lin Breach of Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
29 March 2021 Ms Zhu Yan Ling Breach of Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
29 March 2021 Mr Xiao Jian Min Breach of Director’s Undertaking

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 February 2021 Mr Lin Qing Xiong Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Lin’s wilful failure to discharge his obligations under the Exchange Listing Rules and the Best Ability Undertaking, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
17 February 2021 Mr Qiu Zhi Qiang Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Qiu’s wilful failure to discharge his Undertaking to Cooperate, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
17 February 2021 Mr Deng Qing Hui Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure
News Release

Statement of Disciplinary Action
17 February 2021 Mr Chan Sui Wa Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 February 2021 Mr Ma Chong Qi Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 February 2021 Mr Yu Yu Bin Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
8 February 2021 Mr Ha Chuen Yeung Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Ha’s failure to discharge his responsibilities under the GEM Listing Rules, had Mr Ha remained on the board of directors of Inno-Tech Holdings Limited, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
8 February 2021 Mr He Xiao Ming Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr He’s failure to discharge his responsibilities under the Exchange Listing Rules, had Mr He remained on the board of directors of Teamway International Group Holdings Limited, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
8 February 2021 Ms Xie Yan Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Ms Xie’s failure to discharge her responsibilities under the Exchange Listing Rules, had Ms Xie remained on the board of directors of Teamway International Group Holdings Limited, her retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Brightoil Petroleum (Holdings) Limited (delisted) Breaches of MLRs 2.13(2), 13.06(2) and 13.24A

Sanction: public censure
News Release

Statement of Disciplinary Action
3 February 2021 Mr Tang Bo Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Tang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Dai Zhu Jiang Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Dai’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Zhao Li Guo Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Zhao’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Wang Tian Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Wang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021 Hosa International Limited Breach of MLR 2.12A

Sanction: public censure
News Release

Statement of Disciplinary Action
1 February 2021 Mr Shi Hong Liu Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Shi Hong Yan Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Shi Zhi Xiong Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Yao Ge Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
1 February 2021  Mr He Wen Yi Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
22 January 2021 Sandmartin International Holdings Limited Breaches of MLRs 2.13(2), 14.34 and 14A.35

Sanction: public censure
News Release         

Statement of Disciplinary Action 

22 January 2021 Mr Hung Tsung Chin Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Ms Chen Mei Huei Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Liao Wen I Tiger Breach of Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Frank Karl-Heinz Fischer Breach of Director’s Undertaking

Sanction: public criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Chen Wei Chun Breach of Director’s Undertaking

Sanction: public criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Wu Chia Ming Breach of Director’s Undertaking

Sanction: public criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Han Chien Shan Breach of Director’s Undertaking

Sanction: public criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Lee Chien Kuo Thomas Breach of Director’s Undertaking

Sanction: public criticism
News Release         

Statement of Disciplinary Action            
8 January 2021 Xinming China Holdings Limited Breaches of MLRs 14.34, 14.38A, 14.40 and 14.41

Sanction: public criticism
News Release


Statement of Disciplinary Action
8 January 2021 Mr Chen Cheng Shou Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public criticism
News Release


Statement of Disciplinary Action