| INSTITUTIONS |
| Market Participants (31 in total) |
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1. |
Addleshaw Goddard (Hong Kong) LLP (on behalf of (a) 14 market practitioners - CLC International Limited, Convoy Capital Hong Kong Limited, Dakin Capital Limited, Euto Capital Partners Limited, Ever-Long Securities Company Limited, Frontpage Capital Limited, Gransing Securities Co., Limited, Huabang Corporate Finance Limited, Kingston Corporate Finance Limited, Messis Capital Limited, Red Sun Capital Limited, TC Capital International Limited, VC Capital Limited and WAG Worldsec Corporate Finance Limited; and (b) six individuals - Chan Hi Kit, Chan Chuk Cheung Ivan, How Sze Ming, Lo Wing Shing Steven, Tai Kwok Leung Alexander and Wan Joseph Jason)
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2. |
Ballas Capital Limited |
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3. |
BDO Limited |
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4. |
C&T Partners (submission provided in Chinese)
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5. |
Central China International Capital Limited
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6. |
Charltons (on behalf of Anglo Chinese Corporate Finance Limited, Quam Capital Limited and Somerley Capital Limited)
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7. |
Deacons |
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8. |
Ernst & Young
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9. |
Grandall Law Firm (submission provided in Chinese)
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10. |
Greater China Assets Services Limited
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11. |
Guosen Securities (HK) Capital Company Limited (submission provided in Chinese)
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12. |
Heungkong Financial Group |
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13. |
KPMG
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14. |
Latham & Watkins |
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15. |
Linklaters |
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16. |
PricewaterhouseCoopers |
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17. |
Shenwan Hongyuan Capital (H.K.) Limited |
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18. |
SHINEWING (HK) CPA Limited |
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19. |
Slaughter and May |
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20. |
Yunfeng Financial Group |
| The following market participants requested anonymity |
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21. |
Market Participant 1 |
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22. |
Market Participant 2 |
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23. |
Market Participant 3 |
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24. |
Market Participant 4 |
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25. |
Market Participant 5 |
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26. |
Market Participant 6 |
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27. |
Market Participant 7 |
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28. |
Market Participant 8 |
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29. |
Market Participant 9 |
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30. |
Market Participant 10 |
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31. |
Market Participant 11 |
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| Professional bodies and industry associations (18 in total) |
| 32. |
ACCA Hong Kong |
| 33. |
Asia Securities Industry & Financial Markets Association |
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34. |
The British Chamber of Commerce in Hong Kong |
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35. |
California State Teachers’ Retirement System |
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36. |
The Chamber of Hong Kong Listed Companies |
| 37. |
CMA Australia |
| 38. |
Frost & Sullivan International Limited (submission provided in Chinese)
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| 39. |
FTSE Russell
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| 40. |
Hong Kong Institute of Certified Public Accountants
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| 41. |
The Hong Kong Institute of Chartered Secretaries
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| 42. |
Hong Kong Professionals and Senior Executive Association (submission provided in Chinese)
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| 43. |
Hong Kong Securities Association (submission provided in Chinese)
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| 44. |
The Hong Kong Society of Financial Analysts
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| 45. |
The Institute of Securities Dealers (submission provided in Chinese)
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| 46. |
The Law Society of Hong Kong
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| 47. |
The Listed Companies Council, Hong Kong Chinese Enterprises Association (submission provided in Chinese)
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| The following Professional bodies and industry associations requested anonymity |
| 48. |
Professional bodies and industry associations 1
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| 49. |
Professional bodies and industry associations 2 |
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Listed issuers (10 in total) |
| 50. |
Altus Holdings Limited, A. Plus Group Holdings Limited and GME Group Holdings Limited (joint submission)
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| 51. |
Easy Repay Finance & Investment Limited (submission provided in Chinese)
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| 52. |
HMV Digital China Group Limited (submission provided in Chinese)
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| 53. |
Pizu Group Holdings Limited (submission provided in Chinese)
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| The following listed issuers requested anonymity |
| 54. |
Listed issuer 1
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| 55. |
Listed issuer 2 |
| 56. |
Listed issuer 3 |
| 57. |
Listed issuer 4 |
| 58. |
Listed issuer 5 |
| 59. |
Listed issuer 6 |
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Other institutions (19 in total)
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| 60. |
Business and Professionals Alliance for Hong Kong (submission provided in Chinese)
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| 61. |
CompliancePlus Consulting Limited
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| 62. |
Computershare Hong Kong Investors Services Limited
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| 63. |
Financial Services Development Council, Hong Kong
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| 64. |
Lab in Hong Kong (submission provided in Chinese)
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| 65. |
TLX Inc.
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| 66. |
Webb-site Reports
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| The following other institutions requested anonymity
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| 67. |
Other institution 1 |
| 68. |
Other institution 2 |
| 69. |
Other institution 3 |
| 70. |
Other institution 4 |
| 71. |
Other institution 5 |
| 72. |
Other institution 6 |
| 73. |
Other institution 7 |
| 74. |
Other institution 8 |
| 75. |
Other institution 9 |
| 76. |
Other institution 10 |
| 77. |
Other institution 11 |
| 78. |
Other institution 12 |
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| INDIVIDUALS |
Corporate finance staff (4 in total)
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| 79. |
Mr. Alvin H. Y. Leung |
| 80. |
Mr. Robin Fox
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| 81. |
Mr. Wong Chun Yee
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The following corporate finance staff requested anonymity
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| 82. |
Corporate finance staff 1
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Investment management staff
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| 83. |
Mr. Anthony Cheung
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Retail investors
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| 84. |
Mr. Matthew Harrison
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Listed company staff (4 in total)
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| 85. |
Mr. Zhao Qilin (submission provided in Chinese)
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The following listed company staff requested anonymity
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| 86. |
Listed company staff 1
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| 87. |
Listed company staff 2
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| 88. |
Listed company staff 3
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Other individuals (12 in total)
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| 89. |
Other individual 1
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| 90. |
Other individual 2 |
| 91. |
Other individual 3 |
| 92. |
Other individual 4 |
| 93. |
Other individual 5
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| 94. |
Other individual 6 |
| 95. |
Other individual 7
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| 96. |
Other individual 8
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| 97. |
Other individual 9
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| 98. |
Other individual 10
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| 99. |
Other individual 11
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| 100. |
Other individual 12 |
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