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Responses (December 2017)

Consultation Paper on Review of The Growth Enterprise Market (GEM) and Changes to The GEM and Main Board Listing Rules 

INSTITUTIONS
Market Participants (31 in total)
1.      Addleshaw Goddard (Hong Kong) LLP (on behalf of (a) 14 market practitioners - CLC International Limited, Convoy Capital Hong Kong Limited, Dakin Capital Limited, Euto Capital Partners Limited, Ever-Long Securities Company Limited, Frontpage Capital Limited, Gransing Securities Co., Limited, Huabang Corporate Finance Limited, Kingston Corporate Finance Limited, Messis Capital Limited, Red Sun Capital Limited, TC Capital International Limited, VC Capital Limited and WAG Worldsec Corporate Finance Limited; and (b) six individuals - Chan Hi Kit, Chan Chuk Cheung Ivan, How Sze Ming, Lo Wing Shing Steven, Tai Kwok Leung Alexander and Wan Joseph Jason)
2.      Ballas Capital Limited
3.      BDO Limited
4.      C&T Partners (submission provided in Chinese)
5.  Central China International Capital Limited
6.  Charltons (on behalf of Anglo Chinese Corporate Finance Limited, Quam Capital Limited and Somerley Capital Limited)
7.  Deacons
8.  Ernst & Young
9.  Grandall Law Firm (submission provided in Chinese)
10.  Greater China Assets Services Limited
11.  Guosen Securities (HK) Capital Company Limited (submission provided in Chinese)
12.  Heungkong Financial Group
13.  KPMG
14.  Latham & Watkins
15.  Linklaters
16.  PricewaterhouseCoopers
17.  Shenwan Hongyuan Capital (H.K.) Limited
18. SHINEWING (HK) CPA Limited
19. Slaughter and May
20. Yunfeng Financial Group
The following market participants requested anonymity
21. Market Participant 1
22. Market Participant 2
23. Market Participant 3
24. Market Participant 4
25. Market Participant 5
26. Market Participant 6
27. Market Participant 7
28. Market Participant 8
29. Market Participant 9
30. Market Participant 10
31. Market Participant 11
Professional bodies and industry associations (18 in total)
32. ACCA Hong Kong 
33. Asia Securities Industry & Financial Markets Association
34.  The British Chamber of Commerce in Hong Kong
35.  California State Teachers’ Retirement System
36. The Chamber of Hong Kong Listed Companies
37. CMA Australia
38. Frost & Sullivan International Limited (submission provided in Chinese)
39. FTSE Russell
40. Hong Kong Institute of Certified Public Accountants
41. The Hong Kong Institute of Chartered Secretaries
42. Hong Kong Professionals and Senior Executive Association (submission provided in Chinese)
43. Hong Kong Securities Association (submission provided in Chinese)
44. The Hong Kong Society of Financial Analysts 
45. The Institute of Securities Dealers (submission provided in Chinese)
46. The Law Society of Hong Kong
47. The Listed Companies Council, Hong Kong Chinese Enterprises Association (submission provided in Chinese)
The following Professional bodies and industry associations requested anonymity
48. Professional bodies and industry associations 1
49. Professional bodies and industry associations 2
 
Listed issuers (10 in total)
50.   Altus Holdings Limited, A. Plus Group Holdings Limited and GME Group Holdings Limited (joint submission)
51. Easy Repay Finance & Investment Limited (submission provided in Chinese)
52. HMV Digital China Group Limited (submission provided in Chinese)
53. Pizu Group Holdings Limited (submission provided in Chinese)
The following listed issuers requested anonymity 
54. Listed issuer 1
55. Listed issuer 2
56. Listed issuer 3
57. Listed issuer 4
58. Listed issuer 5
59. Listed issuer 6
   
Other institutions (19 in total)
60. Business and Professionals Alliance for Hong Kong (submission provided in Chinese)
61. CompliancePlus Consulting Limited
62. Computershare Hong Kong Investors Services Limited
63. Financial Services Development Council, Hong Kong
64. Lab in Hong Kong (submission provided in Chinese)
65. TLX Inc.
66. Webb-site Reports
The following other institutions requested anonymity
67. Other institution 1
68. Other institution 2
69. Other institution 3
70. Other institution 4
71. Other institution 5
72. Other institution 6
73. Other institution 7
74. Other institution 8
75. Other institution 9
76. Other institution 10
77. Other institution 11
78. Other institution 12
   
INDIVIDUALS
Corporate finance staff (4 in total)
79. Mr. Alvin H. Y. Leung
80. Mr. Robin Fox
81. Mr. Wong Chun Yee
The following corporate finance staff requested anonymity
82. Corporate finance staff 1
 
Investment management staff
83. Mr. Anthony Cheung
 
Retail investors
84. Mr. Matthew Harrison
 
Listed company staff (4 in total)
85. Mr. Zhao Qilin (submission provided in Chinese)
The following listed company staff requested anonymity
86. Listed company staff 1
87. Listed company staff 2
88. Listed company staff 3
   
Other individuals (12 in total)
89. Other individual 1
90. Other individual 2
91. Other individual 3
92. Other individual 4
93. Other individual 5
94. Other individual 6
95. Other individual 7
96. Other individual 8
97. Other individual 9
98. Other individual 10
99. Other individual 11
100. Other individual 12
  

 


Updated 19 Apr 2018

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