Consultation Paper on Introduction of a Price Control Mechanism during the Closing Auction Session in the Securities Market
Exchange Participants |
| 2 |
Christfund Securities Limited (submission provided in Chinese) |
| 3 |
DBS Vickers (Hong Kong) Limited |
| 4 |
DL Brokerage Limited |
| 5 |
Emperor Securities Limited (submission provided in Chinese) |
| 6 |
GLS Securities Limited (submission provided in Chinese) |
| 7 |
Hani Securities (HK) Limited |
| 8 |
I-Access Investors Limited |
| 9 |
J.P. Morgan Broking (Hong Kong) Limited |
| 10 |
OSK Securities Hong Kong Limited |
| 11 |
Pacific Foundation Securities Limited |
| 12 |
Selina & Co. Ltd. (submission provided in Chinese) |
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| The following Exchange Participants requested anonymity |
| 13 |
Exchange Participant 1 (submission provided in Chinese) |
| 14 |
Exchange Participant 2 |
| 15 |
Exchange Participant 3 |
| 16 |
Exchange Participant 4 (submission provided in Chinese) |
| 17 |
Exchange Participant 5 |
| 18 |
Exchange Participant 6 |
| 19 |
Exchange Participant 7 |
| 20 |
Exchange Participant 8 |
| 21 |
Exchange Participant 9 |
| 22 |
Exchange Participant 10 |
| 23 |
Exchange Participant 11 |
| 24 |
Exchange Participant 12 |
| 25 |
Exchange Participant 13 |
| 26 |
Exchange Participant 14 |
| 27 |
Exchange Participant 15 |
| 28 |
Exchange Participant 16 |
| 29 |
Exchange Participant 17 |
| 30 |
Exchange Participant 18 |
| 31 |
Exchange Participant 19 |
| 32 |
Exchange Participant 20 (submission provided in Chinese) |
| 33 |
Exchange Participant 21 |
| 34 |
Exchange Participant 22 |
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| Industry Associations |
| 35 |
Hong Kong Securities & Futures Industry Staff Union (submission provided in Chinese) |
| 36 |
Hong Kong Stockbrokers Association (submission provided in Chinese) |
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| Asset Management Firms |
| The following asset management firms requested anonymity |
| 37 |
Asset Management Firm 1 |
| 38 |
Asset Management Firm 2 |
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| Banks |
| The following bank requested anonymity |
| 39 |
Bank 1 |
| |
| Law Firms |
| 40 |
Clifford Chance |
| |
| Individual Investors |
| 41 |
Chan Choi Hung (submission provided in Chinese) |
| 42 |
Mr Cheung (submission provided in Chinese) |
| 43 |
Tony Chiu (submission provided in Chinese) |
| 44 |
Andes Lau (submission provided in Chinese) |
| 45 |
C Ng (submission provided in Chinese) |
| 46 |
Dr. Stephen Wong |
| 47 |
Wong Kwok Lai (submission provided in Chinese) |
| 48 |
Yu Chuan Hong (submission provided in Chinese) |
| 49 |
Yuen Yui Chi Peter |
| |
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| The following individual investors requested anonymity |
| 50 |
Investor 1 (submission provided in Chinese) |
| 51 |
Investor 2 (submission provided in Chinese) |
| 52 |
Investor 3 (submission provided in Chinese) |
| 53 |
Investor 4 (submission provided in Chinese) |
| 54 |
Investor 5 (submission provided in Chinese) |
| 55 |
Investor 6 (submission provided in Chinese) |
| 56 |
Investor 7 (submission provided in Chinese) |
| 57 |
Investor 8 (submission provided in Chinese) |
| 58 |
Investor 9 (submission provided in Chinese) |
| 59 |
Investor 10 (submission provided in Chinese) |
| 60 |
Investor 11 (submission provided in Chinese) |
| 61 |
Investor 12 (submission provided in Chinese) |
| 62 |
Investor 13 (submission provided in Chinese) |
| 63 |
Investor 14 (submission provided in Chinese) |
| 64 |
Investor 15 (submission provided in Chinese) |
| 65 |
Investor 16 (submission provided in Chinese) |
| 66 |
Investor 17 (submission provided in Chinese) |
| 67 |
Investor 18 (submission provided in Chinese) |
| 68 |
Investor 19 (submission provided in Chinese) |
| 69 |
Investor 20 (submission provided in Chinese) |
| 70 |
Investor 21 (submission provided in Chinese) |
| 71 |
Investor 22 (submission provided in Chinese) |
| 72 |
Investor 23 (submission provided in Chinese) |
| 73 |
Investor 24 (submission provided in Chinese) |
| 74 |
Investor 25 (submission provided in Chinese) |
| 75 |
Investor 26 (submission provided in Chinese) |
| 76 |
Investor 27 (submission provided in Chinese) |
| 77 |
Investor 28 (submission provided in Chinese) |
| 78 |
Investor 29 (submission provided in Chinese) |
| 79 |
Investor 30 (submission provided in Chinese) |
| 80 |
Investor 31 (submission provided in Chinese) |
| 81 |
Investor 32 (submission provided in Chinese) |
| 82 |
Investor 33 (submission provided in Chinese) |
| 83 |
Investor 34 (submission provided in Chinese) |
| 84 |
Investor 35 (submission provided in Chinese) |
| 85 |
Investor 36 (submission provided in Chinese) |
| 86 |
Investor 37 (submission provided in Chinese) |
| 87 |
Investor 38 (submission provided in Chinese) |
| 88 |
Investor 39 (submission provided in Chinese) |
| 89 |
Investor 40 (submission provided in Chinese) |
| 90 |
Investor 41 (submission provided in Chinese) |
| 91 |
Investor 42 (submission provided in Chinese) |
| 92 |
Investor 43 (submission provided in Chinese) |
| 93 |
Investor 44 (submission provided in Chinese) |
| 94 |
Investor 45 (submission provided in Chinese) |
| 95 |
Investor 46 (submission provided in Chinese) |
| 96 |
Investor 47 (submission provided in Chinese) |
| 97 |
Investor 48 (submission provided in Chinese) |
| 98 |
Investor 49 (submission provided in Chinese) |
| 99 |
Investor 50 |
| 100 |
Investor 51 (submission provided in Chinese) |
| 101 |
Investor 52 (submission provided in Chinese) |
| 102 |
Investor 53 (submission provided in Chinese) |
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Notes:
- The identity of 16 investors cannot be verified because they did not provide any valid contact details in their responses or were not contactable.
- The original questionnaire has two pages. Some responses returned with one page only.
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