Market Turnover
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Disciplinary Sanctions

Public disciplinary sanctions can be found below based on the year in which the sanction was issued. Some disciplinary actions conclude with the imposition of a private reprimand. A summary of such cases can be found by clicking here. Note that all disciplinary decisions are based on the specific facts and circumstances of each case, and should not be construed as precedents for future decisions.

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                blue_bullet Disciplinary Sanctions published before 1 January 2021 can be found here
                blue_bullet Disciplinary Sanctions published on or after 1 January 2021 can be found here