FAQ and Briefing Materials

• Master SPSA Service FAQ (Updated as of 18 May 2022)
• Master SPSA Service - Briefing Material for CCEP and CCCP

Application of Master SPSA Service

• For new applications:
  • Please read the new application guideline first: Master SPSA Service New Application – Read-this-first (Updated as of 18 May 2022) 
  • Relevant forms and supporting documents required:
    • Master SPSA Holder Application or Change of Details Form (Updated as of 18 May 2022)
    • Terms & Conditions of the Services for Master SPSA Holder (Updated as of 22 November 2023)
    • Board Resolution (sample) – Admission of Master SPSA Holder and List of Authorised Signatories with Specimen Signatures of Master SPSA Holder
    • Registration Form for Internet Report Access Platform (Sample Zip File)
    • Client Connect Delegated Administrator Right Application / Maintenance Form
• For ongoing maintenance, change of information and termination:
  • Master SPSA Holder Application or Change of Details Form (Updated as of 18 May 2022)
  • Change of Authorised Signatories Form - Master SPSA Holder
  • Registration Form for Internet Report Access Platform (Sample Zip File)
  • Client Connect Delegated Administrator Right Application / Maintenance Form
  • Notice of Termination as a Master SPSA Holder

Technical Documents

• HKSCC Internet Report Access Platform (iRAP) Technical Guide
• Client Connect User Manual
  

Circulars

• SEHK Circulars
  • Introduction of Master SPSA Service for Northbound Stock Connect
  • Master SPSA Service – Briefing Session (Webinar)
  • Launch of Master SPSA Service for Northbound Stock Connect on 10 July 2020
  • Enhancements to Client Connect for Master SPSA Service

• HKSCC Circulars
  • Introduction of Master SPSA Service for Northbound Stock Connect
  • Master SPSA Service – Briefing Session (Webinar)
  • Launch of Master SPSA Service for Northbound Stock Connect on 10 July 2020
  • Enhancements to Client Connect for Master SPSA Service

News Release

• HKEX Enhances Stock Connect with Planned Launch of Master SPSA Service for Fund Managers
• HKEX to Launch Master SPSA Service on 10 July 

Rule Amendments

• Amendments to the Rules of the Exchange
• Amendments to the General Rule of CCASS
• Amendments to CCASS Operational Procedures

Updates on CCASS Terminal User Guide

• Section 4.3 Report Description of Trade File of SPSA (CCLTA01)
• Section 4.4 Report Data File Layout of Trade File of SPSA (CCLTA01)
• Sample file of CCLTA01 for Shanghai Market
• Sample file of CCLTA01 for Shenzhen Market
• Section 8.1.14 SPSA Delivery Failure Maintenance Function