Consultation Paper on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market
Exchange Participants |
2 |
Christfund Securities Limited (submission provided in Chinese) |
3 |
DBS Vickers (Hong Kong) Limited |
4 |
DL Brokerage Limited |
5 |
Emperor Securities Limited (submission provided in Chinese) |
6 |
GLS Securities Limited (submission provided in Chinese) |
7 |
Hani Securities (HK) Limited |
8 |
I-Access Investors Limited |
9 |
J.P. Morgan Broking (Hong Kong) Limited |
10 |
OSK Securities Hong Kong Limited |
11 |
Pacific Foundation Securities Limited |
12 |
Selina & Co. Ltd. (submission provided in Chinese) |
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The following Exchange Participants requested anonymity |
13 |
Exchange Participant 1 (submission provided in Chinese) |
14 |
Exchange Participant 2 |
15 |
Exchange Participant 3 |
16 |
Exchange Participant 4 (submission provided in Chinese) |
17 |
Exchange Participant 5 |
18 |
Exchange Participant 6 |
19 |
Exchange Participant 7 |
20 |
Exchange Participant 8 |
21 |
Exchange Participant 9 |
22 |
Exchange Participant 10 |
23 |
Exchange Participant 11 |
24 |
Exchange Participant 12 |
25 |
Exchange Participant 13 |
26 |
Exchange Participant 14 |
27 |
Exchange Participant 15 |
28 |
Exchange Participant 16 |
29 |
Exchange Participant 17 |
30 |
Exchange Participant 18 |
31 |
Exchange Participant 19 |
32 |
Exchange Participant 20 (submission provided in Chinese) |
33 |
Exchange Participant 21 |
34 |
Exchange Participant 22 |
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Industry Associations |
35 |
Hong Kong Securities & Futures Industry Staff Union (submission provided in Chinese) |
36 |
Hong Kong Stockbrokers Association (submission provided in Chinese) |
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Asset Management Firms |
The following asset management firms requested anonymity |
37 |
Asset Management Firm 1 |
38 |
Asset Management Firm 2 |
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Banks |
The following bank requested anonymity |
39 |
Bank 1 |
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Law Firms |
40 |
Clifford Chance |
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Individual Investors |
41 |
Chan Choi Hung (submission provided in Chinese) |
42 |
Mr Cheung (submission provided in Chinese) |
43 |
Tony Chiu (submission provided in Chinese) |
44 |
Andes Lau (submission provided in Chinese) |
45 |
C Ng (submission provided in Chinese) |
46 |
Dr. Stephen Wong |
47 |
Wong Kwok Lai (submission provided in Chinese) |
48 |
Yu Chuan Hong (submission provided in Chinese) |
49 |
Yuen Yui Chi Peter |
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The following individual investors requested anonymity |
50 |
Investor 1 (submission provided in Chinese) |
51 |
Investor 2 (submission provided in Chinese) |
52 |
Investor 3 (submission provided in Chinese) |
53 |
Investor 4 (submission provided in Chinese) |
54 |
Investor 5 (submission provided in Chinese) |
55 |
Investor 6 (submission provided in Chinese) |
56 |
Investor 7 (submission provided in Chinese) |
57 |
Investor 8 (submission provided in Chinese) |
58 |
Investor 9 (submission provided in Chinese) |
59 |
Investor 10 (submission provided in Chinese) |
60 |
Investor 11 (submission provided in Chinese) |
61 |
Investor 12 (submission provided in Chinese) |
62 |
Investor 13 (submission provided in Chinese) |
63 |
Investor 14 (submission provided in Chinese) |
64 |
Investor 15 (submission provided in Chinese) |
65 |
Investor 16 (submission provided in Chinese) |
66 |
Investor 17 (submission provided in Chinese) |
67 |
Investor 18 (submission provided in Chinese) |
68 |
Investor 19 (submission provided in Chinese) |
69 |
Investor 20 (submission provided in Chinese) |
70 |
Investor 21 (submission provided in Chinese) |
71 |
Investor 22 (submission provided in Chinese) |
72 |
Investor 23 (submission provided in Chinese) |
73 |
Investor 24 (submission provided in Chinese) |
74 |
Investor 25 (submission provided in Chinese) |
75 |
Investor 26 (submission provided in Chinese) |
76 |
Investor 27 (submission provided in Chinese) |
77 |
Investor 28 (submission provided in Chinese) |
78 |
Investor 29 (submission provided in Chinese) |
79 |
Investor 30 (submission provided in Chinese) |
80 |
Investor 31 (submission provided in Chinese) |
81 |
Investor 32 (submission provided in Chinese) |
82 |
Investor 33 (submission provided in Chinese) |
83 |
Investor 34 (submission provided in Chinese) |
84 |
Investor 35 (submission provided in Chinese) |
85 |
Investor 36 (submission provided in Chinese) |
86 |
Investor 37 (submission provided in Chinese) |
87 |
Investor 38 (submission provided in Chinese) |
88 |
Investor 39 (submission provided in Chinese) |
89 |
Investor 40 (submission provided in Chinese) |
90 |
Investor 41 (submission provided in Chinese) |
91 |
Investor 42 (submission provided in Chinese) |
92 |
Investor 43 (submission provided in Chinese) |
93 |
Investor 44 (submission provided in Chinese) |
94 |
Investor 45 (submission provided in Chinese) |
95 |
Investor 46 (submission provided in Chinese) |
96 |
Investor 47 (submission provided in Chinese) |
97 |
Investor 48 (submission provided in Chinese) |
98 |
Investor 49 (submission provided in Chinese) |
99 |
Investor 50 |
100 |
Investor 51 (submission provided in Chinese) |
101 |
Investor 52 (submission provided in Chinese) |
102 |
Investor 53 (submission provided in Chinese) |
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Notes:
- The identity of 16 investors cannot be verified because they did not provide any valid contact details in their responses or were not contactable.
- The original questionnaire has two pages. Some responses returned with one page only.
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