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Disciplinary Sanctions

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blue_bullet Disciplinary Sanctions published before 1 January 2021 can be found here
Date Company/Name Sanctions Details
17 February 2021 Mr Lin Qing Xiong Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Lin’s wilful failure to discharge his obligations under the Exchange Listing Rules and the Best Ability Undertaking, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
17 February 2021 Mr Qiu Zhi Qiang Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Qiu’s wilful failure to discharge his Undertaking to Cooperate, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
17 February 2021 Mr Deng Qing Hui Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public censure
News Release

Statement of Disciplinary Action
17 February 2021 Mr Chan Sui Wa Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 February 2021 Mr Ma Chong Qi Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
17 February 2021 Mr Yu Yu Bin Breaches of MLR3.08(f) and Director’s Undertakings

Sanction: public criticism
News Release

Statement of Disciplinary Action
8 February 2021 Mr Ha Chuen Yeung Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Ha’s failure to discharge his responsibilities under the GEM Listing Rules, had Mr Ha remained on the board of directors of Inno-Tech Holdings Limited, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
8 February 2021 Mr He Xiao Ming Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr He’s failure to discharge his responsibilities under the Exchange Listing Rules, had Mr He remained on the board of directors of Teamway International Group Holdings Limited, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
8 February 2021 Ms Xie Yan Breaches of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Ms Xie’s failure to discharge her responsibilities under the Exchange Listing Rules, had Ms Xie remained on the board of directors of Teamway International Group Holdings Limited, her retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Brightoil Petroleum (Holdings) Limited (delisted) Breaches of MLRs 2.13(2), 13.06(2) and 13.24A

Sanction: public censure
News Release

Statement of Disciplinary Action
3 February 2021 Mr Tang Bo Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Tang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Dai Zhu Jiang Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Dai’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Zhao Li Guo Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Zhao’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
3 February 2021 Mr Wang Tian Breaches of MLR3.08(f) and Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, by reason of Mr Wang’s wilful and/or persistent failure to discharge his responsibilities under the Exchange Listing Rules, had the Company remained listed, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021 Hosa International Limited Breach of MLR 2.12A

Sanction: public censure
News Release

Statement of Disciplinary Action
1 February 2021 Mr Shi Hong Liu Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Shi Hong Yan Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Shi Zhi Xiong Breach of Director’s Undertaking

Sanction: public censure with a statement that in the Exchange’s opinion, had he remained on the board of directors of the Company, his retention of office would have been prejudicial to the interests of investors.
News Release

Statement of Disciplinary Action
1 February 2021  Mr Yao Ge Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
1 February 2021  Mr He Wen Yi Breach of Director’s Undertaking

Sanction: public censure
News Release

Statement of Disciplinary Action
22 January 2021 Sandmartin International Holdings Limited Breaches of MLRs 2.13(2), 14.34 and 14A.35

Sanction: public censure
News Release         

Statement of Disciplinary Action 

22 January 2021 Mr Hung Tsung Chin Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Ms Chen Mei Huei Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Liao Wen I Tiger Director’s Undertaking

Sanction: public censure
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Frank Karl-Heinz Fischer Director’s Undertaking

Sanction: public statement involving criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Chen Wei Chun Director’s Undertaking

Sanction: public statement involving criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Wu Chia Ming Director’s Undertaking

Sanction: public statement involving criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Han Chien Shan Director’s Undertaking

Sanction: public statement involving criticism
News Release         

Statement of Disciplinary Action            
22 January 2021 Mr Lee Chien Kuo Thomas Director’s Undertaking

Sanction: public statement involving criticism
News Release         

Statement of Disciplinary Action            
8 January 2021 Xinming China Holdings Limited Breaches of MLRs 14.34, 14.38A, 14.40 and 14.41

Sanction: public statement involving criticism
News Release


Statement of Disciplinary Action
8 January 2021 Mr Chen Cheng Shou Breaches of MLR 3.08(f) and Director’s Undertaking

Sanction: public statement involving criticism
News Release


Statement of Disciplinary Action