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Participant Information Changes (HKSCC)

Only changes (status, contact details, etc.) of the respective participants' information are shown.  Please refer to the information of the current Clearing House Participants for more details.

Effective Date Name of Participant Participant
Category
Change of Participant Information
22/12/2008 SBI E2-Capital Financial Services Ltd DCP Change of Company Name
(previous name: SBI E2-Capital Brokerage Ltd)
19/12/2008 Fortune (HK) Securities Ltd DCP Change of Company Name
(previous name:
Hong Tong Hai Securities Ltd)
16/12/2008 BNP Paribas Wealth Management Custodian
Participant
Change of Company Name
(previsous name : BNP Paribas Private Bank)
10/12/2008 Taishin Securities (Hong Kong) Co Ltd DCP Change of Company Name
(previous name:
Taiwan Securities (Hong Kong) Co Ltd)
08/12/2008 GuocoCapital Ltd DCP Change of Company Name
(previous name:
Dao Heng Securities Ltd)
08/12/2008 The Hongkong and Shanghai
Banking Corporation Ltd
GCP Change of participantship category
(previous category : Custodian Participant)
01/12/2008 ICBC International Securities Ltd DCP New Participant
18/11/2008 OSK Securities Hong Kong Ltd DCP Change of Company Name
(previous name:
OSK Asia Securities Ltd)
17/11/2008 Xpress Credit Ltd Stock
Pledgee
Participant
Termination of Stock Pledgee Participant
13/10/2008 Hiu Fung Securities Ltd DCP New Participant
10/10/2008 Oriental Wealth Securities Ltd DCP New Participant
30/09/2008 American Express Bank Ltd Custodian
Participant
Termination of Custodian Participant
29/09/2008 Fortis Clearing (Options) Hong Kong Ltd GCP Change of Address
29/09/2008 LA (Global) Sinomix Securities Ltd DCP Change of Address
16/09/2008 Lehman Brothers Securities Asia Ltd DCP Cease HKSCC Participantship
05/09/2008 Goldman Sachs (Asia) Securities Ltd GCP Change of participantship category
(previous category : Direct Clearing Participant)
02/09/2008 Goldin Equities Ltd DCP Change of company name
(previous name: Goldin Securities Ltd)
01/09/2008 Chi Capital Securities Ltd DCP New Participant
16/08/2008 Shinko Securities (H.K.) Ltd DCP Change of Address
11/08/2008 Wing Tak Securities Ltd DCP Resignation of DCP
02/08/2008 First China Securities Ltd DCP Change of Address

Updated 25 Sep 2017

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