Exchange’s Disciplinary Action against Two Former Directors of TOMO Holdings Limited (Stock Code: 6928)
Regulatory
10 Nov 2026
香港聯合交易所有限公司
(香港交易及結算所有限公司全資附屬公司)
THE STOCK EXCHANGE OF HONG KONG LIMITED
(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)
The Stock Exchange of Hong Kong Limited
IMPOSES A DIRECTOR UNSUITABILITY STATEMENT1 and CENSURE against:
- Ms Liu Xinyi, former non-executive director of TOMO Holdings Limited (Stock Code: 6928); and
- Mr Wang Zhongmin, former independent non-executive director.
As part of an investigation into, amongst other things, whether Ms Liu and Mr Wang had discharged their respective duties and obligations under the Listing Rules, the Exchange sent investigation and reminder letters to each of them. They did not respond to the Exchange’s enquiries and failed to cooperate in the investigation.
Key messages:
Directors are required to cooperate in the Exchange’s investigations. To meet the cooperation requirement, they must provide the Exchange with accurate, complete and up-to-date information in a timely manner. This duty includes the duty to promptly update the Exchange on any change in contact details throughout the Exchange’s investigation and any related disciplinary action.
Failure to cooperate in the Exchange’s investigations constitutes a serious breach of the Listing Rules and may attract the most severe disciplinary sanction.
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The Statement of Disciplinary Action is available on the HKEX website.
Note:
- The Director Unsuitability Statement is a statement that, in the Exchange’s opinion, each of Ms Liu and Mr Wang is unsuitable to occupy a position as director or within senior management of the Company or any of its subsidiaries.
Ends